About a-team Marketing Services
The knowledge platform for the financial technology industry

A-Team Insight People

Dash Names Venu Palaparthi Chief Compliance Officer and Head of Regulatory Affairs

Subscribe to our newsletter

Dash Financial Technologies, a capital markets technology and execution provider, has named Venu Palaparthi as chief compliance officer and head of regulatory affairs. Palaparthi will be directing Dash’s compliance strategy with regards to internal regulatory policies and compliance with government regulations. Peter Maragos, co-founder and CEO of Dash Technologies, says Palaparthi’s experience will be key, particularly with respect to the enhanced Rule 606 transparency reporting requirements coming into effect in May.

Subscribe to our newsletter

Related content

WEBINAR

Recorded Webinar: Screening for Sanctions, Watch Lists and PEPs

How do you effectively screen for sanctions, watch lists and Politically Exposed Persons (PEPs)? Getting it right is essential for complying with regulations like AML, KYC and FATCA, reducing the risk of incurring heavy fines, and keeping your firm’s reputation intact. But what are the options, considerations and solutions available for effective data sourcing and...

BLOG

Corvil 9000 Offers High-Performance Trading Data Capture and Analytics

Trading infrastructure monitoring and analytics specialist Corvil’s release of the Corvil 9000 analytics appliance builds on the Dublin-based provider’s quest to help trading firms identify new opportunities through the capture and analysis of network traffic and execution performance. Corvil 9000 is a network traffic capture appliance that is able to operate in 40Gbps and 100Gbps...

EVENT

Eagle Alpha Alternative Data Conference, Spring, New York, hosted by A-Team Group

Now in its 9th year, the Eagle Alpha Alternative Data Conference managed by A-Team Group, is the premier content forum and networking event for investment firms and hedge funds.

GUIDE

Risk & Compliance

The current financial climate has meant that risk management and compliance requirements are never far from the minds of the boards of financial institutions. In order to meet the slew of regulations on the horizon, firms are being compelled to invest in their systems in order to cope with the new requirements. Data management is...