RegTech Insight AI, Analytics & RegTech Innovation The latest content from across the platform
StarCompliance Adds Natural-Language Agent to Compliance Analytics
Maryland based StarCompliance has added an artificial intelligence (AI) agent to its Analytics product, allowing compliance teams to question connected employee and firm data in natural language. The agent returns responses as text, charts or tables. It is intended to reduce the manual work involved in producing compliance analysis and management information. Users can create…
Can You Explain Your Compliance Decisions? RegTech Summit New York Examines the Evidence
RegTech Summit New York returns on 19 November for its tenth year, bringing regulators and practitioners together to examine compliance, data and artificial intelligence (AI). Across the agenda runs a question with consequences for compliance innovation: can firms demonstrate that their controls work and explain the decisions they produce? When a regulator challenges a reporting…
RegSensus Combines FundApps and SteelEye Around Regulatory Consensus and Shared Data
FundApps and SteelEye have launched RegSensus, a new entity combining regulatory monitoring and reporting with trade and communications surveillance following completion of their merger in September. The business targets two sources of duplicated compliance work: firms rebuilding datasets for separate obligations and interpreting the same regulations independently. Announced on 27 October, the merger aims to…
AutoRek Builds Out AI Reconciliation Across Three Deployment Models
A global financial institution can match 98% of its transactions and still face thousands of unmatched exceptions each day. For the staff investigating those breaks, the remaining workload determines how much value automation delivers. Compliance reviewers need to trace the data behind each exception and demonstrate the reasoning behind each resolution. Founded in 1994, AutoRek…
Smarsh Expands Solutions for AI, Cyber, and Third-Party Risk
Smarsh has announced expanded communications supervision, web archiving, cyber compliance and vendor risk management capabilities for small and mid-sized financial services firms. The changes include planned capture of Claude Cowork interactions within Professional Archive, alongside tools for reviewing communications, monitoring device security and documenting third-party oversight. Smarsh already captures Claude Enterprise communications through the Claude…
Xinthesys Launches AIMOS to Automate Regulatory Requests from Trade Lifecycle Event Data
Trade and regulatory reporting specialist Xinthesys has launched AIMOS, an agentic artificial intelligence framework within its Agile Data Processing and Engineering Technology Platform (ADEPT) and the underlying event-based TradeStore repository. TradeStore is designed to be a single source of truth for event-level trade lifecycle data at scale, supporting sell-side firms processing hundreds of millions of…
Data and Governance Take Centre Stage in AI Adoption
Financial institutions are making significant progress in deploying agentic AI, but differences in data infrastructure, governance and commercial priorities are creating a widening gap between those scaling the technology and those still experimenting, according to new research from A-Team Group. The study, commissioned by LSEG Data & Analytics and based on responses from 200 senior…
Recorded Webinar: Generative and Agentic AI in Financial Markets: What the Data Really Shows
Artificial intelligence is reshaping financial markets – but the reality on the ground is more nuanced, more uneven, and more instructive than the headlines suggest. A new A-Team Insight research programme, drawing on responses from senior AI decision-makers at buy-side and sell-side institutions across the USA, UK and Canada, reveals a market in transition: from…
A-Team Group Announces AI in Capital Markets Awards 2026 Winners
As artificial intelligence dominates conversations among the decisions makers of the world’s financial institutions, A-Team Group has recognised the vendors that are enabling those firms to transform their operations with the most cutting edge of technologies. In its second annual AI in Capital Markets Awards, the group celebrates the technology suppliers in this fast-growing sector…
Breaking the Reporting Remediation Cycle at RegTech Summit New York
At A-Team Group’s recent RegTech Summit in London, speakers described reporting operations dependent on manual workarounds, conflicting transaction data and knowledge held by a handful of people. Maintaining those corrective processes consumes resources that firms need for regulatory change. RegTech Summit New York on 19 November will bring that challenge into focus. Its reporting programme…