Smart desktop integrator Glue42 has named Sean Stephens chief revenue officer with a remit to expand global sales efforts and help customers realise measurable value. Stephens reports to chief operating officer James Wooster. Glue42 CEO Leslie Spiro, says: “Our headcount is now in excess of 100 employees, the majority of whom are focused on engineering and development, and we have 15K plus licenses across the globe.”
Perpetual Know Your Customer (or pKYC) could be a game changer for client onboarding, due diligence and financial crime compliance. Moving on from today’s reactive approach that conducts client KYC processes at onboarding and typically at one, three and five year intervals, pKYC takes a proactive approach, creating a digital KYC profile and dynamically refreshing...
Originally appeared in MiFID Monitor Areas such as valuations, disclosure, risk management, business operations, compliance and conflicts of interest are highlighted as critical areas for the adoption of best practices, according to the two private sector committees tasked with establishing best practices for the fund management industry. The committees, which were established in September 2007...
Now in its 8th year, the Eagle Alpha Alternative Data Conference managed by A-Team Group, is the premier content forum and networking event for investment firms and hedge funds.
In a testament to the enduring popularity of the A-Team Regulatory Data Handbook, we are delighted to publish a sixth edition for 2018-19 of our comprehensive guide to all the regulations and rules that might impact data and data management at your institution. As in previous editions of the Regulatory Data Handbook, we have updated...