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The knowledge platform for the financial technology industry
The knowledge platform for the financial technology industry

Editor’s pick

The Best Conduct Risk Solution Providers

Following many well publicised misconduct issues within financial services, there is now a regulatory spotlight on the issue of conduct risk (in addition to all the fines) in an effort to help rebuild trust and support future growth. The FCA broadly defines conduct risk as ‘any action of a regulated firm or individual that leads...


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