The knowledge platform for the financial technology industry

RegTech Summit New York

20 November, 2025

20 November, 2025

Countdown

Location

@Ease, 7th Floor, 605 Third Avenue, New York
20 November, 2025

Countdown

Location

@Ease, 7th Floor, 605 Third Avenue, New York

Where Innovation Meets Compliance

Now in its 9th year, RegTech Summit New York will bring together the RegTech ecosystem to explore how the North American capital markets financial industry can leverage technology to innovate the compliance function and response.

As compliance tech budgets face unprecedented strain from relentless regulatory pressures, firms must optimise RegTech investment and adopt new and emerging technologies like AI to transform compliance from a cost centre into a strategic asset.

The agenda will deep dive into the key functional areas consuming the greatest budget drains and will explore the practicalities of implementing RegTech at scale. Join us to gain practical insights into how to shift to a flexible and scalable modular platform that can adapt to future regulatory change and create a truly global compliance function.

2025 Topics:

  • A Regulator’s perspective on AI
  • Navigating the frontier of agentic AI in RegTech
  • From blueprint to reality – Your strategic roadmap for RegTech implementation
  • The end of manual compliance? How to build, govern and trust an AI driven regulatory change programme
  • Cybersecurity strategies and innovations in the RegTech era
  • Best practices for streamlined and agile regulatory reporting
  • Addressing financial crime and AML with RegTech
  • The data backbone of defence – powering next generation surveillance
  • Navigating crypto and digital assets with RegTech

Meet the speakers & advisory board

Adrienne A. Harris Superintendent
NYS Department of Financial Services
Stan Yakoff RegTech Advisor and Law Professor
Jen-Larie Tumminello Governance Risk & Compliance Executive
T.D Bank
Kenneth Lamar Principal Partner
Lamar Associates LLC
Kristi Kunworee Baishya AVP – Data and AI Product Management
Nomura Holding America
Marina Kaganovich AMERS Financial Services Executive Trust Lead, Office of the CISO
Google Cloud
Vall Herard Co-founder and CEO
Saifr
Marc Gilman General Counsel and VP of Compliance
Theta Lake
If you'd like to get involved, bring a team of people, or have any questions about this event, please get in touch with us speakers@a-teamgroup.com
See all speakers

“Attending the RegTech Summit NYC 2024 was a game-changer for me. The networking opportunities were invaluable, allowing me to connect with industry leaders and innovators. The sessions were both informative and engaging, providing deep insights into the latest trends and technologies in regulatory compliance. I gained a wealth of knowledge that I’ve since applied in my work.”
Tyler Spellman, Assistant Vice President, Trade Surveillance, Bank of America

Meet the sponsors

Become a sponsor

Contact Jo Webb

Location

@Ease, 7th Floor, 605 Third Avenue

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