RegTech Insight Awards Shortlist 2020

See our list of nominated companies across the RegTech Insight awards categories

London

15th May 2020


#RTIAwards

Best Sell-Side Regulatory Data Solution

  • AdvantageData
  • Bloomberg LP
  • Derivatives Services Bureau
  • ICE Data Services
  • ISIN2LEI.eu

Best Buy-Side Regulatory Data Solution

  • AdvantageData
  • Bloomberg LP
  • Derivatives Services Bureau
  • ICE Data Services
  • ISIN2LEI.eu

Best Data Management Solution for Regulatory Compliance

  • Allatus – Allatus Unity
  • Asset Control – Ops360
  • Behavox Compliance
  • Bureau van Dijk (a Moody’s Analytics Company – Orbis
  • Compliance.ai
  • Corlytics Regulatory Risk Management Platform
  • Datactics – RegMetrics
  • eXate
  • Fortia Financial Solutions – Innova
  • GoldenSource EDM
  • iMeta Technologies
  • Infobelt Inc,  – ORION
  • Insiderlog
  • Insightful Technology – SOTERIA
  • iSPIRAL – RegTek
  • NeoXam DataHub
  • OneMarketData – OneTick
  • Shield
  • SmartSearch
  • Truphone – Mobile Recording
  • Vadis Technologies – Flair
  • Verint Financial Compliance
  • Xemomorph Software

Best GDPR Solution

  • 3 Lines of Defense Consulting – GDPR Integrated Technology and Solution
  • eXate
  • Inpher – XOR Secret Computing
  • ISIN2LEI.eu
  • La Meer Inc – GRACE for data privacy
  • Laven Partners – Laven Tech GDPR
  • TrustArc Privacy Platform

Best Data Solution for FRTB

  • Bloomberg LP
  • DTCC – FRTB Service
  • ICE Data Services – FRTB Real Price Service
  • NeoXam DataHub
  • Xenomorph Software

Best Software Solution for FRTB

  • Finastra – Fusion Risk
  • ICE Data Services – FRTB Real Price Service
  • GoldenSource FRTB
  • SaltDNA
  • TickSmith – Data Pooling Platform
  • Xenomorph Software

Best Vendor Solution for Dodd-Frank

  • Bloomberg LP
  • Insightful Technology – SOTERIA
  • RegBot – Covered Funds Bot
  • VoxSmart

Best Solution for Securities Financing Transactions Regulation (SFTR)

  • Bloomberg LP
  • Cappitech
  • Delta Capita – SFTR Industry Test Pack
  • DTCC – GTR SFTR
  • ICE Data Services – SFTR
  • IHS Markit and Pirum Systems – SFTR Solution

Best Data Solution for KYC

  • 360kompany AG – UBOdiscovery
  • APLYiD
  • Bureau van Dijk (A Moody’s Analytics Company) – Orbis
  • Datactics – AI Entity Resolution
  • encompass corporation
  • Entify
  • iSPIRAL – RegTek
  • Know Your Customer
  • Kyckr
  • La Meer Inc, – GRACE for Integrated Client Management
  • WorldWatch Plus KYC Risk

Best KYC Software for Client On-Boarding

  • 360kompany AG – UBOdiscovery
  • APLYiD
  • Bureau van Dijk (A Moody’s Analytics Company) – Compliance Catalyst2
  • Datactics – AI Entity Resolution
  • Delta Capita – CLM Service
  • Entify
  • Exiger – DDIQ
  • Fenergo
  • iMeta Technologies Ltd
  • KYC Portal
  • La Meer Inc, – GRACE for Integrated Client Management
  • Laven Partners – Laven Tech – Client Due Diligence (CDD)
  • NICE Actimize – CDD-X (Know your Customer) Solution
  • smartKYC
  • SmartSearch
  • WorldWatch KYC ID

Best Vendor Solution for Benchmark Regulation

  • Bloomberg LP
  • IHS Markit
  • Refinitiv
  • RIMES Technologies Corporation –  RegFocus BMR
  • Raidne

Best Analytics Solution to Address Capital Requirements/liquidity Risk

  • AdvantageData
  • ICE Data Services – Liquidity Indicators
  • Moody’s Analytics – RiskAuthority, RiskConfidence ALM System, Banking Cloud Credit Risk
  • Regtify – Prometheus

Best Vendor Solution for Managing Conduct Risk

  • Corlytics Regulatory Risk Intelligence Platform
  • Corporator
  • Ethic Eyes
  • La Meer Inc,  – GRACE SM&CR
  • MCO – MyComplianceOffice
  • Neotas
  • Star Compliance – STAR
  • Theta Lake

Best Vendor Solution for Managing Operational Risk

  • ACA Aponix – Vendor Management Outsourcing Service (VMOS)
  • Acin
  • La Meer Inc, – GRACE Enteprise GRC
  • Laven Partners – Due Diligence Manager (DDM)
  • Verint Financial Compliance
  • ViClarity
  • Wolters Kluwer – OneSumX

Best Risk Calculation Engine for Regulatory Compliance

  • Coinfirm – AML Platform
  • Corlytics Regulatory Risk Management Platform
  • Finastra – Fusion Optimum
  • Moody’s Analytics – RiskAuthority, Banking Cloud Credit Risk
  • Regtify – Prometheus

Best Data Solution for Tax Compliance

  • BIGcontrols
  • Bloomberg LP
  • Bureau van Dijk (A Moody’s Analytics Company) – TP Catalyst; TP Catalyst Document Manager
  • SIX
  • Zanders Inside: Transfer Pricing Solution

Best Transaction Cost Analysis Solution for Best Execution

  • Cappitech
  • Eflow Global – TZ
  • Gresham Technolgies – Clareti
  • ICE Data Services – ICE’s Best Execution Service
  • Kx for Surveillance
  • smartTrade Technologies
  • SteelEye
  • TRAction Fintech Pty Ltd

Best Voice and Mobile Recording Solution

  • Insightful Technology – SOTERIA
  • SaltDNA
  • TeleMessage – Mobile Archiver
  • Truphone – Mobile Recording
  • Verint Financial Compliance

Best Trade Surveillance Solution for MAD/MAR

  • ACA Compliance Group – Decryptex Trade Surveillance
  • Eflow Global – TZ
  • Eventus Systems – Validus Platform
  • NICE Actimize – SURVEIL-X Holistic Surveillance
  • OneMarketData – OneTick
  • RIMES RegFocus Market Surveillance
  • SteelEye

Best Trade Surveillance Solution for Dodd-Frank Act

  • Behavox Compliance
  • Eventus Systems – Validus Platform
  • La Meer Inc, – GRACE for Trade Monitoring
  • The Technancial Company Ltd – JANUS Risk Manager

Best Solution for Records Retention

  • CUBE
  • Hyperproof
  • Infobelt Inc. – ORION
  • Insightful Technology – SOTERIA
  • smartTrade Tecnologies
  • SteelEye
  • Verint Financial Compliance

Best Compliance as a Service Solution

  • Apiax AG – Apiax Apps, Apiax Data & Apiax Platform
  • Cappitech
  • Delta Capita – CLM Managed Services
  • Entify
  • Finastra – Fusion CECL Analytics
  • Global Relay Archive
  • Hyperproof
  • Infobelt Inc – REGLIB, REGENT
  • Laven Partners – Laven Tech – Digital Compliance Assistant (DCA)

Best AI Solution for Regulatory Compliance

  • 360kompany AG – UBOdiscovery
  • Allatus Unity
  • Ascent
  • Behavox Compliance
  • Caspian – AML Investigator
  • ClauseMatch
  • Compliance.ai
  • Corlytics Regulatory Risk Intelligence Platform
  • CUBE – cube.global
  • Datactics – AI Entity Resolution
  • Exiger – DDIQ
  • Feedstock Ltd – Cortex
  • Finastra – Fusion Optimum
  • Fortia Financial Solutions – Innova
  • ICE Data Services – ICE Credit Risk
  • NICE Actimize – SURVEIL-X Holistic Surveillance
  • Shield
  • smartKYC
  • Vadis Technologies – Flair
  • WorldWatch Plus, Inc. – Artificial Intelligence Virtual Adjudication Agent

Best Regulatory Alert Management System

  • Caspian –  AML Investigator
  • Entify
  • ISIN2LEI.eu
  • Kx for Surveillance
  • RegBot – MiFID II (Client Protection)
  • RequirementONE – R1 Scanner

Best Research Management Solution for MiFID II

  • 360kompany AG
  • FactSet – Research Management Solutions
  • Red Deer Research Management
  • RSRCHXchange

Best Regulatory Reporting Solution

  • Cappitech
  • Delta Capita – Delta Capita Modus
  • DTCC – GTR
  • Moody’s Analytics – Regulatory Reporting Module / Reporting Studio / Transactional Reporting Tool
  • n-Tier – Compliance Workbench
  • NeoXam Impress
  • Regtify – Prometheus
  • smartTrade Technologies
  • TRAction Fintech Pty Ltd
  • Wolters Kluwer – OneSumX

Best Transaction Reporting Solution (for MiFID/MiFIR/EMIR)

  • Bloomberg LP
  • Cappitech
  • Duco
  • Kaizen Reporting – ReportShield
  • smartTrade Technologies
  • TRAction Fintech Pty Ltd

Best Vendor Solution for AnaCredit

  • AxiomSL
  • ICE Data Services – MiFID II Solution
  • Moody’s Analytics – Transactional Reporting Tool
  • Wolters Kluwer

Best Innovative Technology for Regulatory Compliance

  • 360kompany AG – UBOdiscovery
  • ACA Compliance Group – Compliance Alpha
  • Allatus Unity
  • Behavox
  • Caspian – AML Investigator
  • ClauseMatch
  • Compliance.ai
  • CT Corporation, a Wolters Kluwer Company – Accelerated SOP Connector
  • Delta Capita Modus
  • Entify
  • eXate
  • Evidology Systems Ltd – QED
  • Exiger – DDIQ
  • Neotas
  • OCTASolution – ORP-PRISM
  • Pole Star – Purple TRAC
  • Regtify – Prometheus
  • RequirementONE
  • Risk Focus – Consolidated Audit Train Recon
  • SmartSearch
  • Theta Lake

Best Vendor for Financial Crime

  • 360kompany AG
  • Behavox Compliance
  • Caspian – AML Manager
  • Elucidate FinCrime Index
  • Exiger – DDIQ
  • Fenergo
  • Kx for Surveillance
  • La Meer Inc,  – GRACE for Automated AML
  • Linkurious Enterprise
  • Napier
  • Neotas
  • NICE Actimize – X-Sight: Autonomous Financial Crime Management Platform-as-a-Service
  • Quantexa
  • Shield
  • SIX
  • SmartSearch
  • Theta Ray

Best Regulatory Consultancy

  • 3 Lines of Defence Consulting Inc.
  • Exiger – DDIQ
  • Laven Partners – Laven Tech
  • Mudano