Upcoming Webinar: GenAI and LLM case studies for Surveillance, Screening and Scanning
6 November 2025
11:00am ET | 3:00pm London | 4:00pm CET
Duration: 50 Minutes
As Generative AI (GenAI) and Large Language Models (LLMs) move from pilot to production, compliance, surveillance, and screening functions are seeing tangible results — and new risks. From trade surveillance to adverse media screening to policy and regulatory scanning, GenAI and LLMs promise to tackle complexity and volume at a scale never seen before. But as regulators start asking deeper questions on explainability, governance, and controls, the stakes for compliance teams have never been higher.
In this A-Team Group hosted webinar, senior RegTech executives and compliance practitioners will share practical, real-world case studies of how GenAI and LLMs are transforming surveillance, screening, and scanning processes and lessons learned along the way. We’ll unpack use cases delivering the biggest returns, areas where firms remain cautious, and how compliance teams are managing emerging AI governance risks, including hallucinations, model drift, and data leakage.
We’ll also explore challenges of integrating GenAI tools into legacy compliance processes, alongside the role of human-in-the-loop (HITL) supervision and how firms are preparing for regulatory scrutiny of AI models. Whether you are early in the AI journey or scaling enterprise-wide deployments, this webinar will give you essential insights to benchmark your approach and avoid hidden pitfalls.
Join us to hear directly from experts on what’s working, what’s not, and what you need to know to ensure your GenAI strategy is both effective and compliant.
By attending this webinar, you will learn:
- What GenAI and LLM use cases in surveillance, screening, and scanning are delivering measurable outcomes today
- Real-world challenges firms face in productionizing GenAI solutions — and how to solve them
- How firms are balancing AI innovation with regulatory demands for governance, explainability, and model risk management
- Where GenAI can help identify hidden risks in trade communications, third-party reviews, and adverse media scanning
- How to future-proof AI investments against evolving regulatory and operational risks
Speakers:
More about our speakers:
Paul Cottee
Director, Subject Matter Expert, Compliance
NICE Actimize
Paul Cottee joined NICE in April 2020 and is based in Hoboken, providing subject-matter expertise for OTC asset classes. Previous roles include Product Management at Nasdaq; Director, Financial Markets Compliance and Surveillance with global financial institutions in New York, Singapore and London; Associate Director, Rates Research for a major bank in London; Bloomberg EMEA SME for FICC; and Senior Futures Advisor and FX Dealer in Sydney. Paul holds a BA in Government and Economics from the University of Sydney and an LL.M in Banking and Admiralty Law from London Metropolitan University.
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