Following its merger with Vela Trading Systems in May, Exegy has made a number of changes to its leadership team. Former Vela CEO Jen Nayer, who has served as Chief Integration Officer since the merger, is leaving the company to pursue other interests. Exegy Chief Financial Officer Krista Steward takes over as CIO; Dave Foster joins as CFO from Refinitiv subsidiary Giact Systems.
Asset managers, hedge funds, insurance firms, and other buy-side firms globally are becoming more active in their approach to market surveillance, as regulatory pressure to up their game mounts. Buy-side firms are now building out their surveillance infrastructure as they seek to respond to the requirements posed by Dodd-Frank, MiFID II and the Market Abuse...
TP ICAP’s decision to use the Bloomberg Entity Exchange to help clients of its broking businesses register on new trading venues under Markets in Financial Instruments Directive II (MiFID II) was made after considering several Know your Customer (KYC) solutions and is expected to simplify the repapering process for clients ahead of the January 3,...
Now in its 9th year, the RegTech Summit in London will bring together the RegTech ecosystem to explore how the European capital markets financial industry can leverage technology to drive innovation, cut costs and support regulatory change.
The global regulatory community has become increasingly aware of the data management challenge within financial institutions, as it struggles with its own challenge of better tracking systemic risk across financial markets. The US regulator in particular is seemingly keen to kick off a standardisation process and also wants the regulatory community to begin collecting additional...