The knowledge platform for the financial technology industry

RegTech Summit New York

20 November, 2025

20 November, 2025

Countdown

Location

@Ease, 7th Floor, 605 Third Avenue, New York
20 November, 2025

Countdown

Location

@Ease, 7th Floor, 605 Third Avenue, New York

Where Innovation Meets Compliance

Now in its 9th year, RegTech Summit New York will bring together the RegTech ecosystem to explore how the North American capital markets financial industry can leverage technology to innovate the compliance function and response.

As compliance tech budgets face unprecedented strain from relentless regulatory pressures, firms must optimise RegTech investment and adopt new and emerging technologies like AI to transform compliance from a cost centre into a strategic asset.

The agenda will deep dive into the key functional areas consuming the greatest budget drains and will explore the practicalities of implementing RegTech at scale. Join us to gain practical insights into how to shift to a flexible and scalable modular platform that can adapt to future regulatory change and create a truly global compliance function.

2025 Topics:

  • A Regulator’s perspective on AI
  • Navigating the frontier of agentic AI in RegTech
  • The end of manual compliance? How to build, govern and trust an AI driven regulatory change programme
  • Cybersecurity strategies and innovations in the RegTech era
  • Best practices for streamlined and agile regulatory reporting
  • Addressing financial crime and AML with RegTech
  • The data backbone of defence – powering next generation surveillance
  • Navigating crypto and digital assets with RegTech

Meet the speakers & advisory board

Kaitlin Asrow Acting Superintendent
NYS Department of Financial Services
Jen-Larie Tumminello Governance Risk & Compliance Executive
T.D Bank
Andelija Milas Head of KYC Process and Production
ING
Kenneth Lamar Principal Partner
Lamar Associates LLC
Kristi Kunworee Baishya AVP – Data and AI Product Management
Nomura Holding America
Sepehr Irandoost Head of Global Surveillance Calibration and Effectiveness
Bank Of America
Kerry Gendron Managing Director, Head of Product, Surveillance Innovation
JPMorgan Chase
Marina Kaganovich AMERS Financial Services Executive Trust Lead, Office of the CISO
Google Cloud
David Hirsch Partner
McGuireWoods LLP and former SEC Enforcement Senior Officer
Patricia Selvaggi Assistant Vice President Statistics Function
Federal Reserve Bank of New York
Brett Utnick Director - Head of North America Technology & Operations Regulatory Solutions Group
BMO
Dessa Glasser
Independent Board Member
Oppenheimer Holdings
Reinaldo Ynchaustegui Former Chief Technology Officer
Asset Management Firm
Kathryn Zhao Professor in Cryptocurrency & Blockchain Technology
Anna Crankshaw Senior Director, Enterprise Onboarding Platform
BNY
James Stubbs Former Global Head AML Programs
State Street
Chandrakant Maheshwari FVP, Lead Model Validator
Flagstar Bank
Mary Kopczynski Co-founder
Women in RegTech New York (WIRTNY)
Joshua Beaton Head of Trade and Transaction Reporting
Wells Fargo
Akhil Khunger VP Quantitative Analytics
Barclays
Akshata Nayak Director
UBS
Ban Ghosh Global Head of Regulatory and Controls Technology
Scotiabank
Vishnu Rajan
Director Global Markets Data Management
Bank of America
Murali Duvapu Data Governance Executive
Scotiabank
Konstantinos Rizakos Adjunct Professor of AI Product Management
NYU Stern School of Business
Minerva Tantoco Independent
AI Specialist
Alex Ford Co-Founder
Women in RegTech NY (WIRTNY)
Non Executive Director The RegTech Association
Vall Herard Co-founder and CEO
Saifr
Marc Gilman General Counsel and VP of Compliance
Theta Lake
Dave Loeser Senior Vice President, Product Management
COMPLY
Patrick Palomo Principal Solutions Architect
Smarsh
Paul Liesching
Chief Revenue Officer
1Global
If you'd like to get involved, bring a team of people, or have any questions about this event, please get in touch with us speakers@a-teamgroup.com
See all speakers

“Attending the RegTech Summit NYC 2024 was a game-changer for me. The networking opportunities were invaluable, allowing me to connect with industry leaders and innovators. The sessions were both informative and engaging, providing deep insights into the latest trends and technologies in regulatory compliance. I gained a wealth of knowledge that I’ve since applied in my work.”
Tyler Spellman, Assistant Vice President, Trade Surveillance, Bank of America

Meet the sponsors

Become a sponsor

Contact Jo Webb

Location

@Ease, 7th Floor, 605 Third Avenue

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