MiFID II Transaction Reporting Requirements Posing Big Problem for Investment Firms

Over 1,000 investment firms identified problems with their MiFID II transaction reporting requirements in 2018, according to regulatory consultancy Bovill – raising questions around how well the industry is really adapting to the complexities of the new regime.

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Upcoming Webinar: FRTB: Laying the groundwork for compliance

Date: 6 June 2019 Time: 10:00am ET / 3:00pm London / 4:00pm CET. The January 2022 compliance deadline for sell-side firms within the scope of Fundamental Review of the Trading Book (FRTB) regulation may seem far into the future, but the complex demands of the regulation and the need to source regulatory data that has…

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Breakfast Briefing: Meeting the Data Requirements of FRTB London

The Fundamental Review of the Trading Book (FRTB) Breakfast Briefing, will examine how the capital markets industry is approaching FRTB data management and will look at the implications for the ways that firms source, manage and store data for FRTB compliance.

FEATURED GUIDE

Directory of MiFID II Electronic Trading Venues 2018

The inaugural edition of A-Team Group’s Directory of MiFID II Electronic Trading Venues 2018 offers a guide to the European landscape resulting from new market structure introduced by the January 3, 2018 implementation of Markets in Financial Instruments Directive II (MiFID II). The directory provides detailed profiles of more than 70 venue operators and their…

Top Blogs The best content from across our publications

Liquidnet Adds Ecosystem Pro Multi-Order Execution Solution

Liquidnet has expanded its Execution Ecosystem with the release of Ecosystem Pro, an intelligent workflow and blotter management tool designed to help buy-side traders analyse, monitor and automate execution strategies across multiple symbols simultaneously in the Execution Ecosystem. The ecosystem complements Liquidnet’s institutional liquidity pool by providing customisable trader intelligence tools to manage and course...

Asset Control Puts AC PaSS Managed Services Solution in Oracle Cloud Marketplace

Asset Control has made its managed services solution, AC Platform as a Scalable Service (AC PaSS), available in the Oracle Cloud Marketplace having achieved Powered by Oracle Cloud status. The company confirmed its commitment to offer managed services earlier this year and is offering AC PaSS as a means for financial services organisations to achieve cost...

FCA Chief: Shaking Up the Regulatory Rule Book Post-Brexit

Andrew Bailey, the CEO of the UK’s Financial Conduct Authority (FCA), this week laid out his thoughts on the future of financial conduct regulation – outlining a series of bold statements regarding the importance of risk-taking and competition, the benefits of a minimum regulation environment, and the challenges of equivalence with the EU that could...

Top White Papers

Alternative Data: Application and Best Practices for Investment Management Firms

Knowledge is money in capital markets and alternative data is fast becoming part of that knowledge, but it is not always easy to source, evaluate, integrate and use to best effect. The data may be incomplete, unstructured, include data that isn’t permitted for redistribution under privacy laws, and have limited or no archive available for...

Solving the KYC & AML Challenge for Cryptocurrencies, Tokens & ICOs

The cryptocurrency market is at an inflection point. It has gained substantial momentum from early investors (private & retail), day traders and prop shops but it has so far failed to get substantive engagement from wider institutional players. The crypto marketplace today is a mix of exchange and OTC-traded activity with little of the market...

Getting eComms Surveillance Right

Demand for electronic communications (eComms) surveillance has risen in response to regulatory requirements and compliance needs to pinpoint problems such as market abuse without wasting time and resources reviewing false positives. Innovative technologies such as machine learning, natural language understanding (NLU) and other strands of artificial intelligence (AI) are improving financial services firms’ ability  to...

Top Knowledge Hub picks

MiFID II

Markets in Financial Instruments Directive II (MiFID II) builds on the original MiFID of 2007 to improve the competitiveness of European markets by creating a single market for investment services and activities, and ensuring protection for investors in financial instruments. Read everything you need to know and get access to all related content.

Data Lineage

Data lineage traces data from source to destination, noting every move the data makes and taking into account any changes to the data during its journey for full traceability. It is critical to regulatory compliance and offers numerous business and operational benefits. Read all about what it is, who it impacts, what the challenges and potential solutions are, as well as review our latest content on the topic and a list of solutions providers.

Regulatory Reporting

Regulatory reporting comprises the submission of raw or formatted data as required by regulators to evaluate and track the financial and operational status of financial institutions and their compliance with required regulatory provisions. Find out all about it in our Knowledge Hub.

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Celebrating the pioneers and stand out vendors of the TradingTech world with our TradingTech Insight Awards. Find out how to vote, enter or see the past winners.

Data Management Insight Awards

Our Data Management Insight Awards applaud those hard-working vendors delivering data management solutions to the financial industry. Find out how to vote, enter or see the past winners.

TradingTech Insight Awards North America

Celebrating the pioneers and stand out vendors of the TradingTech world with our TradingTech Insight Awards. Find out how to vote, enter or see the past winners.


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