Reuters has appointed Jonathan Hodgson as product business owner for counterparty & compliance data. He was previously business development director at Adsatis, and also acted as European business development director for Adsatis’s joint venture company, Credit Dimensions, a supplier of counterparty data management services to the banking community. He reports to Tim Shortland, global head of new business for enterprise information at Reuters.
Compliance with the SEC’s Consolidated Audit Trail (CAT) regulation is just over 18 months away, meaning broker dealers within the scope of the regulation need to get started on their response. Like Markets in Financial Instruments Directive II (MiFID II), CAT reporting presents significant – and similar – data management challenges, particularly around customer, account...
Opus, the compliance and risk management product provider that acquired Alacra in September 2015, has introduced Clarity KYC, a Know Your Customer (KYC) workflow automation and risk intelligence solution. The solution is aimed at financial services firms and is a software-as-a service (SaaS) platform designed to reduce the time and cost of client onboarding and...
Now in its 10th year, RegTech Summit London will bring together the RegTech ecosystem to explore how the European capital markets financial industry can leverage technology to innovate the compliance function and response.
Data lineage has become a critical concern for data managers in capital markets as it is key to both regulatory compliance and business opportunity. The regulatory requirement for data lineage kicked in with BCBS 239 in 2016 and has since been extended to many other regulations that oblige firms to provide transparency and a data...
