A-Team Insight Podcasts

Podcast: Creating a Regulatory Change Management Framework

Join us for another in-depth A-Team Group Podcast, as we explore the best ways to create a robust regulatory change management framework to manage risk and navigate change. The Podcast explores how firms are developing capabilities to help anticipate risk, track and analyse regulatory updates. It reviews progress towards standards-based semantic technologies and machine-readable texts...

PODCAST: Garbage In, Garbage Out – Why Reg “Tech” is Only Half the Answer

Peter Moss is not shy of asking the hard questions. Join A-Team Group for a hard-hitting Podcast exploring the real challenges facing the future of the regtech industry – and how these can be handled. Learn why accurate data is the foundation upon which everything must be built, discover just why it is so important...

PODCAST: Connecting the Risk Data Ecosystems

Join Steve McDonald, the Head of Market Development, Risk & Compliance Solutions at Refinitiv, as he takes us on a journey through the complexities of connecting risk data ecosystems in today’s complex data-based environment. Explore the different types of risk ecosystem, discover how risk data ecosystems can be connected and what is involved, and learn...

A-Team Group RegTech Summit Reviews the First Nine Months of MiFID II

MiFID II was designed to increase market transparency and improve investor protection. So, how is it doing nine months in, what challenges remain – and there are plenty, and what are the positive outcomes for firms within its scope and the industry as a whole? You can find out the answers to these questions and...

SmartStream RDU Presents RegTech Summit Keynote on MiFID II and the SI Regime

Peter Moss, CEO of the SmartStream Reference Data Utility (RDU), dived into the detail of systematic internalisation under Markets in Financial Instruments Directive II (MiFID II) during a keynote presentation at A-Team Group’s recent RegTech Summit in London. He noted growing numbers of systematic internalisers (SIs) registered with the European Securities and Markets Authority (ESMA)...

Role of Regtech in Improving KYC, AML and Customer Due Diligence

The challenges of financial crime are significant and becoming harder to resolve, but advances can be made by implementing regtech solutions to improve customer onboarding, Know Your Customer (KYC) and Anti-Money Laundering systems at the heart of due diligence. This podcast comes from a panel discussion at A-Team Group’s recent RegTech Summit in London. It...

Podcast: Navigating the Emerging SI Landscape

In our final A-Team Group Podcast from the recent MiFID 2 briefing entitled ‘Interacting with the New Market Structure’, held on September 18th in the City of London, expert market practitioners including Simon Dove, Head of Liquidity Management at Tower Research Capital Europe; Jonathan Finney, Director of European Business Development at Citadel Securities; Peter Moss,...

Podcast: The Future of Fighting Financial Crime

Money laundering is a truly global phenomenon. The amount of illicit proceeds from criminal activity is estimated to account for 2-5 % of global GDP, yet less than 1% is seized or frozen by law enforcement in the financial system, while data protection rules impede information sharing between the public and private sector and inhibit...

Data Management Summit Reviews the Regulatory Landscape

A-Team Group’s Data Management Summit hosted in New York City on September 20, 2018, included a lively panel discussion on the regulatory landscape and the data management response for 2018 and beyond. Eschewing the doom and gloom of many conversations about regulatory compliance, the panel, moderated by Dessa Glasser, principal at Financial Risk Group and...

Podcast: Best Practices for Regulatory Reporting Efficiency

What is needed to get ready for SFTR + EMIR REFIT and how can you ensure your reporting infrastructure is ready? How can you improve the quality, consistency and standardisation of data? What are the foundations for granular data reporting and how are firms addressing the challenges of data collection? What is the potential for...