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RegTech Summit New York

19 November, 2026

Countdown

Location

@Ease, 7th Floor, 605 Third Avenue, New York

Navigating the next phase of compliance transformation

Now in its 10th year, RegTech Summit New York brings together senior compliance, risk, technology and regulatory leaders from across the North American capital markets financial industry to explore the future of regulatory compliance, AI and RegTech.

As firms scale AI across compliance, surveillance, financial crime and reporting functions, regulators are increasing their focus on governance, oversight, operational resilience and risk management. 

The agenda explores the practical realities of transforming compliance in an increasingly complex regulatory environment, examining how firms are leveraging AI, data and emerging technologies to strengthen governance, improve surveillance, enhance financial crime controls and build scalable, future-ready compliance operating models.

2026 Topics:

  • What Regulators expect as AI moves into production
  • The Future of regulatory compliance, AI and RegTech
  • Harnessing structured and unstructured data for compliance insight
  • Perpetual KYC, financial crime and event-driven reviews
  • Building agile compliance and reporting architectures
  • Structured and Unstructured data Intelligence
  • Prediction markets, surveillance and emerging risks
  • AI Governance, third party risk and operational resilience 
  • Cybersecurity, model risk and the future of AI security

Please note this event is being run under Chatham House Rules.

See full agenda

Meet the speakers & advisory board

Kaitlin Asrow Acting Superintendent
New York State Department of Financial Services (NYDFS)
Leslie Barrett Vice President | FACT & WCIB SS Governance, Controls, & QA Corporate Compliance
U.S Bank
Melissa Babin Senior Director, Head of Financial Crimes Investigations & AML Compliance Officer
Robinhood
Andelija Milas Head of KYC Process and Production
ING
Dorothy D. DeWitt CEO & Founder
Tölt Strategies
Sudhir Jain Chief Compliance Officer & Head of Regulatory Affairs
Kalshi
Elie Mishory Chief Regulatory and Legal Affairs Officer
Novig
Amy Hull Head of Financial Crimes Compliance, Americas
Marex
Kenneth Lamar Principal Partner
Lamar Associates LLC
Alex Ford Co-founder
Women in RegTech New York (WIRTNY)
Kim Jaffee-Prado MD, Global Head of Product - GlobalLINK
State Street
Brett Utnick Executive Director – Head of Regulatory Oversight Group, Americas
Nomura
Mary Kopczynski Co-founder
Women in RegTech New York (WIRTNY)
Anand Narayanan Executive Director - Head of Strategic Initiatives & Program Governance
SMBC Group
Sateesh Kumar Challa Head of Digital Transformation Office
Societe Generale
Peter Justini
 Finance Regulatory Manager
Hudson River Trading
Clement King Managing Director and U.S. Head of Business Risk Management
Scotiabank
David Hirsch Partner
McGuireWoods LLP
Member, Legal Adviosry Board NYU Center for Cybersecurity
Ban Ghosh Global Head of Regulatory and Controls Technology
Scotiabank
Konstantinos Rizakos General Manager Compliance
NICE Actimize
Vall Herard Co-founder and CEO
Saifr
Stephanie Rubizhevsky Chief Solutions Officer
Novatus
Andrew Pinnington Chief Customer Officer
Novatus
If you'd like to get involved, bring a team of people, or have any questions about this event, please get in touch with us speakers@a-teamgroup.com
See all speakers

A-Team RegTech Insights is THE premier NYC RegTech event. It is just the right size with the actual decision makers at the table. It’s where innovation happens!

Mary Kopczynski, Co-Founder, RegAlytics, Inc.

Congratulations A-Team on putting together a great RegTech Summit. It was well designed and coordinated. it was wonderful to hear from such esteemed speakers and practitioners on how they are working to take advantage of advances in technology to maximize ROI, while meeting with regulatory expectations in a changing environment. Well done. I appreciated it

Dessa Glasser, Independent Board Member, Oppenheimer Holdings

I was delighted to attend the A-Team RegTech Summit in New York today. It was an exceptionally well-curated gathering - intimate enough to allow for meaningful dialogue, yet broad enough to bring together a distinguished and genuinely diverse mix of professionals from across the industry. The sessions were thoroughly informative, offering valuable insights into the evolving regulatory landscape and the practical innovations shaping our field. A most worthwhile and enriching experience.

Vishnu Rajan, Director Global Markets Data Management, Bank of America

Meet the sponsors

Become a sponsor

Contact Jo Webb

Location

@Ease, 7th Floor, 605 Third Avenue

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