RegTech Insight Risk, Governance & Controls The latest content from across the platform
Upcoming Webinar: Generative and Agentic AI in Financial Markets: What the Data Really Shows
Date: 15 October 2026 Time: 10:00am ET / 3:00pm London / 4:00pm CET Duration: 50 minutes Artificial intelligence is reshaping financial markets – but the reality on the ground is more nuanced, more uneven, and more instructive than the headlines suggest. A new A-Team Insight research programme, drawing on responses from senior AI decision-makers at…
Authologic Registration Brings EUDI Wallets Closer to Institutional KYC
Authologic has become the first Polish company registered to issue Electronic Attestations of Attributes (EAAs) for European Union Digital Identity Wallets. Its registration provides an early example of how the European framework could affect financial-sector identity checks. The registration, granted by Narodowy Bank Polski, allows Authologic to issue and verify EAAs. These cryptographically signed credentials…
Regulatory Data Handbook 2026 – Fourteenth Edition
Welcome to the fourteenth edition of A-Team Group’s Regulatory Data Handbook. Supervisors increasingly expect firms to demonstrate which rules apply, which data supports each obligation, who owns the control and how exceptions are identified and resolved. Policies and implementation programmes must now be supported by records that can withstand regulatory scrutiny. This edition examines material…
SEC Crypto Proposal Opens a New Funding Route and a New Compliance Cycle
The SEC is proposing new fundraising rules for crypto projects that sell tokens while building a blockchain network or application. Regulation Crypto Assets would allow qualifying developers to raise capital from a broad investor base and support secondary trading through tailored exemptions from Securities Act registration. However, these new freedoms come with additional regulatory burdens….
US Treasury Launches Task Force to Coordinate Financial Sector Quantum Transition
The US Treasury has launched a public-private task force to coordinate the financial sector’s transition to post-quantum cryptography financial institutions, market infrastructures, technology providers and other private-sector participants. The Quantum-Readiness Task Force will organise its work around three areas: sector alignment and migration; third-party and vendor readiness; and risks involving digital assets and emerging technologies….
What the Regulator Wants to See as AI Governance Moves from Policy to Proof
Over the past 18 months, generative AI (GenAI) based solutions have progressed from pilots into mainstream investment and trading processes, including risk and compliance. With the exception of the prescriptive risk-based EU AI ACT, regulators across jurisdictions are relying on existing rule-books and adopting a principles-based approach, rather than publish AI specific regulations. To get…
AI Expands Buy-Side Compliance Remit as Resources Remain Flat
Four in five respondents to a survey of US investment advisers use artificial intelligence, but many have yet to put testing, validation and third-party oversight behind that adoption. Around 60% of chief compliance officers also hold another executive role, so the added AI duties sit alongside their existing responsibilities. Amended Regulation S-P also requires advisers…
BIGTXN Turns Investment Restrictions into Trade-Ready Controls
An interview with Founder & CEO, Haider Mannan. Investment screening has its greatest operational impact before a trade, when a firm needs a defensible compliance decision without delaying execution. BIGTXN founder and chief executive Haider Mannan built the company around that constraint. “Because if you’re holding up execution, it’s costing the business,” he told RegTech…
FinScan Completes LSEG Validation for World-Check On Demand Integration
FinScan has completed LSEG Risk Intelligence’s technical validation process for its integration with World-Check On Demand. LSEG has designated the integration as ready to go to market. The integration gives financial institutions access to LSEG’s risk intelligence within FinScan’s anti-money laundering (AML) and sanctions-screening workflows. It is designed to reduce the operational work involved in…
FinregE Framework Links Early Regulatory Signals to Policy and Control Changes
FinregE has published a seven-step process for identifying emerging regulatory requirements and preparing operational changes before rules take effect. The framework, detailed in Regulatory Horizon Scanning: Proactive Compliance in 2026, addresses the “implementation lag” between an early policy signal and the changes required across products, budgets, policies and controls. FinregE argues that waiting until legislation…