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RegTech Summit New York

November, 2025

November, 2025

Countdown

Location

@Ease, 7th Floor, 605 Third Avenue, New York
Remind me
November, 2025

Countdown

Location

@Ease, 7th Floor, 605 Third Avenue, New York
Remind me

This event is now closed. Register your interest to be alerted when the 2025 event is open for registrations by clicking the ‘remind me’ button above.

Where Innovation Meets Compliance

Now in its 9th year, the RegTech Summit NYC will bring together the RegTech ecosystem to explore how the North American capital markets financial industry can leverage technology to innovate the compliance function and response.

AI driven technologies are transforming compliance and opening up huge potential for compliance innovation, productivity gains and cost efficiencies.  Now is the time to invest for the future.

Join us to hear from leading RegTech practitioners and innovators who will share insights into how they are tackling the challenges of adopting and implementing RegTech and how to advance your RegTech strategy.

2024 Topics included:

  • A Regulator’s perspective on AI
  • Leveraging Generative AI and Large Language Models for regulatory compliance
  • Adopting a holistic approach to regulatory change management
  • Best practice approaches to data management for regulatory reporting
  • How to build a flexible and agile reporting platform to meet future requirements
  • Managing regulatory expectations and best practices for fighting financial crime
  • Addressing financial crime and AML with RegTech
  • Best practices for eComms and multi-channel surveillance
  • The future of post trade – Next steps after T+1
See full agenda

Meet the speakers & advisory board

Haimera Workie Vice President and Head of Financial Innovation
FINRA
Stan Yakoff RegTech Advisor and Law Professor
Alex Ford Co-Founder
Women in RegTech in New York
Non Executive Director The RegTech Association
Erin Preston Chief Compliance Officer
Wedbush Securities
Mary Ann Callahan Senior Policy Advisor
U.S Securities and Exchange Commission (SEC)
Joseph Sabelja

 Generative AI Firmwide Platform Lead
JP Morgan
Anuj Agarwal Director - Finance Head of Data Governance
SMBC Corporation
Dessa Glasser Independent Board Member
Oppenheimer & Co
Chair Global Legal Entity Identifier Foundation (GLEIF)
Joshua Beaton Head of Non-Financial Regulatory Reporting
Wells Fargo
Katherine Ford Associate Director, Strategic Operations
FinCEN
Chandrakant Maheshwari FVP, Lead Model Validator
Flagstar Bank
Mary Kopczynski

 Co-Founder
Women in RegTech New York (WIRTNY)
Kenneth Lamar Principal Partner
Lamar Associates LLC
Cheryl Benoit Executive Director – Enterprise Data Management Office Risk Data Steward
Mizuho Americas
Sateesh Kumar Challa Head of Digital Transformation Office
Societe Generale
Krishna Nair Director – AML, KYC and Compliance Technologies Compliance Technology
MUFG Limited
Minerva Tantoco Member, Financial Innovation Advisory Board
New York State Department of Financial Services
Anand Narayanan Head of Regulatory Change Management
SMBC Corporation
Jen-Larie Tumminello Executive Director, Global Finance, Policy, Compliance & Conduct Risk
Morgan Stanley
Murali Duvapu Data Governance Executive
Scotiabank
Alexander Aronov Senior Director, AI Compliance and Data Intelligence
Citi
Samantha Leventhal Managing Director, Global Financial Crimes Executive
Bank of America
Susie MacKenzie Head of Legal and Regulatory Analysis
Corlytics
Harsh Pandya Vice President, Product Management
Saifr
Emma Kalliomaki Managing Director
Derivatives Service Bureau (DSB)
Brandon Carl EVP, Product Strategy
Smarsh
Patrick Palomo Principal Solutions Architect
Smarsh
Garth Landers Director of Global Product Marketing
Theta Lake
Rachna Srivastava Head of Product, AI, Data & Platform
Symphony
Peter Kenny
 Managing Director
ACA Group
Tony Brownlee President, Chief Revenue Officer
Kingland
Elena Unciuleanu Founder & CEO
Reporting Center
Kon Leong CEO
ZL Tech, Inc.
Peter Gargone Founder & CEO
n-Tier
If you'd like to get involved, bring a team of people, or have any questions about this event, please get in touch with us speakers@a-teamgroup.com
See all speakers

“We had a fantastic time at the RegTech Summit in New York. It felt like a great nexus for the industry and was the perfect place for us to bring our trade delegation of cutting-edge UK RegTech firms to the US. The A-Team Group did an excellent job organizing this event and we look forward to having a DIT presence at more of their events in the future.”
Ross Allen, Director of Department for International Trade North America

Meet the sponsors

Become a sponsor

Contact Jo Webb

Location

@Ease, 7th Floor, 605 Third Avenue

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