Horizon Software has named Philippe Thomas as a member of its advisory board. Thomas has previously held executive positions at Ullink and SunGard, and joins Horizon from his role as a consultant and investor at New World Wind, a provider of sustainable electrical services. The appointment is part of the company’s expansion strategy following an MBO in June 2018 and requires Thomas to provide coaching on business strategies that will support Horizon’s global growth.
When it comes to trade surveillance, regulators want firms to do their own alert calibration, examine all alerts, and keep auditable records. Firms need to balance the real cost of false positives with the technical challenge and risk of self-calibrating and auto-calibrating, while compliance, IT and vendors have to grapple with the need for defensible...
A new wave of RegTech startups – founded ~2018 onwards – is leveraging AI to transform regulatory compliance across anti-money laundering, customer due diligence, trade surveillance, ESG reporting, and more. These “innovators to watch” are gaining traction via institutional adoption and regulatory sandbox programs. For identifying promising startups in AI-powered compliance technology, we evaluated each...
Now in its 16th year, the Data Management Summit (DMS) in London brings together the European capital markets enterprise data management community, to explore how data strategy is evolving to drive business outcomes and speed to market in changing times.
A-Team Group recently held a webinar on the topic of Regulation and Risk as Data Management Drivers. Fill in the form to get immediate access to the accompanying Special Report. Alongside death and taxes, perhaps the only other certainty in life is that regulation of the financial markets will increase in future years. How do...