Speakers
The who's who of the North American RegTech Community
Convene, 237 Park Ave New York
16th November, 2022
#RTSNYC
Advisory Board

Finance & Risk Executive/Leader

Co-Founder and Executive Director
Alliance for Innovative Regulation (AIR)

Managing Director, Head of Global Markets Program Delivery & Regulatory Technology
Credit Suisse

Global Product Manager – AML Transaction Monitorin
UBS

Senior Global Risk
Compliance and Regulatory Executive

Head of Americas Trade & Transaction Reporting
Morgan Stanley

Trade & Investment Associate
Department for International Trade (DIT)

Head of Americas Supervision
Citadel Securities;
Adjunct Law Professor
Fordham University School of Law

Head of Regulatory Operations
BMO Financial Group
2019 Speakers

Managing Director, Head of Global Markets Program Delivery & Regulatory Technology
Credit Suisse

Global Head of RegTech
BNY Mellon

Managing Director, Office of Regulatory Affairs
JP Morgan Chase

Co-Founder and Executive Director
Alliance for Innovative Regulation (AIR)

Global Head of Content (Enterprise)
Bloomberg

Director – Investment Management Risk and Compliance
BNY Mellon

Director, Compliance Technology
Deutsche Bank

Innovation Specialist
Deutsche Bank

Clinical Professor of Finance and Co-Director, Volatility and Risk Institute
NYU Stern;
Former Director
Office of Financial Research, U.S. Treasury (2013-2017)

Head of Americas Trade & Transaction Reporting
Morgan Stanley

Vice President, Regulatory Operations
Goldman Sachs

Executive Board Member and Strategic Initiatives Lead
International RegTech Association

Director, Financial Crime Compliance
Credit Suisse

Executive Director, Global Head of Entity Reference Data & Client Lifecycle Management Technology Nomura Securities

Head of Financial Crime Compliance, Commercial Banking
HSBC

Managing Director, Head of Global Equity and Structured Products Technology
BMO Capital Markets

Senior Vice President, Senior Director, Regulatory Solutions
FactSet

Head of Regulatory Operations
RBC Capital Markets

EVP, Business Development & Alliances
SmartStream RDU

CEO
Jordan & Jordan

Senior Advisor, Regulatory Reporting
SEC

SME in Trading & Compliance Technology

Director, Global Head of CAT Regulatory Reporting
Risk Focus

Senior Regulatory Intelligence Officer
Thomson Reuters

CTO, Financial Services
MarkLogic

VP Strategy, Finance, Risk and Reporting
Wolters Kluwer

CEO & Founder
n-Tier Financial Services

Founder & CEO
WorldWatch Plus

Chief Client Officer
AxiomSL

Director – Regulatory Reporting
Kx

President, Americas
Comply Advantage

Financial District Business Manager
CUBE

Senior Privacy Counsel, Head of Policy,
Inpher

General Counsel and VP Compliance
Theta Lake
Speaking Opportunities
If you are interested in getting involved and speaking at our events or on our webinars, please get in touch with us! Email speakers@a-teamgroup.com or call us on +44 (0)20 8090 2055 or +1 646 290 7488.