About a-team Marketing Services
The knowledge platform for the financial technology industry

A-Team Insight People

Dash Names Venu Palaparthi Chief Compliance Officer and Head of Regulatory Affairs

Subscribe to our newsletter

Dash Financial Technologies, a capital markets technology and execution provider, has named Venu Palaparthi as chief compliance officer and head of regulatory affairs. Palaparthi will be directing Dash’s compliance strategy with regards to internal regulatory policies and compliance with government regulations. Peter Maragos, co-founder and CEO of Dash Technologies, says Palaparthi’s experience will be key, particularly with respect to the enhanced Rule 606 transparency reporting requirements coming into effect in May.

Subscribe to our newsletter

Related content

WEBINAR

Recorded Webinar: Best practice data management for trading automation

High quality, consistent and timely data is key to automation of the trading and investment cycle, but while firms are keen to push on with automation, barriers remain. These include sourcing the right data, timely delivery, data quality and ensuring regulatory compliance. The webinar will discuss the foundational role of data in trading automation, and...

BLOG

CFTC Plans Roundtable on Data Details of OCR Reporting for Next Week, Including Entity ID Proposals

The Commodity Futures Trading Commission (CFTC) has indicated that it will lead a public roundtable on 16 September to discuss its proposed new ownership and control report (OCR), including the practicalities of customer identification. The move is in response to the concerns raised by industry participants, including Futures Industry Association (FIA) president John Damgard who...

EVENT

AI in Capital Markets Summit London

Now in its 3rd year, the AI in Capital Markets Summit returns with a focus on the practicalities of onboarding AI enterprise wide for business value creation. Whilst AI offers huge potential to revolutionise capital markets operations many are struggling to move beyond pilot phase to generate substantial value from AI.

GUIDE

Regulatory Data Handbook 2022/2023 – Tenth Edition

Welcome to the tenth edition of A-Team Group’s Regulatory Data Handbook, a publication that has tracked new regulations, amendments, implementation and data management requirements as regulatory change has impacted global capital markets participants over the past 10 years. This edition of the handbook includes new regulations and highlights some of the major regulatory interventions challenging...