RegTech Summit New York
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21 November, 2024
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Location
@Ease, 7th Floor, 605 Third Avenue, New YorkShare
#RTSNYC
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@Ease, 7th Floor, 605 Third Avenue New York
21 November, 2024
#RTSNYC
Interviews
Pre-event interviews
KYC Focus: Top Tech Tips for 2020 with WorldWatch Plus
Trade and Transaction Reporting Challenges – EU Demands for US Firms
Industry Collaboration on RegTech Could Ease Challenges of Adoption
Presentations
Keynote: Understanding the importance of an integrated regulatory, data and technology strategy
- Current regulatory landscape
- How data and regulation are inextricably linked
- Integrating data and technology for regulatory compliance and beyond
Bradley Foster, Global Head of Content (Enterprise), Bloomberg LP
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Keynote: Taming the Regulatory Beast
- Despite the increasing depth and breadth of financial regulation, organizations are still taking an expedient, project-based approach to compliance
- With plenty more of it coming why this approach isn’t sustainable
- Moving towards digital regulation – what firms need to start thinking about
- A vision for a “digital regulation hub” with data as the foundation
- Recommendations for best practices
Dr. Giles Nelson, CTO, Financial Services, MarkLogic
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Keynote: Trade and transaction reporting challenges – security data challenges
– Where are we with MiFIR/MiFID II?
– The implications of Brexit – what should you expect?
– What should you be doing to support SFTR?
William K. Gates, EVP, Business Development & Alliances, SmartStream RDU
RegTech Innovation Initiative: Risk, Volatility and RegTech
NYU Stern Volatility Institute is working to analyze both financial and non-financial risks and the interplay among them for the benefit of market practitioners and regulators.
- Non-financial risks such as from climate change, cyber events, operational failings and geopolitical developments, are critical ingredients in risk management
- Despite these risks being hard to measure and analyze, new tools and data can help
- Risk managers and C-suite executives will need to re-think their business models and processes to increase enterprise resilience and to comply with regulation.
Richard Berner, Clinical Professor of Finance and Co-Director, Volatility & Risk Institute, NYU Stern; Former Director, Office of Financial Research, U.S. Treasury (2013-2017)
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Presentation: The trend towards regulatory operations
- Driving factors behind change
- Historical approaches
- Critical components required for success
Peter Gargone, CEO & Founder, n-Tier Financial Services
Fera Jeraj, Managing Director, Head of Global Equity and Structured Products Technology,BMO Capital Markets
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