RegTech Insight Blogs The latest content from across the platform
A-Team Group Reveals Winners of Inaugural RegTech Awards
The winners of A-Team Group’s inaugural RegTech Awards have been revealed, with winning solution and service providers named across categories from best data management solution for regulatory compliance to best innovative solutions for specific regulations, best reference data for regulatory compliance, best trade surveillance solution, best voice and mobile messaging solution, and the most innovative…
After the Flood: GDPR and the Need for Digital Governance
By Rafael Bloom, director at change management consultancy Salvatore Markets in Financial Instruments Directive II (MiFID II) and General Data Protection Regulation (GDPR) are landmark pieces of legislation in their own right – but there is one overarching phenomenon that explains the need for these and other such regulations that are springing up across industry…
LiquidityBook Offers LBX Outsourced Trader
Trading solutions provider LiquidityBook has released LBX Outsourced Trader, a portfolio, order and execution management system with integrated FIX connectivity that is designed specifically for outsourced trading desks. LBX Outsourced Trader is a Software-as-a-Service (SaaS) solution providing global multi-asset trading capabilities including order and ticket staging, auto marking, position uploads and stock locate. Orders can…
NICE Actimize Adds Trade Reconstruction Solution for MiFID II
NICE Actimize has added a trade reconstruction model to its surveillance portfolio. The solution uses machine learning analytics to classify and understand content based on previous examples and patented automated correlation capabilities to link trade executions to trade conversations. It can cut trade reconstruction time from days to minutes and is designed to support rapid…
Domus Semo Sancus Adds AI to RegTech Solution for KYC and AML
We talked to E. Jay Saunders, chairman and CEO of Domus Semo Sancus (DSS), about the challenges of KYC And AML and the DSS SafteyNet.ai regtech solution, ahead of tomorrow’s A-Team Group RegTech Summit for Capital Markets in New York. At the event, Saunders will join a panel of expert speakers that will discuss how…
Thomson Reuters Reports the Impact of RegTech on Compliance
Thomson Reuters will release the results of its second global survey assessing the impact of regtech and fintech on the role of compliance in financial services firms at this week’s A-Team Group RegTech Summit for Capital Markets in New York. The survey included compliance and risk practitioners from nearly 800 financial services firms across the…
Thomson Reuters Adds to DataScope Reference Data to Support MiFID II
Thomson Reuters has extended the reference data on its DataScope platform to help firms comply with Markets in Financial Instruments Directive II (MiFID II) requirements. Ahead of the January 3, 2018 MiFID II compliance deadline, Thomson Reuters has added extra information on equities, warrants, options, futures, commodities, funds, government and corporate bonds, collateralised mortgage obligations…
A RegTech Solution to Record Management and Archiving
Yaron Naor, vice president and general manager, Americas, at Arkivum will present the company’s regtech record management and archiving solution based on open source and proprietary technologies at this week’s A-Team Group RegTech Summit for Capital Markets in New York. We caught up with Naor before the event to find out a little about Arkivum’s…
Exegy Adds Feed Handlers to Cover Virtu’s Systematic Internaliser Data Feed
Exegy, has extended its range of real-time market data feed handlers to help clients exploit the Markets in Financial Instruments Directive II (MiFID II) systematic internaliser (SI) regime. The company’s additional feed handles are for global market maker Virtu Financial’s SI and indications of interest (IOI) data feeds that give users of Exegy’s managed services…
Opus and Fenergo Team Up To Minimise Risks of KYC and AML
Opus and Fenergo have teamed up to provide an end-to-end Know Your Customer (KYC) system for running anti-money laundering (AML) checks on new clients. Under the partnership, Opus will feed external data – including sanctions lists, business news, market research, and economic and shareholder information – into Fenergo’s risk scoring and client lifecycle management (CLM)…