RegTech Insight Regulatory Reporting & Data The latest content from across the platform
Upcoming Webinar: Post-Trade Transformation: Automating Clearing & Settlement
Date: 1 December 2026 Time: 10:00am ET / 3:00pm London / 4:00pm CET Duration: 50 minutes The UK, EU and Swiss markets move to T+1 settlement on 11 October 2027, but the first binding compression arrives almost a year earlier. ESMA’s amended settlement discipline RTS expects allocation and confirmation completed by 23:00 CET on trade…
Upcoming Webinar: Generative and Agentic AI in Financial Markets: What the Data Really Shows
Date: 15 October 2026 Time: 10:00am ET / 3:00pm London / 4:00pm CET Duration: 50 minutes Artificial intelligence is reshaping financial markets – but the reality on the ground is more nuanced, more uneven, and more instructive than the headlines suggest. A new A-Team Insight research programme, drawing on responses from senior AI decision-makers at…
RegTech Summit New York, 2026: Navigating the Next Phase of Compliance Transformation
A-Team Group’s RegTech Summit, New York enters its tenth year in 2026. During the past decade we’ve seen rules-based/on-prem point solutions give way to cloud based SaaS implementations. The industry has come though significant regulatory refits and updates including a successful move to T+1 settlement in the US and Canada while Europe, UK and Switzerland…
Confluence Launches POINT with AI Validation for Regulatory Reporting
Confluence Technologies has launched Confluence POINT, starting with AI-enabled document validation and a conversational interface for its Revolution analytics platform. Confluence says both capabilities are available immediately. POINT Validation checks financial and regulatory documents across multiple formats, including unstructured data. Its automated checklist completes validation in minutes, flags errors for review and records an audit…
RTS London – From Periodic Remediation to Continuous Proof
Regulators can interrogate reported data faster and in greater detail. Compliance controls will need to keep pace. That pressure extends beyond regulatory reporting. Artificial intelligence (AI) is moving into surveillance, regulatory change and financial-crime workflows. Firms must now demonstrate that the data supporting those systems is accurate, consistently represented and traceable to its source. Speakers…
Regulatory Data Handbook 2026 – Fourteenth Edition
Welcome to the fourteenth edition of A-Team Group’s Regulatory Data Handbook. Supervisors increasingly expect firms to demonstrate which rules apply, which data supports each obligation, who owns the control and how exceptions are identified and resolved. Policies and implementation programmes must now be supported by records that can withstand regulatory scrutiny. This edition examines material…
KOR Launches Australian Trade Repository for ASIC Derivatives Reporting
KOR has begun accepting submissions through its Australian derivative trade repository (ADTR), giving reporting entities a second licensed repository option for complying with the Australian Securities and Investments Commission’s (ASIC’s) Derivative Transaction Rules. The repository supports all reportable asset classes and client segments. Its launch follows ASIC’s decision to grant KOR an ADTR licence, making…
Kaizen Appoints DTCC’s Sam North as Chief Product Officer
Kaizen has appointed Sam North as chief product officer (CPO) to lead the regulatory reporting assurance specialist’s product strategy and roadmap. North joins Kaizen after more than 15 years at the Depository Trust & Clearing Corporation (DTCC), where he most recently served as executive director, product management. His experience covers regulatory reporting, post-trade services, product…
SEC Proposes “Regulation Crypto Assets” to Address Digital Assets Innovation while Congress Moves Slowly on CLARITY Act
In a move that was somewhat surprising given its timing, the US Securities and Exchange Commission (SEC) unveiled a new regulatory proposal titled “Regulation Crypto Assets“ that is expected to have significant impact not only on those involved in launching native crypto assets but also for the general digital assets and tokenisation space. The SEC’s…
Confluence Embeds AI Validation and Conversational Controls in POINT Launch
Confluence Technologies has launched Confluence POINT, an artificial intelligence-enabled layer designed to automate work surrounding its regulatory reporting, analytics and investor communications products. The first capabilities address two distinct parts of the investment-management workflow. POINT Validation reviews financial and regulatory reporting documents, while a conversational interface allows users of Confluence Revolution to query data and…