Leveraging data to drive compliance and business insight


29th - 30th September, 2021


Day 2: September 30th

09:00 ET

Opening and Welcome
Andrew Delaney,
President & Chief Content Officer, A-Team Group

09:05 ET

Keynote Fireside Chat: Approaches for delivering your ESG data strategy

  • Data sourcing and reporting: How to manage the problems around a lack of ESG data standardisation
  • Applying what we have learnt from data management and data governance so far when setting up the ESG data platform
  • Leveraging AI, ML and data visualization tools to gain insight and add value

Interview with: Suvrat Bansal, Founder, Stella Data Labs; Former Chief Data Officer, UBS Asset Management
Interviewed by: Andrew Delaney, President & Chief Content Officer, A-Team Group

09:35 ET

Panel: The regulatory landscape and US regulatory reporting challenges: the data management response

  • Data sourcing and data management challenges of current and incoming regulations
  • Innovative approaches and technologies that address these challenges
    A spotlight on the ongoing problem of data quality
  • Progress on data harmonisation and standardisation for reporting
  • How to get reporting right for FINRA CAT and the Customer and Account Information System (CAIS)

Moderator: Kenneth Lamar, Principal Partner, Lamar Associates LLC
Ling Yin,
Managing Director, Regulatory Reporting Policy & Implementation, JP Morgan Chase & Co
Joshua Beaton, Head of Americas Trade & Transaction Reporting, Morgan Stanley
Malavika Solanki,
Member of the Management Team, Derivatives Service Bureau (DSB)
Scott Preiss,
Global Head and Managing Director, CUSIP Global Services
Matt Helmrath, Data Governance Consulting Manager, OneTrust

10:20 ET

Fireside Chat: Shifting from reactive to proactive data management to drive growth and profitability

  • Why financial institutions need more efficient approaches to managing data
  • How to move from reactive to proactive data management

Interview with: Peter Serenita, Chief Data Officer, Scotiabank
Interviewed by: Lorraine Waters, Chief Data Officer, Solidatus

10:50 ET

Panel: The power of data lineage to deliver compliance and business insight

Initially a manual function dedicated to regulatory compliance, data lineage has accelerated over the past few years to offer not only automated compliance, but also complete, accurate and timely business insight.

  • Setting the scene, a quick update on data lineage use cases, capabilities and technologies
  • How to use data lineage to map complex data landscapes for business insight and to support ESG
  • Three reasons for putting data lineage in the hands of business users
  • The role of metadata in data lineage and how it is advancing
  • The benefits of getting lineage right and the pitfalls of getting it wrong

Moderator: Dennis Slattery, CEO, EDMworks
Andrew Foster, Head of Data Governance – Americas, Deutsche Bank
Olga Maydanchik,
AVP, Metadata Architecture, Voya
Philip Dutton,
Co-CEO and Co-Founder, Solidatus
Harpreet Singh,
Head of Middle and Back Office Consulting, DXC Luxoft 

11:35 ET

Panel: Mastering customer data to unlock value, drive innovation and meet regulatory compliance 

  • Business and regulatory drivers impacting customer data management
  • Managing the challenges around data capture for beneficial ownership and personal information
  • How to leverage entity identifiers such as the LEI for compliance and value added activities
  • Mastering client data with ML, AI and metadata management
  • Operational and business benefits of getting customer data right

Moderator: Dessa Glasser, Independent Board Member, Oppenheimer & Co.; Principal, The Financial Risk Group
Linda Powell,
Deputy CDO, BNY Mellon
Erik Morgan, Global KYC and Due Diligence Executive
Hugo Veazey, Director, Anti-Financial Crime Solutions, Bureau van Dijk
Peter Baumann,
Founder & CEO, ActiveNav

12:20 ET

Keynote: Approaches for delivering your data strategy

In this closing keynote of the Summit, we summarise the main data trends impacting financial institutions today, look at the key data strategies that are emerging and examine approaches to delivering successful data strategies

  • Key data trends for financial institutions in today’s environment
  • Emerging data strategies to meet data demands 
  • Current approaches to delivering data strategy

Paul Hewitt, Director and Practice Lead for AI, ML and Big Data, DXC Luxoft

12:40 ET

End of Day Two