RegTech Insight Blogs The latest content from across the platform
Regulations in the Balance as Institutions Remain Sustainability-Focussed: ESG Summit London Review
Despite a perception that ESG is in retreat around the world, financial institutions continue to take the issue very seriously as a matter of risk management, a trend that continues to exert an influence on the data demands of organisations. It isn’t even the compliance imperatives of organisations operating in heavily regulated parts of the…
Why Implementing Digital Regulatory Reporting is Vital for Compliance
The regulatory burden is increasing year on year and with the mounting threat of fines, financial firms must ensure compliance. Leo Labeis, CEO of REGnosys, explores how firms can implement digital regulatory reporting properly to help and ensure future competitiveness. Financial Institutions face mounting pressure to stay compliant with significant regulatory rewrites across Europe, Japan,…
Don’t Forget People and Process when Deploying Agentic AI
When the financial industry talks ‘agentic AI’, there’s a tendency for the conversation to quickly devolve into cutting-edge technologies – large language models (LLMs), neural networks, generative algorithms (GenAI) etc. Agentic AI is really about transforming the business processes that define firms’ operations and the roles that supervise them. Success is dependent on more than…
Compliance Innovation at Droit: Bridging Symbolic Logic and GenAI
Compliance teams frequently face overwhelming regulatory shifts like those imposed by MiFID II or EMIR Refit. For many firms, understanding exactly how a new mandate impacts day-to-day operations can feel overwhelming – unless, of course, you can assess the operational impacts and immediately trace those mandates back to the source text itself. Since its founding…
The Future of Wealth Management: The Rise of Alternatives and Digital Transformation
By Tom Carey, Corporate Vice President, President of Global Technology and Operations at Broadridge. Wealth management stands at a pivotal crossroads, poised for revolutionary change that will fundamentally reshape the delivery, consumption and value of financial services. Global assets under management are projected to reach $145.4 trillion by 2026, with alternative investments growing at twice…
Fenergo Enhances Financial Crime Compliance Capabilities with Agentic AI Integration
Fenergo has introduced an updated financial crime solution – the FinCrime Operating System (FinCrime OS) – featuring a new agentic AI layer aimed at significantly improving operational efficiency within financial institutions. This development comes against a background of spiralling operational costs and rising compliance demands enhanced by geopolitical tension and regulatory flux. Marc Murphy, CEO,…
A “New Day” at the SEC: Key Takeaways from Chairman Atkins’ May 2025 Town Hall
Newly appointed SEC Chair Paul S. Atkins set a clear, bold tone in his first town hall, declaring it “a new day at the SEC” and emphasizing a return to the agency’s core mission: protecting investors, facilitating capital formation, and safeguarding fair, orderly, efficient markets. Atkins’ remarks provided significant insights for compliance professionals, capital markets…
What to Expect at A-Team Group’s AI in Capital Markets Summit – New York, June 26, 2025
On June 26th, the A-Team Group brings its AI in Capital Markets Summit to New York City for the first time. The event will be held at @Ease on Third Avenue for a packed day of strategy, insight, and implementation. As artificial intelligence matures from early-stage experimentation to enterprise-wide deployment, capital markets firms face a…
A-Team Group Announces Winners of RegTech Insight Awards Europe 2025
A-Team Group has announced the winners of its RegTech Insight Awards Europe 2025. The awards recognise both established providers and innovative newcomers providing RegTech solutions to capital market participants that significantly improve their ability to respond effectively to evolving and ever more complex regulatory requirements. This year’s RegTech Insight Awards Europe included more than 40…
Meeting the 72 Hour Trade-Reconstruction Rule – 10 Holistic Surveillance Leaders for 2025
When regulators rewrote the rulebook after the financial crisis, surveillance teams were handed an almost impossible brief: show us everything that led to a trade. In the United States, the CFTC’s Dodd-Frank swap-dealer rules (§1.35 and §23.202) imposed a 72-hour deadline to reconstruct a transaction, forcing banks to retrieve orders, voice calls, chat messages and…