Daniel Retzer, managing director and chief technology officer at Birmingham, Alabama-based corporate actions software vendor XSP, has been named to the board of directors of the Alabama Information Technology Association (AITA).
Markets in Financial Instruments Directive II (MiFID II), Market Abuse Regulation (MAR), Dodd-Frank and other regulations underline the need for effective and timely trade surveillance to counter market abuse. The webinar will discuss regulatory requirements for trade surveillance, best practice implementation, technology solutions and the benefits of getting market abuse compliance right. Listen to the...
By Charlie Brown, former head of Head of IPV at Lloyds Banking Group, now Head of Market & Risk Solutions at GoldenSource. The recent market volatility has emphasized the need for transparency in the processes that generate the profit and loss (P&L) and capital charges that impact bank balance sheets. In particular there is increased scrutiny...
Now in its 10th year, RegTech Summit London will bring together the RegTech ecosystem to explore how the European capital markets financial industry can leverage technology to innovate the compliance function and response.
The May 25, 2018 compliance deadline of General Data Protection Regulation (GDPR) is approaching fast, requiring financial institutions to understand what personal data they hold, why they process it, and whether it is shared with other organisations. In line with individuals’ rights under the regulation, they must also provide access to individuals’ personal data and...
