About a-team Marketing Services
The knowledge platform for the financial technology industry
The knowledge platform for the financial technology industry

A-Team Insight Blogs

RegTech Insight Awards 2019 – Shortlist Announced!

Subscribe to our newsletter

The nominations for the 2019 RegTech Insight Awards are now closed, and we are delighted to announce this year’s shortlist. Well done to everybody that entered, and sincere thanks to our advisory board for taking such painstaking care in evaluating the record number of entries we received this year.

Now in their third year, The RegTech Insight Awards 2019 gained five new categories and saw a 25% increase in entries – a wonderful commentary on the health and strength of this flourishing industry. These awards are uniquely designed to recognise both new start-ups and well-established providers, so it was great to see such a large field of entry along with a multitude of new names for 2019.

“The RegTech Insight Awards were created to acknowledge and applaud those firms at the very forefront of innovation, sourcing the most resourceful solutions to assist financial institutions with their ever-growing regulatory burden,” said A-Team Group RegTech Editor Lauren McAughtry. “They span a wide range of regulatory requirements, and as the market for regulation expands the solutions become ever more creative and sophisticated. We were delighted to see such strong submissions this year, and look forward with great anticipation to the final results.”

Voting is now open to all our financial institution and practitioner readers to vote for their favourite vendor/solutions provider in the following categories:

  • Best Sell-Side Regulatory Data Solution
  • Best Buy-Side Regulatory Data Solution
  • Best Data Management Solution for Regulatory Compliance
  • Best GDPR Vendor Solution
  • Best Data Solution for FRTB
  • Best Software Solution for FRTB
  • Best Vendor Solution for Dodd-Frank
  • Best Solution for Securities Financing Transactions Regulation (SFTR)
  • Best Data Solution for KYC
  • Best KYC Software for Client On-Boarding
  • Best Vendor Solution for Benchmark Regulation
  • Best Analytics Solution to Address Capital Requirements/Liquidity Risk
  • Best Vendor Solution for Managing Conduct Risk
  • Best Vendor Solution for Managing Operational Risk
  • Best Risk Calculation Engine for Regulatory Compliance
  • Best Vendor Solution for Tax Compliance
  • Best Transaction Cost Analysis Solution for Best Execution
  • Best Voice and Mobile Recording Solution
  • Best Trade Surveillance Solution for MAD/MAR
  • Best Trade Surveillance Solution to Address Dodd-Frank Volcker Rule Requirement
  • Best Solution for Records Retention
  • Best Compliance as a Service Solution
  • Best AI Solution for Regulatory Compliance
  • Best Regulatory Alert Management Solution
  • Best Research Management Solution for MiFID II
  • Best Regulatory Reporting Solution
  • Best Transaction Reporting Solution (for MiFID II/MiFIR/EMIR)
  • Best Vendor Solution for AnaCredit
  • Best Innovative Technology for Regulatory Compliance
  • Best Vendor Solution for Financial Crime
  • Best Regulatory Consultancy

View our shortlist and cast your votes here.

Voting will close on 15th March 2019. Good luck to all the shortlisted firms!

Subscribe to our newsletter

Related content

WEBINAR

Recorded Webinar: Managing Non-Financial Misconduct Under SMCR

Non-financial misconduct – encompassing behaviours such as bullying, sexual harassment, and discrimination is a key focus of the Senior Managers and Certification Regime (SMCR). The Financial Conduct Authority (FCA) has underscored that such misconduct is not only unethical but also poses significant risks to a firm’s culture and operational integrity. Recognizing the profound impact on...

BLOG

FinCEN Issues New Guidance on SARs : Less Box-Ticking, More Signal

The Financial Crimes Enforcement Network (FinCEN), together with the Federal Reserve, Federal Deposit Insurance Corporation (FDIC), National Credit Union Administration (NCUA), and the Office of the Comptroller of the Currency (OCC), recently issued new guidance clarifying how financial institutions should approach the filing of Suspicious Activity Reports (SARs), see Frequently Asked Questions Regarding Suspicious Activity...

EVENT

Eagle Alpha Alternative Data Conference, Spring, New York, hosted by A-Team Group

Now in its 8th year, the Eagle Alpha Alternative Data Conference managed by A-Team Group, is the premier content forum and networking event for investment firms and hedge funds.

GUIDE

The DORA Implementation Playbook: A Practitioner’s Guide to Demonstrating Resilience Beyond the Deadline

The Digital Operational Resilience Act (DORA) has fundamentally reshaped the European Union’s financial regulatory landscape, with its full application beginning on January 17, 2025. This regulation goes beyond traditional risk management, explicitly acknowledging that digital incidents can threaten the stability of the entire financial system. As the deadline has passed, the focus is now shifting...