RegTech Insight Blogs The latest content from across the platform
SteelEye Discusses RegTech Data Platform for MiFID II and More
Ahead of A-Team Group’s RegTech Summit for Capital Markets in London, we caught up with Matt Smith, CEO at SteelEye, to discuss the company’s RegTech proposition, potential users, and participation in our London event. Q: What does RegTech mean to you? A: For me, RegTech is the application of technical innovation to reduce the complexity…
GDPR will Curb the Digital Wild West, but the Cost will be High
General Data Protection Regulation (GDPR) will curb the digital wild west and improve protection of personal data, but the cost of implementation will be high and now is the time to get started to meet the compliance deadline of May 25, 2018. Taking part in an A-Team Group webinar on the regulation, subject matter experts…
US Reduces Settlement Timeframe from T+3 to T+2 Effective Immediately
The US T+2 Industry Steering Committee has achieved its objective of reducing settlement time to trade data plus two days (T+2) for securities including US equity, corporate and municipal bonds, and unit investment trust trades. The settlement cycle was last changed in 1995 from T+5 to T+3 and brings the US in line with the…
Fenergo Expands to Meet Demand for Client Lifecyle Management Solution
Fenergo is building out its infrastructure with the appointment of two sales leads, 100 new recruits, office extensions and a customer success function dedicated to nurturing customer experience. The expansion is a response to a growth spurt at the regtech provider that is expected to generate revenue of over €50 million and breakeven in the…
In an Age of Sanctions, Keeping Pace Requires Innovation
By: Phillip Lynch, Head of Markets, Products & Strategy, SIX Financial Information Keeping up with the latest popular television shows was once a relatively simple proposition. With only a handful of major channels vying for your attention, all you had to do was set aside an hour or two each week and you’d have everything…
Eze Software Sets Out its Approach to MiFID II
Following the appointment of David Quinlan, an 18-year veteran of Eze Software, as the company’s executive managing director of EMEA with responsibility for business development and a focus on the needs of growing numbers of EMEA clients within the scope of Markets in Financial Instruments Directive II (MiFID II), we caught up with Quinlan and…
SIX Stands Ready to Help Firms with MiFID II and PRIIPs Document Exchange
SIX Financial Information is standing ready to help firms meet the data and document exchange requirements of Markets in Financial Instruments Directive II (MiFID II) and Packaged Retail and Insurance-based Investment Products (PRIIPs) – both of which regulations have early January 2018 compliance deadlines. The company released its Regulatory Document Hub (RegHub) a month or…
Charles River Teams with TRADEcho on MiFID II Trade Reporting Solution
Charles River Development has partnered TRADEcho to deliver an automated trade reporting solution for Markets in Financial Instruments Directive II (MiFID II). The partnership allows firms using the Charles River investment management solution (IMS) to use TRADEcho as an Approved Publication Arrangement (APA) to report trades to the public and to access TRADEcho’s Smart Report…
IHS Markit Offers Cloud Service for MiFID II RTS 28 Best Execution Compliance
By Laura Burgess IHS Markit has introduced a service designed to help firms within the scope of Markets in Financial Instruments Directive II (MiFID II) comply with RTS 28, an element of the regulation’s best execution requirements that mandates firms to publicly report their top five trading venues by asset class. RTS 28 takes effect…
IT Rationalisation: Mobilising Data Assets
By: Martijn Groot, Vice President of Product Strategy, Asset Control IT rationalisation has become a major focus for financial services firms over the past couple of years – from Deutsche Bank’s Strategy 2020, which includes modernising outdated and fragmented IT architecture, to HSBC’s Simplify the Bank plan, which includes an architecture-led strategy to halve the…