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Upcoming Webinar: New solutions to the old problems of compliance with communications surveillance regulation

Date: 6 December 2022 Time: 10:00am ET / 3:00pm London / 4:00pm CET Duration: 50 minutes Communications surveillance is an integral element of trading at financial institutions, and its functions are clearly set out in jurisdictional regulations – to capture, record and retain all communications. Essentially, all business related communications must be recorded whatever the…

A-Team Group Names Winners of Inaugural RegTech Insight Awards – APAC 2022

Congratulations to the winners of A-Team Group’s inaugural RegTech Insight Awards – APAC 2022. The awards were presented by Andrew Delaney, President and Chief Content Officer at A-Team Group during a drinks reception following A-Team Group’s RegTech Summit APAC in Singapore on 29 November 2022. The RegTech Insight Awards recognise both established solution providers and…

Sell-Side Firms Help Buy-Side Clients Meet Reporting Obligations with DTCC Report Hub

The Depository Trust & Clearing Corporation (DTCC) has released Report Hub, an assisted reporting model designed to allow sell-side firms to help buy-side clients with regulatory reporting mandates across 14 jurisdictions. Sell-side firms including prime brokers and clearing brokers can use Report Hub to provide required counterparty trade data to buy-side clients that also use…

A-Team Group Names Winners of RegTech Insight Awards – USA 2022

Congratulations to the winners of A-Team Group’s RegTech Insight Awards – USA 2022. The awards were presented by Sarah Underwood, Editor, A-Team Group during a lively drinks reception following A-Team Group’s RegTech Summit New York on 16 November 2022. The RegTech Insight Awards recognise both established solution providers and innovative newcomers providing RegTech solutions that…

Recorded Webinar: Cross-Regulation Data Consistency and Accuracy

Regulatory reporting obligations continue to expand, bringing with them more overlaps of data elements across reporting regimes. As many firms struggle with the accuracy and completeness of individual reporting obligations, regulators have increasingly begun to focus on cross-regulation data consistency in their data validations and examination processes. This webinar will identify cases of data overlap…

A-Team Group Returns to New York with Acclaimed RegTech Summit – Don’t Miss It!

Don’t miss it! A-Team Group is back in New York on 16 November 2022 with its sixth RegTech Summit. The event will be packed with keynotes, presentations and panel sessions hosted by industry leaders and joined by regulators, leading RegTech practitioners, product innovators, and regulatory related organisations. The Summit will be followed by this year’s…

PRA Package of Regulatory and Data Strategy Change Planned for Completion by 2026

The Prudential Regulation Authority (PRA), which regulates and supervises financial services firms as part of the Bank of England, is planning to complete its RegTech and data integration strategy by 2026, bringing in a package of change including a new ‘look and feel’ to regulation, and refinements to what data is collected, how it is…

Fenergo Perpetual KYC Service Offers Operational Efficiencies, Reduced Costs and Risk

Fenergo has joined early providers of perpetual KYC services with Smart Review, a solution designed to enable financial institutions to streamline periodic KYC review processes and reduce costs through automation. Smart Review automates the continuous monitoring of client profiles for KYC compliance by identifying all changes to relevant entity data, transactions and anti-money laundering (AML)…

Sustainable Trading Adds Seven New Firms to its Membership Network

Sustainable Trading, the non-profit organisation aiming to transform environmental, social and governance (ESG) practices in the financial markets trading sector, has added seven new firms from across the trading industry to its membership network. Joining the 41 firms already participating in the industry initiative are Barclays, Liquidnet, Mizuho International, Rand Merchant Bank, Schroders, State Street…

CUBE Sets Growth Plans Following First Capital Investment Round from Bregal Milestone

CUBE, a provider of automated regulatory intelligence (ARI), has secured its first institutional capital investment from Bregal Milestone, a technology growth capital firm dedicated to investments in high-growth, market-defining technology companies. CUBE will use the undisclosed investment sum to deepen product capabilities for customers, drive further international expansion, and accelerate overall growth both organically and…