RegTech Insight Blogs The latest content from across the platform
NICE Earnings Call Puts Reported Actimize Sale Update in Context
In what appears to be its first comment on the planned sale of its Actimize subsidiary, NICE Chief Executive Scott Russell told analysts on the recent Q1 earnings call that the company had been “working with advisers over the past several months” on a process for “non-CX assets”, which he identified as financial crime and…
Holistic Conduct & Surveillance: Unifying Trade, Voice, and eComms Data with AI
Holistic surveillance is moving beyond data integration towards an operating model that can surface cross-channel evidence, assign escalation ownership, govern approved channels, organise analysts around risk and keep AI-supported triage accountable to experienced human review. That was the central message of A-Team Insight’s recent webinar, Holistic Conduct & Surveillance: Unifying Trade, Voice, and eComms Data…
Ataccama Gathers Data Capabilities into Focused EU AI Act Package
As the implementation date for the European Union’s AI Act looms, financial institutions are having to put their data estates on a secure footing to ensure they comply with the wide-ranging regulation. The Act requires organisations to have a broad and granular view of their data in order to show that they can trace any…
Don’t Misread a Shift in Regulatory Tone – Global Relay
US regulators may be stepping back from the penalty-led off-channel communications sweeps that defined recent enforcement cycles, but that does not mean firms can ease up on surveillance or record-keeping controls. The shift under new leadership at the SEC and CFTC should be reviewed as a change in enforcement emphasis: fewer technical cases pursued in…
Delta Capita Report Hub Extends Controls into Post-Reporting Assurance
Regulatory reporting teams have spent much of the past two years focused on rewrites, implementation deadlines and submission mechanics. The priority is now shifting to Post-Reporting Assurance: once a report has been filed, can the firm evidence that the data was accurate, complete, reconciled and subject to proper oversight? That shift is shaping the next…
ESMA Pushes ‘Report Once’ Model for EU Reporting
The European Securities and Markets Authority (ESMA) has advanced two major strands of its reporting simplification agenda, setting out a proposed integrated reporting framework for investment funds while opening the next phase of work on streamlining transaction reporting across Markets in Financial Instruments Regulation (MiFIR), European Market Infrastructure Regulation (EMIR) and Securities Financing Transactions Regulation…
CFTC’s Selig Sets Out Agenda for Leaner Rules and Faster Markets
Michael Selig has placed derivatives regulation at the centre of the US competitiveness agenda, using his keynote at the ISDA annual meeting to call for a more proportionate rulebook, deeper SEC and CFTC alignment, and a clearer path for innovation in swaps, clearing, tokenised collateral and market structure. He framed the CFTC’s task as keeping…
Bloomberg’s Kate Lee on Regulatory Data as an Operating Layer for Compliance and Reporting
Regulatory data has become a firmly established part of the control architecture of capital markets firms. As transparency rules diverge across the jurisdictions, liquidity monitoring becomes more granular, and supervisors demand stronger evidence of how figures are derived, firms are obligated to treat regulatory datasets as governed, versioned and explainable operating assets. In this Q&A…
Driving the Future of Capital Markets: A-Team Group’s Innovation Awards 2026 Winners Announced
A-Team Group is proud to reveal the winners of our Innovation Awards 2026, celebrating the visionary technology providers and practitioners redefining the landscape of financial services. Now in its sixth year, these awards recognise excellence in the deployment of new and emerging technologies across capital markets. This year’s recipients have demonstrated extraordinary ingenuity in solving…
Trillium Surveyor Expands Into Prediction Markets as Capital Markets Interest Grows
Prediction markets are finding early adopters in capital markets across brokers, exchanges, market makers, and infrastructure providers. Activity is most visible on the sell side, where firms are building access points, data services, venue capacity, and liquidity provision. Tradeweb’s partnership and minority investment in Kalshi, Robinhood’s build-out of Rothera Exchange & Clearing with Susquehanna International…