RegTech Insight Risk, Governance & Controls The latest content from across the platform
CUBE Launches Certified Connector for Service Now
CUBE has launched a certified connector for ServiceNow Integrated Risk Management (IRM), making its regulatory intelligence and change management capabilities available within enterprise risk workflows. The integration is aimed at helping firms, particularly in highly regulated sectors such as financial services, connect regulatory updates and obligations more directly to compliance, risk and legal processes. The…
FinCEN Overhauls AML and CFT Rules with a New Effectiveness Standard
Published April 7, 2026, FinCEN’s latest Notice of Proposed Rulemaking (NPRM) is a sweeping overhaul of anti-money laundering (AML) and countering the financing of terrorism (CFT) programmes, recasting them around effectiveness, risk-based design and the fight against illicit finance. “For too long, Washington has asked financial institutions to measure success by the volume of paperwork…
Canoe and Bloomberg Advance Portfolio Analytics and Risk Workflows with Private Fund Data
Canoe Intelligence and Bloomberg have launched a certified integration designed to automate the delivery of private fund data into Bloomberg PORT Enterprise, addressing a long-standing operational challenge for asset owners managing portfolios across public and private markets. The integration is intended to reduce manual reporting and make private fund information more accessible within established portfolio…
Enforcement Targeting Weak Control Design – The GRC Fault Line
Recent enforcement actions point to sharpened regulatory expectations for evidence of controls capable of preventing, detecting, escalating, and correcting risk. Where firms are falling short, enforcement is landing on design, governance, and oversight failures. Across trading surveillance, client onboarding and valuation governance, regulators are drawing the same distinction between having controls on paper and having…
Regnology Extends Ascend Platform with Agentic AI to Operationalise Continuous Regulatory Intelligence
Regnology has expanded its Ascend platform with an agentic AI layer and deeper integration of its Regnology Supervisory Hub (RSH), positioning the platform as a unified environment for both regulatory reporting and supervisory oversight. The update builds on Ascend’s initial rollout in late 2025, which focused on data governance, automation and workflow orchestration across regulatory…
Bloomberg Expands MAC3 Risk Models for Enhanced Portfolio and Risk Forecasting Across Public and Private Investments
Bloomberg has expanded its MAC3 multi-asset risk models to cover private markets, extending the platform’s portfolio and risk forecasting capabilities beyond traditional public asset classes into private equity, private credit, real estate, infrastructure, hedge funds and liquid alternatives. The update reflects growing demand among institutional investors for more consistent measurement of risk across portfolios spanning…
DTCC Expands Board with Senior Market Structure, Treasury and Operations Leaders
The Depository Trust & Clearing Corporation (DTCC) has appointed four senior financial services executives to its Board of Directors, reinforcing governance oversight across market infrastructure, risk, and post-trade operations. The new appointees – Roland Chai (Nasdaq), Massimiliano Ciardi (Citadel), Stephen Hood (Marex), and Georges Lauchard (Barclays) – bring experience spanning exchange operations, treasury and funding,…
Shield Advances Archive Modernization with Tiering and Migration Enhancements
Shield has updated its archive platform with a set of enhancements aimed at addressing a long-standing operational problem for financial institutions: how to modernise legacy communications archives without introducing migration risk, increasing storage costs or weakening compliance controls. This latest release focuses on three areas – storage optimisation, large-scale migration and expanded governance – reflecting…
MAS Launches MindForge Toolkit, Expands BuildFin.ai Collaboration on AI Risk
The Monetary Authority of Singapore (MAS) has operationalised its approach to artificial intelligence (AI) governance in financial services, publishing a new AI Risk Management Toolkit developed through industry collaboration under Project MindForge. The initiative brings together 24 banks, insurers and capital markets firms, reflecting a coordinated effort to translate high-level AI principles into practical implementation…
ACA Expands Cross-Asset Transaction Cost Analysis with FXT Acquisition
ACA Group has acquired foreign exchange analytics specialist FX Transparency (FXT), extending its capabilities in transaction cost analysis (TCA) and best-execution monitoring within the FX market. The move follows ACA’s 2025 acquisition of Global Trading Analytics (GTA), which marked the firm’s initial expansion into TCA across equities, fixed income, derivatives and foreign exchange. With the…