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RegTech Can Help Solve ESG Data Management and Trust Challenges

As demand for data grows with the acceptance of ESG as a critical part of financial institutions’ business and regulatory activities, focus will intensify on the quality of that information. Asset managers and owners will want the cleanest, most relevant and most comprehensive datasets to identify investment opportunities and risks and to comply with the...


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Arbuthnot Latham Taps Clausematch to Digitise Compliance Framework

Private bank Arbuthnot Latham is adopting Clausematch’s policy management platform to automate and streamline its compliance processes. The initiative aims to digitise Arbuthnot’s policy and compliance framework. According to Clausematch, Arbuthnot will use its proprietary policy management solution to reduce the time and risk of policy maintenance by giving compliance teams a centralised platform for...

RegCentric Wins A-Team Group Award for Best Regulatory Consultancy in APAC

Sydney, Australia-based RegCentric has won the award for Best Regulatory Consultancy in A-Team Group’s first live RegTech Insight Awards – APAC 2022. The awards celebrate leading providers of regulatory solutions, services and consultancy to capital markets participants across Asia-Pacific. The winners are named after A-Team Group’s RegTech Insight community votes for its favourite providers in...

A-Team Group Names Winners of Inaugural RegTech Insight Awards – APAC 2022

Congratulations to the winners of A-Team Group’s inaugural RegTech Insight Awards – APAC 2022. The awards were presented by Andrew Delaney, President and Chief Content Officer at A-Team Group during a drinks reception following A-Team Group’s RegTech Summit APAC in Singapore on 29 November 2022. The RegTech Insight Awards recognise both established solution providers and...

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FEATURED WEBINAR

Upcoming Webinar: New solutions to the old problems of compliance with communications surveillance regulation

Date: 6 December 2022 Time: 10:00am ET / 3:00pm London / 4:00pm CET Duration: 50 minutes Communications surveillance is an integral element of trading at financial institutions, and its functions are clearly set out in jurisdictional regulations – to capture, record and retain all communications. Essentially, all business related communications must be recorded whatever the…

FEATURED EVENT

RegTech Summit APAC

Now in its 2nd year, the RegTech Summit APAC will bring together the regtech ecosystem to explore how capital markets in the APAC region can leverage technology to drive innovation, cut costs and support regulatory change. With more opportunities than ever before for RegTech to add value, now is the time to invest for the future. Join us to hear from leading RegTech practitioners and innovators who will share insights into how they are tackling the challenges of adopting and implementing regtech and how to advance your RegTech strategy.

FEATURED GUIDE

Regulatory Data Handbook 2022/2023 – Tenth Edition

Welcome to the tenth edition of A-Team Group’s Regulatory Data Handbook, a publication that has tracked new regulations, amendments, implementation and data management requirements as regulatory change has impacted global capital markets participants over the past 10 years. This edition of the handbook includes new regulations and highlights some of the major regulatory interventions challenging…

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Top White Papers

Best Practice Approaches to Cross-Product Market Surveillance

As perpetrators of financial crime become more sophisticated, regulators worldwide are focusing more of their efforts on cross-product and cross-market manipulation, as evidenced by a growing number of high-profile prosecutions. Led by the UK’s FSA and the EU’s ESMA, regulators in key global markets are targeting sophisticated operators, whose cross-product activities typically involve  are able...

Next-Generation Network and Vendor Management: mitigating operational risk in relationship networks

The complex network of relationships that financial institutions have built with multiple partners has created a huge operational burden, resulting in significant operational risk as well as financial and compliance risk. Dating back decades, many of these relationships are now managed as a separate business function, costing organisations millions of dollars. Add in regulatory obligations,...

Practical Data Strategies for meeting ESG Obligations in Financial Services

The ESG investing landscape is poised to become more defined, as competing definitions, standards and regulatory initiatives start to converge. The impact of ESG will be felt far and wide across the financial services community, which will face practical challenges in developing and implementing an ESG strategy that is both effective and avoids box-ticking –...

Events and webinars

Recorded Webinar: Preparing For Primetime – How to Benefit from the Global LEI

This webinar has passed, but you can view the recording here. Much has been made of the initiative to create a global standard legal entity identifier (LEI). Its backers have taken great pains to explain how the new identifier will improve transparency and contribute to the ongoing regulatory war against systemic risk. After months of...

Recorded Webinar: Practical Applications of the Global LEI – Client On-Boarding and Beyond

This webinar has passed, but you can view the recording here. With the March ‘launch’ of the global legal entity identifier (LEI), the marketplace now officially has a standard it can use for managing entity data. Post-Credit Crunch, the lack of such a standard has forced firms to embark on their own initiatives to create...

Recorded Webinar: FATCA – The time to act is now

This webinar has passed, but you can view the recording here. The US Foreign Account Tax Compliance Act – aka FATCA – raised eyebrows when its final regulations requiring foreign financial institutions (FFIs) to report US accounts to US tax authorities were published last year, but with the exception of a few modifications the legislation...

Awards

RegTech Insight Awards Europe

The wait is over! Call for entry/ nominations are open for the RegTech Insight Awards – Europe 2023. These awards recognise both established solution providers and innovative newcomers, seeking to herald and highlight RegTech solutions that throughout the year have successfully improved firms’ ability to effectively respond to the evolving and ever more complex regulatory requirements across the global financial services industry.

Upcoming events

Upcoming webinars

Guides

  • Regulatory Data Handbook 2022/2023 – Tenth Edition

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