RegTech Insight Risk, Governance & Controls The latest content from across the platform
DTCC Expands Board with Senior Market Structure, Treasury and Operations Leaders
The Depository Trust & Clearing Corporation (DTCC) has appointed four senior financial services executives to its Board of Directors, reinforcing governance oversight across market infrastructure, risk, and post-trade operations. The new appointees – Roland Chai (Nasdaq), Massimiliano Ciardi (Citadel), Stephen Hood (Marex), and Georges Lauchard (Barclays) – bring experience spanning exchange operations, treasury and funding,…
Shield Advances Archive Modernization with Tiering and Migration Enhancements
Shield has updated its archive platform with a set of enhancements aimed at addressing a long-standing operational problem for financial institutions: how to modernise legacy communications archives without introducing migration risk, increasing storage costs or weakening compliance controls. This latest release focuses on three areas – storage optimisation, large-scale migration and expanded governance – reflecting…
MAS Launches MindForge Toolkit, Expands BuildFin.ai Collaboration on AI Risk
The Monetary Authority of Singapore (MAS) has operationalised its approach to artificial intelligence (AI) governance in financial services, publishing a new AI Risk Management Toolkit developed through industry collaboration under Project MindForge. The initiative brings together 24 banks, insurers and capital markets firms, reflecting a coordinated effort to translate high-level AI principles into practical implementation…
ACA Expands Cross-Asset Transaction Cost Analysis with FXT Acquisition
ACA Group has acquired foreign exchange analytics specialist FX Transparency (FXT), extending its capabilities in transaction cost analysis (TCA) and best-execution monitoring within the FX market. The move follows ACA’s 2025 acquisition of Global Trading Analytics (GTA), which marked the firm’s initial expansion into TCA across equities, fixed income, derivatives and foreign exchange. With the…
Teciem Welcomes Didier Bouillard as Chairman of Board of Directors
Teciem has appointed Didier Bouillard as independent chairman of its board, adding a senior capital-markets technology executive whose career spans some of the industry’s most significant trading, risk and regulatory infrastructure platforms. The move signals the firm’s focus on strengthening governance as it continues to scale its treasury and capital-markets software platform under private-equity ownership….
FIS Acquires Droit: Computational Law Moves Into the Core of Capital Markets Infrastructure
Financial technology provider Fidelity National Information Services (FIS) has acquired RegTech firm Droit, a specialist in computational law and automated regulatory decisioning used across global capital markets. The deal brings Droit’s rule-based compliance platform into the FIS capital-markets technology stack, positioning the combined offering to deliver embedded regulatory controls across trading, post-trade processing and reporting…
When 1% Breaks the Fund: The Sanctions Contagion Facing ETF Issuers
Roy Kirby, Head of Core Products at SIX Group, has spent the past four years watching sanctions transform from episodic geopolitical tools into a structural feature of market risk. In sharing insights with RegTech Insight, he sets out how the acceleration and layering of sanctions since 2022 are reshaping compliance obligations for ETF issuers and,…
Terminus Capital Partners Takes Majority Stake in Eventus
Terminus Capital Partners has made a majority investment in Eventus, the trade surveillance software provider, in a transaction designed to support the firm’s continued product development and global expansion. Financial terms were not disclosed. Under the agreement, Terminus will back increased investment in product innovation and platform capabilities, expansion of global commercial and support operations,…
Beyond Calculation: How DORA Is Redefining NAV Resilience for Fund Managers
Under the EU’s Digital Operational Resilience Act (DORA), NAV has been recast as a resilience capability. That shift framed a recent webinar hosted by A-Team Group’s RegTech Insight and sponsored by FundGuard, which brought together a panel of senior experts to examine what “recoverable NAV” now means in practice. NAV Resilience focus is not about…
Recorded Webinar: Sponsored by FundGuard: NAV Resilience Under DORA, A Year of Lessons Learned
The EU’s Digital Operational Resilience Act (DORA) came into force a year ago, and is reshaping how asset managers, asset owners and fund service providers think about operational risk. While DORA’s focus is squarely on ICT resilience and third-party dependencies, its implications extend deep into core operational processes that are critical to market integrity, investor…