RegTech Insight Blogs The latest content from across the platform
Theta Lake Touts First-of-its-Kind ISO Certification for AI Comms Data Trust
Data security specialist Theta Lake has been awarded trust certification for its artificial intelligence-powered compliance communications services. The designation was conferred as the company prepares to release a report that shows IT teams in financial services and other industries are facing challenges with their AI governance and security. Santa Barbara, California-based Theta Lake achieved ISO…
From London to New York: How RegTech Is Redefining Streamlined and Agile Reporting
Hot on the heels of A-Team Group’s London RegTech, RegTech Summit New York lands on 20 November with regulators’ perspectives on artificial intelligence (AI), deep dive panel discussions on agentic AI in compliance workflows, best practices for streamlined and agile regulatory reporting, Navigating Crypto and Digital Assets with RegTech, and more. The New York agenda…
From Validation to Intelligence: How n-Tier is Redefining Regulatory Reporting at Scale
As regulatory reporting matures into a data-driven discipline, n-Tier has emerged as one of the few technology firms able to bridge legacy fragmentation and the next generation of granular, real-time oversight. Speaking from n-Tier’s headquarters, Founder and Chief Executive Officer Peter Gargone describes a market reshaping around scale, consolidation and continuous validation – and a…
Fenergo Adds Senior Product Leads to Sharpen AI driven CLM and Financial Crime Roadmap
Fenergo has appointed three experienced product leaders – Sharon Bodkin (VP, Banking Product), Neil D’Rosario (VP, Buyside Product) and Adam McLaughlin (Director, Financial Crime Product) – to advance its client?lifecycle management (CLM) and financial?crime portfolio. The roles are effective immediately and align with the company’s push to let financial institutions manage CLM and financial?crime tasks…
FCA Takes Charge: UK Centralises AML Supervision Across Professional Services
The United Kingdom’s decision to centralise Anti-Money Laundering (AML) and Counter-Terrorism Financing (CTF) supervision under the Financial Conduct Authority (FCA) marks a structural shift that brings professional services oversight in line with the rest of the financial sector. The move aligns the UK with a broader global trend toward consolidation, consistency, and intelligence-led supervision –…
Navigating the Complex New Sanctions Landscape: Webinar Preview
The criticality of sanctions to the armoury of international relations has been amplified over the past decade as geopolitical and trade tensions have intensified. Since Russia’s annexation of Crimea in 2014 and its attempted full-scale invasion of Ukraine in 2022, governments around the world have increased sanctions on nations and entities by 700%, according to…
From London to New York: How Regulators and Firms Are Re-Drawing the AI Compliance Map
As artificial intelligence (AI) reshapes financial services, regulators and industry leaders are converging on a shared challenge: how to balance innovation with accountability. At A-Team Group’s recent RegTech Summit London, the conversation moved beyond theory into practice, with the Financial Conduct Authority (FCA) and leading firms outlining how principle-based regulation, collaborative testing, and emerging “agentic…
Canada and Hong Kong Regulatory Reporting Updates Signal Continued Global Shift
Canada and Hong Kong’s latest regulatory reporting rule changes mark a broader international trend toward regulatory convergence, placing increasing pressure on financial institutions. Leo Labeis, CEO of REGnosys, explains how Digital Regulatory Reporting offers a path forward for reporting firms. Canada’s new trade reporting reforms, introduced by the Canadian Securities Administrators (CSA), came into effect…
AI Becomes Mainstream for Compliance – Nasdaq’s 2025 Survey
In the tenth edition of the Nasdaq Global Compliance Survey, conducted in May–July 2025, compliance and regulatory-risk professionals from 103 firms across the Americas, EMEA and APAC shared their priorities, challenges and planned investments. This year’s survey features a senior audience with 72 % having ten or more years’ experience in compliance covering director and…
FSB Guidance for Supervisors – Tracking Systemic AI Adoption Risk
The Financial Stability Board (FSB) has released detailed guidance on how regulators and supervisors should monitor the adoption of artificial intelligence (AI) across the financial system. The report, Monitoring Adoption of Artificial Intelligence and Related Vulnerabilities in the Financial Sector, provides a practical framework for identifying where AI use may introduce or amplify systemic risks….