The leading knowledge platform for the financial technology industry

RegTech Summit New York

16th November, 2022

16th November, 2022

Countdown

Location

Convene, 237 Park Ave, New York
16th November, 2022

Countdown

Location

Convene, 237 Park Ave, New York

Now in its 6th year, the RegTech Summit in New York will bring together the regtech ecosystem to explore how the North American capital markets financial industry can leverage technology to drive innovation in regulatory compliance, cut costs and support regulatory change.

With more opportunities than ever before for RegTech to add value, now is the time to invest for the future. Join us to hear from leading RegTech practitioners and innovators who will share insights into how they are tackling the challenges of adopting and implementing RegTech and how to advance your RegTech strategy.

We are pleased to announce that our popular RegTech Summit NYC is being planned as an in-person live event on November 16th 2022.

Topics will include:

  • Practitioner’s and Regulator’s Perspective: The future of risk, compliance and RegTech
  • From cost to opportunity – Adopting a holistic approach to regulatory change management
  • PFOF Regulation and market data – what does the future hold?
  • Trade Reporting deep dive – Meeting requirements for SEC SBRS Swap Reporting and CFTC Re-Write Implementation
  • Meeting requirements for the CAT – Reporting progress and implementation experiences
  • Responsible AI
  • Deep dive into trade and communications surveillance
  • Effectively navigating AML and financial crime compliance processes with RegTech

Meet the speakers & advisory board

Raymond Hanson Managing Director, Head of Global Markets Program Delivery & Regulatory Technology
Credit Suisse
Colin Ware Global Head of RegTech
BNY Mellon
Robin Doyle Managing Director, Office of Regulatory Affairs
JP Morgan Chase
David Ehrich Co-Founder and Executive Director
Alliance for Innovative Regulation (AIR)
Bradley Foster Global Head of Content (Enterprise)
Bloomberg
Tammy Eisenberg Director – Investment Management Risk and Compliance
BNY Mellon
Viktor Grinberg Director, Compliance Technology
Deutsche Bank
Boris Nelkin Innovation Specialist
Deutsche Bank
RIchard Berner Clinical Professor of Finance and Co-Director, Volatility and Risk InstituteNYU Stern;Former Director
Office of Financial Research, U.S. Treasury (2013-2017)
Joshua Beaton Head of Americas Trade & Transaction Reporting
Morgan Stanley
David Emero Vice President, Regulatory Operations
Goldman Sachs
Richard Maton Executive Board Member and Strategic Initiatives Lead
International RegTech Association
Kai Schrimpf Director, Financial Crime Compliance
Credit Suisse
Manash Banerjee Executive Director, Global Head of Entity Reference Data & Client Lifecycle Management Technology
Nomura Securities
Ben Arber Head of Financial Crime Compliance, Commercial Banking
HSBC
Fera Jeraj Managing Director, Head of Global Equity and Structured Products Technology
BMO Capital Markets
Ali van Nes Senior Vice President, Senior Director, Regulatory Solutions
FactSet
David Goldman Head of Regulatory Operations
RBC Capital Markets
William Gates EVP, Business Development & Alliances
SmartStream RDU
Tom Jordan CEO
Jordan & Jordan
Manisha Kimmel Senior Advisor, Regulatory Reporting
SEC
Eric Karpman SME in Trading & Compliance Technology
Alex Rabaev Director, Global Head of CAT Regulatory Reporting
Risk Focus
Todd Ehret Senior Regulatory Intelligence Officer
Thomson Reuters
Dr. Giles Nelson CTO, Financial Services
MarkLogic
Will Newcomer VP Strategy, Finance, Risk and Reporting
Wolters Kluwer
Peter Gargone CEO & Founder
n-Tier Financial Services
Chuck Papageorgiou Founder & CEO
WorldWatch Plus
Harry Chopra Chief Client Officer
AxiomSL
Adam Dix Director - Regulatory Reporting
Kx
Michael Orrick President, Americas
Comply Advantage
Tim Sweeney Financial District Business Manager
CUBE
Sunny Seon Kang Senior Privacy Counsel, Head of Policy
Inpher
Marc Gilman General Counsel and VP Compliance
Theta Lake
If you'd like to get involved, bring a team of people, or have any questions about this event, please get in touch with us speakers@a-teamgroup.com
See all speakers

Hear what past attendees have to say about the RegTech Summit

“We had a fantastic time at the RegTech Summit in New York. It felt like a great nexus for the industry and was the perfect place for us to bring our trade delegation of cutting-edge UK RegTech firms to the US. The A-Team Group did an excellent job organizing this event and we look forward to having a DIT presence at more of their events in the future.”
Ross Allen, Director of Department for International Trade North America

Thanks to our 2022 Gold sponsors

Thanks to our 2022 Silver sponsors

Thanks to our 2022 Partners

Become a sponsor

Contact Jo Webb

Location

Convene, 237 Park Ave

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