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RegTech Summit New York

20 November, 2025

20 November, 2025

Countdown

Location

@Ease, 7th Floor, 605 Third Avenue, New York
Book now Add to Calendar
20 November, 2025

Countdown

Location

@Ease, 7th Floor, 605 Third Avenue, New York
Book now Add to Calendar

Where Innovation Meets Compliance

Now in its 9th year, the RegTech Summit NYC will bring together the RegTech ecosystem to explore how the North American capital markets financial industry can leverage technology to innovate the compliance function and response.

AI driven technologies are transforming compliance and opening up huge potential for compliance innovation, productivity gains and cost efficiencies.  Now is the time to invest for the future.

Join us to hear from leading RegTech practitioners and innovators who will share insights into how they are tackling the challenges of adopting and implementing RegTech and how to advance your RegTech strategy.

Topics:

    • The challenges and opportunities of AI in regulatory compliance 
    • How to set up your regulatory risk framework for proactive compliance 
    • Best practice approaches for building a flexible and agile data architectures 
    • Managing regulatory change/ Towards AI driven regulatory change 
    • Best practices for efficient and cost effective regulatory reporting
    • How to integrate AI driven compliance tools and workflows with risk management frameworks
    • Best practices for an AI governance framework 
    • Data quality and governance for surveillance
    • Managing off channel communications (cover cyber risks as part of this)
    • KYC and financial crime
See full agenda

Meet the speakers & advisory board

Haimera Workie Vice President and Head of Financial Innovation
FINRA
Stan Yakoff RegTech Advisor and Law Professor
Alex Ford Co-Founder
Women in RegTech in New York
Non Executive Director The RegTech Association
Erin Preston Chief Compliance Officer
Wedbush Securities
Mary Ann Callahan Senior Policy Advisor
U.S Securities and Exchange Commission (SEC)
Joseph Sabelja

 Generative AI Firmwide Platform Lead
JP Morgan
Anuj Agarwal Director - Finance Head of Data Governance
SMBC Corporation
Dessa Glasser Independent Board Member
Oppenheimer & Co
Chair Global Legal Entity Identifier Foundation (GLEIF)
Joshua Beaton Head of Non-Financial Regulatory Reporting
Wells Fargo
Katherine Ford Associate Director, Strategic Operations
FinCEN
Chandrakant Maheshwari FVP, Lead Model Validator
Flagstar Bank
Mary Kopczynski

 Co-Founder
Women in RegTech New York (WIRTNY)
Kenneth Lamar Principal Partner
Lamar Associates LLC
Cheryl Benoit Executive Director – Enterprise Data Management Office Risk Data Steward
Mizuho Americas
Sateesh Kumar Challa Head of Digital Transformation Office
Societe Generale
Krishna Nair Director – AML, KYC and Compliance Technologies Compliance Technology
MUFG Limited
Minerva Tantoco Member, Financial Innovation Advisory Board
New York State Department of Financial Services
Anand Narayanan Head of Regulatory Change Management
SMBC Corporation
Jen-Larie Tumminello Executive Director, Global Finance, Policy, Compliance & Conduct Risk
Morgan Stanley
Murali Duvapu Data Governance Executive
Scotiabank
Alexander Aronov Senior Director, AI Compliance and Data Intelligence
Citi
Samantha Leventhal Managing Director, Global Financial Crimes Executive
Bank of America
Susie MacKenzie Head of Legal and Regulatory Analysis
Corlytics
Harsh Pandya Vice President, Product Management
Saifr
Emma Kalliomaki Managing Director
Derivatives Service Bureau (DSB)
Brandon Carl EVP, Product Strategy
Smarsh
Patrick Palomo Principal Solutions Architect
Smarsh
Garth Landers Director of Global Product Marketing
Theta Lake
Rachna Srivastava Head of Product, AI, Data & Platform
Symphony
Peter Kenny
 Managing Director
ACA Group
Tony Brownlee President, Chief Revenue Officer
Kingland
Elena Unciuleanu Founder & CEO
Reporting Center
Kon Leong CEO
ZL Tech, Inc.
Peter Gargone Founder & CEO
n-Tier
If you'd like to get involved, bring a team of people, or have any questions about this event, please get in touch with us speakers@a-teamgroup.com
See all speakers

“Very insightful event, great to hear different perspectives in the industry and what people think are the biggest red blocks.”
Tyler Gabriel, Assistant Vice President, Bank of America

Meet the sponsors

Become a sponsor

Contact Jo Webb

Location

@Ease, 7th Floor, 605 Third Avenue

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