About a-team Marketing Services

Editor’s pick

Corlytics Buys SparQ from ING in €5 million Deal

Dublin-based Corlytics has acquired ING SparQ, which helps financial institutions identify and implement external regulation more efficiently, in a transaction valued at €5 million. Corlytics will SparQ with its own capabilities to create a unified ‘monitoring to policy’ platform that automates the regulatory change lifecycle and allows firms to update and enforce internal policies and...


Top Blogs

Are You Ready for the Tide to Change for Compliant Communications?

By Jennie Clarke, Senior Manager at Global Relay, the electronic communications compliance specialists. Regulatory obligation and guidance surrounding the capture, monitoring and surveillance of digital communication channels is far-reaching and increasingly robust. The Financial Conduct Authority’s (FCA) Handbook SYSC 10A, for example, requires firms to “take all reasonable steps to record telephone conversations, and keep...

Themis Secures £3.1 Million Funding for Financial Crime Platform

Themis, provider of a digital financial crime platform, has secured £3.1 million in its latest Pre-Series A funding. The London-based company raised £1.7 million in a seed round in 2021, and will use the funds to continue development of its automated due diligence platform, Themis Search and Monitoring, that was released in 2020. The platform...

ONE Taps Know Your Customer to Streamline Onboarding Process

UK-based ONE Group, which provides trading and other financial services across digital and fiat currencies, has selected Know Your Customer to help streamline client onboarding. Formerly known as AIM, ONE rebranded to reflect the seamless integration of its trading and payments solutions for corporate clients across crypto and foreign exchange. The company, established in 2017,...

Latest briefs

Latest people

Featured

FEATURED WEBINAR

Upcoming Webinar: Market Abuse Regulation: How to Detect and Analyse Abusive Market Transactions

Date: 28 March 2023 Time: 10:00am ET / 3:00pm London / 4:00pm CET Duration: 50 minutes Market abuse is a potential problem for many financial institutions. It typically covers insider dealing, unlawful disclosure of inside information, and market manipulation, and is often difficult to detect and report in line with regulations such as Market Abuse…

FEATURED EVENT

ESG Data & Tech Briefing APAC

Join us in one of the greenest cities in the world as we bring together thought leading ESG specialists to explore how financial institutions are adapting to the evolving ESG regulatory and market infrastructure.

FEATURED GUIDE

Regulatory Data Handbook 2022/2023 – Tenth Edition

Welcome to the tenth edition of A-Team Group’s Regulatory Data Handbook, a publication that has tracked new regulations, amendments, implementation and data management requirements as regulatory change has impacted global capital markets participants over the past 10 years. This edition of the handbook includes new regulations and highlights some of the major regulatory interventions challenging…

Download

Top White Papers

Best Practice Approaches to Cross-Product Market Surveillance

As perpetrators of financial crime become more sophisticated, regulators worldwide are focusing more of their efforts on cross-product and cross-market manipulation, as evidenced by a growing number of high-profile prosecutions. Led by the UK’s FSA and the EU’s ESMA, regulators in key global markets are targeting sophisticated operators, whose cross-product activities typically involve  are able...

Next-Generation Network and Vendor Management: mitigating operational risk in relationship networks

The complex network of relationships that financial institutions have built with multiple partners has created a huge operational burden, resulting in significant operational risk as well as financial and compliance risk. Dating back decades, many of these relationships are now managed as a separate business function, costing organisations millions of dollars. Add in regulatory obligations,...

Practical Data Strategies for meeting ESG Obligations in Financial Services

The ESG investing landscape is poised to become more defined, as competing definitions, standards and regulatory initiatives start to converge. The impact of ESG will be felt far and wide across the financial services community, which will face practical challenges in developing and implementing an ESG strategy that is both effective and avoids box-ticking –...

Events and webinars

Recorded Webinar: Preparing For Primetime – How to Benefit from the Global LEI

This webinar has passed, but you can view the recording here. Much has been made of the initiative to create a global standard legal entity identifier (LEI). Its backers have taken great pains to explain how the new identifier will improve transparency and contribute to the ongoing regulatory war against systemic risk. After months of...

Recorded Webinar: Practical Applications of the Global LEI – Client On-Boarding and Beyond

This webinar has passed, but you can view the recording here. With the March ‘launch’ of the global legal entity identifier (LEI), the marketplace now officially has a standard it can use for managing entity data. Post-Credit Crunch, the lack of such a standard has forced firms to embark on their own initiatives to create...

Recorded Webinar: FATCA – The time to act is now

This webinar has passed, but you can view the recording here. The US Foreign Account Tax Compliance Act – aka FATCA – raised eyebrows when its final regulations requiring foreign financial institutions (FFIs) to report US accounts to US tax authorities were published last year, but with the exception of a few modifications the legislation...

Awards

RegTech Insight Awards Europe

The call for entry/ nominations for the RegTech Insight Awards – Europe 2023 are now CLOSED!. These awards recognise both established solution providers and innovative newcomers, seeking to herald and highlight RegTech solutions that throughout the year have successfully improved firms’ ability to effectively respond to the evolving and ever more complex regulatory requirements across the global financial services industry.

Upcoming events

Upcoming webinars

Guides

  • Regulatory Data Handbook 2022/2023 – Tenth Edition

    Download

Most read

Tweets