Countdown: Remind me

RegTech Insight Awards 2019 Shortlist

See our list of nominated companies across the RegTech Insight awards categories

London

3rd May 2019


#RTIAwards

Best Sell-Side Regulatory Data Solution

  • Bloomberg Entity Exchange
  • Dealogic – Compliance Manager
  • ICE Data Services
  • IHS Markit
  • Overbond
  • Refinitiv – DataScope
  • SIX Financial Information
  • Soteria by Insightful Technology

Best Buy-Side Regulatory Data Solution

  • Bloomberg Enterprise Regulatory Data
  • Bloomberg Entity Exchange
  • Digiterre – Communica Compliance Engine
  • ICE Data Services
  • IHS Markit
  • Overbond
  • Refinitiv -Evaluated Pricing Service by Refinitiv
  • SIX Financial Information
  • Soteria by Insightful Technology

Best Data Management Solution for Regulatory Compliance

  • AQMetrics
  • Ascent RegTech
  • Asset Control
  • AxiomSL
  • Bureau van Dijk ( A Moody’s Analytics Company) – Orbis
  • Corlytics
  • Datactics – RegMetrics
  • Digiterre
  • Expleo – Data Feeds Inspection Tool (DFIT)
  • Goldensource
  • Gresham Technologies – Clareti
  • iMeta Technologies
  • Insiderlog
  • ISIN2LEI.eu
  • KYC Portal
  • Moody’s Analytics – RiskFoundation TM
  • OneTick – OneMarketData
  • Overbond
  • Refinitiv Connected Risk
  • RegBot – MiFID II bot
  • RiskScreen.com
  • Solidatus
  • Soteria by Insightful Technology
  • SteelEye
  • Telstra Analytics, Compliance & Enablement Services
  • Verint Financial Compliance
  • Waymark Tech
  • Xenomorph EDM+

Best GDPR Solution

  • 3 Lines of Defense Consulting – 3LDC GDPR-ITS
  • Alyne
  • BigID
  • Collibra
  • Digiterre – Communica Compliance Engine
  • Exate Technology
  • Grace GDPR
  • Privitar
  • Solidatus
  • Zonefox

Best Data Solution for FRTB

  • Bloomberg Enterprise Regulatory Data
  • ICE Data Services
  • IHS Markit
  • Overbond
  • Refinitiv
  • Xenomorph EDM+

Best Software Solution for FRTB

  • Asset Control
  • Bloomberg Multi Asset Risk System (MARS)
  • Goldensource
  • IHS Markit
  • McObject’s eXtremeDB Database Management System
  • Overbond
  • TickSmith – Data Pooling Platform

Best Vendor Solution for Dodd-Frank

  • AxiomSL
  • Duco
  • Fonetic
  • Kaizen Reporting – ReportShield
  • NICE Actimize Suite of Dodd-Frank Solutions
  • RegTek.Solutions
  • Soteria by Insightful Technology
  • Transcend Street Solutions
  • Verint Financial Compliance

Best Solution for Securities Financing Transactions Regulation (SFTR)

  • BearingPoint/ABACUS/Transactions
  • Equilend
  • IHS Markit and Pirum Systems
  • ISIN2LEI.eu
  • RegTek.Solutions – Validate.Trade for SFTR
  • Trax

Best Data Solution for KYC

  • AuditXPRT – KYC XPRT
  • Bloomberg Entity Exchange
  • Bureau van Dijk (A Moody’s Analytics Company) – Orbis
  • Datactics – Match Engine
  • Dow Jones RiskCenter KYBP
  • Fenergo Client Lifecycle Management (CLM)
  • GRACE AML
  • ISIN2LEI.eu
  • Know Your Customer
  • kompany
  • Lacuna Solutions
  • NorthRow
  • RiskScreen.com
  • Swift KYC Registry
  • WorldWatch Plus KYC Screening

Best KYC Software for Client On-Boarding

  • AuditXPRT – KYC XPRT
  • Bloomberg Entity Exchange
  • encompass corporation
  • Fenergo Client Lifecycle Management (CLM)
  • GRACE Client Management
  • idwall
  • iMeta Technologies – iMeta CLM
  • ISIN2LEI.eu
  • Know Your Customer
  • KYC Portal
  • Lacuna Solutions
  • NorthRow
  • PrivyID
  • RiskScreen.com
  • smartKYC
  • WorldWatch Plus

Best Vendor Solution for Benchmark Regulation

  • Bloomberg
  • Overbond
  • RIMES RegFocus BMR
  • VTFinTech – Parity One

Best Analytics Solution to Address Capital Requirements/liquidity Risk

  • Advantage Data
  • AxiomSL
  • Credit Benchmark
  • ICE Data Services
  • Overbond
  • Sterling Trading Tech – The Sterling Risk Engine

Best Vendor Solution for Managing Conduct Risk

  • RegBot – MiFID II bot
  • Sterling Trading Tech – The Sterling Risk Engine
  • Verint Financial Compliance

Best Vendor Solution for Managing Operational Risk

  • Alyne
  • Dow Jones RiskCenter KYBP
  • GRACE GRC
  • NICE COMPASS Assurance
  • Refinitiv Connected Risk
  • RegBot – MiFID II bot
  • Vadis Technologies
  • Velocimetrics EndToEnd
  • Verint Financial Compliance
  • Wolters Kluwer

Best Risk Calculation Engine for Regulatory Compliance

  • AxiomSL
  • Corlytics
  • KYC Portal
  • Overbond
  • Vadis Technologies

Best Data Solution for Tax Compliance

  • Bloomberg Enterprise Regulatory Data
  • Bureau van Dijk (A Moody’s Analytics Company) – TP Catalyst
  • OCTASolution – FATCA-PRISM & CRS-PRISM
  • SIX Financial Information

Best Transaction Cost Analysis Solution for Best Execution

  • ICE Data Services
  • Itiviti
  • Refinitiv Velocity Analytics
  • smartTrade Technologies – smartAnalytics
  • SteelEye
  • TickSmith – Analytics Platform

Best Voice and Mobile Recording Solution

  • CellTrust SL2
  • IPC
  • NICE Trading Recording (NTR)
  • Red Box
  • Soteria by Insightful Technology
  • Theta Lake
  • Verint Financial Compliance

Best Trade Surveillance Solution for MAD/MAR

  • Aquis Market Surveillance
  • CARDABEL
  • GRACE Trade Monitoring
  • Irisium Limited
  • NICE Actimize Markets Surveillance for MAD/MAR
  • OneTick – OneMarketData
  • RIMES RegFocus Market Surveillance
  • SteelEye
  • The Technancial Company Ltd – JANUS Risk Manager

Best Trade Surveillance Solution to Address Dodd-Frank Volcker Rule Requirement

  • Eventus Systems – Validus Platform
  • RegBot – Covered Funds bot
  • The Technancial Company Ltd – JANUS Risk Manager

Best Solution for Records Retention

  • CUBE
  • Shield FC
  • smartTrade Technologies – smartAnalytics
  • Soteria by Insightful Technology
  • SteelEye
  • Verint Financial Compliance

Best Compliance as a Service Solution

  • AboutDataGovernance and iGovernance Suite: 10Clicks2knowledge
  • Alyne
  • AQMetrics
  • Aquis Exchange
  • Axiom Solution
  • Catena Technologies – TRACE Rerporting
  • GECKO Governance
  • GRACE CCO
  • PerformLine
  • RiskScreen.com
  • Soteria by Insightful Technology
  • Telstra Analytics, Compliance & Enablement Services
  • Theta Lake
  • Thomson Reuters Regulatory Intelligence
  • Vadis Technologies

Best AI Solution for Regulatory Compliance

  • Alyne
  • Ascent RegTech
  • Bertin IT – Mediaspeech
  • CARDABEL
  • Compliance.ai Regulatory Change Management Platform
  • Corlytics
  • CUBE
  • encompass corporation
  • Fonetic Trade Comms Suite
  • KPMG Sanctions Alert Classifier
  • Overbond
  • PelicanSecure Sanctions Self-Learning Module
  • RegBot – MiFID II bot
  • RequirementONE
  • Shield FC
  • smartKYC
  • Soteria by Insighful Technology
  • Tookitaki
  • Vadis Technologies
  • Waymark Tech

Best Regulatory Alert Management System

  • 8 of 9
  • AboutDataGovernance and iGovernance Suite: 10Clicks2knowledge
  • ISIN2LEI.eu
  • KPMG Sanctions Alert Classifier
  • Kx for Surveillance
  • Proact from Deloitte
  • Red Box – Quantify Insight
  • RiskScreen.com
  • Soteria by Insightful Technology
  • Thomson Reuters Regulatory Intelligence
  • Vadis Technologies
  • Waymark Tech

Best Research Management Solution for MiFID II

  • FactSet – Research Management Solutions
  • Feedstock
  • MarkLogic
  • RegBot – MiFID II bot
  • Red Deer Research Management
  • RSRCHXchange
  • Visible Alpha
  • VTFinTech – Parity One

Best Regulatory Reporting Solution

  • Alyne
  • AQMetrics
  • Cappitech
  • Digiterre
  • Donnelly Financial Solution
  • GECKO Governance
  • Moody’s Analytics – Regulatory Reporting Module
  • RiskScreen.com
  • Shield FC
  • Soteria by Insightful Technology
  • SteelEye
  • VERMEG
  • Wolters Kluwer – OneSumX

Best Transaction Reporting Solution (for MiFID/MiFIR/EMIR)

  • AQMetrics
  • BearingPoint/ABACUS/Transactions
  • Cappitech
  • Digiterre
  • Duco
  • Kaizen Reporting – ReportShield
  • MarkLogic
  • RegTek.Solutions
  • SteelEye

Best Vendor Solution for AnaCredit

  • AxiomSL
  • ICE Data Services
  • Moody’s Analytics – Transactional Reporting Tool

Best Innovative Technology for Regulatory Compliance

  • AboutDataGovernance and iGovernance Suite: 10Clicks2knowledge
  • Alyne
  • AQMetrics
  • ASG Technologies
  • Bertin IT – Mediaspeech
  • Cappitech
  • CARDABEL
  • ClauseMatch
  • Corlytics
  • Corvil – Intelligence Hub
  • CUBE
  • Digiterre
  • Fenergo – Regulatory Client Outreach
  • Fintria
  • Fonetic Trade Comms Suite
  • GECKO Governance
  • Gresham Technologies – Clareti
  • ICE Data Services
  • IPC – Unigy 360
  • Kaizen Reporting – ReportShield
  • KPMG Sanctions Alert Classifier
  • KYC Portal
  • Lacuna Solutions
  • La Meer Inc – GRACE
  • Moody’s Analytics – Banking Cloud
  • NorthRow
  • Overbond
  • PrivyID
  • Red Box – Voice Data Controller
  • Red Deer Research Management
  • RegBot – MiFID II bot
  • RequirementONE
  • RiskScreen.com
  • RSRCHXchange
  • Shield FC
  • smartKYC
  • Solidatus
  • Soteria by Insightful Technology
  • SteelEye
  • Telstra Analytics, Compliance & Enablement Services
  • The Derivatives Services Bureau
  • Theta Lake
  • Tookitaki
  • VENNCOMM TALK
  • VTFinTech – Parity One

Best Vendor for Financial Crime

  • Arachnys
  • encompass corporation
  • Fonetic Trade Comms Suite
  • PelicanSecure Fraud Prevention
  • RiskScreen.com

Best Regulatory Consultancy

  • Capco
  • Catalyst
  • Citihub Consulting
  • Deloitte
  • FC Tech
  • Promontory Financial Group