RegTech Insight Blogs The latest content from across the platform
Charles River Teams with TRADEcho on MiFID II Trade Reporting Solution
Charles River Development has partnered TRADEcho to deliver an automated trade reporting solution for Markets in Financial Instruments Directive II (MiFID II). The partnership allows firms using the Charles River investment management solution (IMS) to use TRADEcho as an Approved Publication Arrangement (APA) to report trades to the public and to access TRADEcho’s Smart Report…
IHS Markit Offers Cloud Service for MiFID II RTS 28 Best Execution Compliance
By Laura Burgess IHS Markit has introduced a service designed to help firms within the scope of Markets in Financial Instruments Directive II (MiFID II) comply with RTS 28, an element of the regulation’s best execution requirements that mandates firms to publicly report their top five trading venues by asset class. RTS 28 takes effect…
IT Rationalisation: Mobilising Data Assets
By: Martijn Groot, Vice President of Product Strategy, Asset Control IT rationalisation has become a major focus for financial services firms over the past couple of years – from Deutsche Bank’s Strategy 2020, which includes modernising outdated and fragmented IT architecture, to HSBC’s Simplify the Bank plan, which includes an architecture-led strategy to halve the…
Peter Serenita Moves on from HSBC to Join Scotiabank as US Chief Data Officer
After an eight-year career as a senior data management executive at HSBC, Peter Serenita has moved on to join Toronto headquartered Scotiabank as US chief data officer. He will continue to be based in the New York City area where before joining HSBC he spent 17 years in technology and data management roles at JP…
Liquidnet Extends MiFID II Commitment with Targeted Invitations for Algos
By Laura Burgess Liquidnet has extended its Virtual High Touch portfolio with Targeted Invitations for Algos, a solution designed to help buy-side traders discover large-in-scale liquidity and meet some of the control requirements of Markets in Financial Instruments Directive II (MiFID II). Targeted Invitations is available for European equities and will be rolled out on…
With MiFID II Unbundling Looming, Commcise and TR Roll Out Research Capabilities
Amid media reports that sell-side firms are struggling to settle on commercial arrangements for subscriptions to their unbundled research services post-MiFID II, service providers are starting to roll out solutions aimed at helping buy-side firms receive, manage and pay for research under the new arrangements. MiFID II will require buy-side firms to justify how they…
Guest Blog: GDPR? Keep Calm and Think
By John Stuart-Clarke, Data Protection & e-Privacy Specialist John works at a large UK Insurer and leads a team of product owners tasked with strengthening the data protection control environment in readiness for the GDPR and the ePrivacy Regulation. The risks and potential sanctions that GDPR exposes organisations to are eye-wateringly attention-grabbing. They have triggered…
LiquidityBook Taps Twitter Techie Carroll as Chief Architect
As financial services technology continues to play catch-up with the kids using widely available consumer technologies, trading software supplier LiquidityBook has put its money where its mouth is. The company has named Andy Carroll, former Twitter staff software engineer, as its chief architect, charted with leading the development of its SaaS delivery platform. LiquidityBook is…
TS Adds QB’s Legger Algo to TradeSmart OEMS
The newly rebranded TradingScreen – now operating under the TS name – has expanded the range of third-party trading algorithms available through its TradeSmart order and execution management platform with the addition of Quantitative Brokers’ Legger premium multi-leg spread-trading algorithm. Legger is one of Quantitative Brokers’ suite of four premium futures and fixed income algorithms,…
Thomson Reuters Bases Buy-Side Workflow Solution on REDI, Eikon, Autex
Seeking to capitalize on its acquisition this year of the REDI buy-side EMS platform, Thomson Reuters this week unveiled its solution for enabling buy-side trading workflow integration. The initiative combines REDI – already an accomplished buy-side execution management platform – with TR’s Eikon desktop and the Autex liquidity network – itself a prime buy-side facility….