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The knowledge platform for the financial technology industry
The knowledge platform for the financial technology industry

Experts Share Insights and Tips on Meeting Fit and Proper Requirements

Fitness and proprietary requirements for employees of financial institutions are not an option, but a regulatory obligation that calls on firms to regularly assess employees’ honesty, integrity and reputation, competence and capability, and financial soundness. RegTech Insight publisher A-Team Group recently brought together a panel of compliance experts for a hosted webinar sponsored by MyComplianceOffice (MCO)...

 

 

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FEATURED WEBINAR

Upcoming Webinar: AI in Asset Management: Buy-Side Attitudes toward GenAI and LLMs

Date: 8 October 2024 Time: 10:00am ET / 3:00pm London / 4:00pm CET Duration: 50 minutes Since ChatGPT exploded onto the scene in late 2022, financial markets participants have been trying to understand the opportunities and risks posed by artificial intelligence and in particular generative AI (GenAI) and large language models (LLMs). While the full…

FEATURED EVENT

RegTech Summit New York

Now in its 8th year, the RegTech Summit in New York will bring together the regtech ecosystem to explore how the North American capital markets financial industry can leverage technology to drive innovation, cut costs and support regulatory change.

FEATURED GUIDE

Regulatory Data Handbook 2024 – Twelfth Edition

Welcome to the twelfth edition of A-Team Group’s Regulatory Data Handbook, a unique and useful guide to capital markets regulation, regulatory change and the data and data management requirements of compliance. The handbook covers regulation in Europe, the UK, US and Asia-Pacific. This edition of the handbook includes a detailed review of acts, plans and…

Top Blogs The best content from across our publications

Data Modernisation is Anything but Simple: DMS NYC Report

Modernisation and simplification of data architectures has become a mantra for financial institutions as they seek to get the most out of their data – but it’s a goal that’s beset by many challenges. Not least among them is change management; convincing the organisation’s chief financial officer and engineering teams that a transformation of its...

Experts Share Insights and Tips on Meeting Fit and Proper Requirements

Fitness and proprietary requirements for employees of financial institutions are not an option, but a regulatory obligation that calls on firms to regularly assess employees’ honesty, integrity and reputation, competence and capability, and financial soundness. RegTech Insight publisher A-Team Group recently brought together a panel of compliance experts for a hosted webinar sponsored by MyComplianceOffice (MCO)...

How to Successfully Integrate and Deploy AI in Trading Analytics and Research

The rapid evolution of artificial intelligence (AI) and machine learning (ML) technologies has the potential to revolutionise the way financial markets operate, not least by providing new opportunities for enhancing trading analytics and research. So how can firms effectively integrate AI into their trading workflows? What are the challenges and opportunities associated with leveraging data...

Top White Papers

AI in Asset Management: Buy-Side Attitudes toward GenAI and LLMs

Since ChatGPT exploded onto the scene in late 2022, financial markets participants have been trying to understand the opportunities and risks posed by artificial intelligence and in particular generative AI (GenAI) and large language models (LLMs). While the full value of the technology continues to become apparent, it’s already clear that AI has enormous potential...

The Evolution of Outsourcing Data Operations for ESG and Private Assets

Financial institutions are grappling with a substantially changed operating environment that’s placing novel pressures on their data management processes. As organisations navigate a more volatile global financial picture, many are tacking towards a multi-asset business model that demands new capabilities and expertise. They are also having to bolster their regulatory compliance capabilities, as new disclosure...

Interoperability and AI in Trading Workflows

Emerging capabilities in AI and interoperability are transforming trading workflows, with the promise of heightened levels of collaboration and personalisation resulting in greater efficiency and performance. The potential of these new technologies is encouraging financial firms to modernise their trader desktops and streamline operational processes. With AI and generative AI (GenAI) in particular still nascent...

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Awards

Data Management Insight Awards USA

A-Team Group has announced the winners of its Data Management Insight Awards - USA 2024. These annual awards recognise leading providers of data management solutions, services and consultancy to capital markets participants within North America.

RegTech Insight Awards USA

Voting in the 4th annual RegTech Insight Awards USA 2024 are now closed! These awards celebrate providers of leading RegTech solutions, services and consultancy and are uniquely designed to recognise both start-up and established providers who are creatively finding solutions to help with regulatory challenges, and span a wide range of regulatory requirements.

Data Management Insight Awards Europe

Help us decide the winners of the Data Management Insight Awards Europe 2024. These annual awards recognise leading providers of data management solutions, services and consultancy to capital markets participants within Europe.

Upcoming events

Upcoming webinars

Guides

  • Regulatory Data Handbook 2024 – Twelfth Edition

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  • Regulatory Data Handbook 2023 – Eleventh Edition

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