The knowledge platform for the financial technology industry

RegTech Summit New York

16 November, 2023

16 November, 2023

Countdown

Location

@Ease, 605 Third Avenue, New York
16 November, 2023

Countdown

Location

@Ease, 605 Third Avenue, New York

We’re currently developing our agenda and securing speakers for this event, but take a look at the details from our last one for a flavour of what’s to come.

Where Innovation Meets Compliance

Now in its 7th year, the RegTech Summit in New York will bring together the regtech ecosystem to explore how the North American capital markets financial industry can leverage technology to drive innovation in compliance, cut costs and support regulatory change.

With more opportunities than ever before for RegTech to add value, now is the time to invest for the future. Join us to hear from leading RegTech practitioners and innovators who will share insights into how they are tackling the challenges of adopting and implementing RegTech and how to advance your RegTech strategy.

2023 Topics will include:

  • The future of risk, compliance and RegTech
  • From cost to opportunity – Adopting a holistic approach to regulatory change management
  • The future of regulatory reporting and drive to digitization
  • Progress on CAT: The drive for data quality
  • Managing risk, resilience and security in cloud environments
  • Responsible AI
  • Effectively navigating AML and financial crime compliance processes with RegTech
  • Deep dive into trade and communications surveillance
  • ESG & RegTech – Building a winning partnership
  • Addressing RegTech challenges for Digital Assets

Watch highlights from the recent A-Team Group RegTech Summit in London to see what you can expect from the RegTech Summit New York:

Meet the speakers & advisory board

Haimera Workie Vice President and Head of Financial Innovation
FINRA
Michael Gaw Assistant Director, Division of Trading and Markets
Securities and Exchange Commission (SEC)
Jeffrey Ernst Manager, Innovation Policy
Federal Reserve Board
Deborah Young CEO
The RegTech Association
Stan Yakoff Head of Americas Supervision
Citadel Securities
Kaitlin Asrow Executive Deputy Superintendent, Research and Innovation
New York State Department of Financial Services
Brett Utnick Director - Head of US Regulatory Services
BMO Financial Group
Julian Horky Head of Risk Controlling BCM
Berenberg Capital Markets LLC
Joseph Sabelja AI/ML Product Strategy
JP Morgan
Ashok Mehta Head of Investment Bank Regulatory Reporting Technology - Director
Credit Suisse
Yvonne Li Director - Head of Wealth Management Technology AI Solutions,
Bank of America
Joshua Beaton Head of Americas Trade & Transaction Reporting
Morgan Stanley
Anand Narayanan Executive Director, Regulatory Change Management
Sumitomo Mitsui Banking Corporation (SMBC)
Kai Schrimpf Transaction Monitoring Product Owner
UBS
Aaron Wolf Deputy Head of Anti-Financial Crime, Americas
Deutsche Bank
Laura Marafetti Head of KYC Reviews Operations
Societe Generale
Sateesh Kumar Challa Head of Digital Transformation Office
Societe Generale
Sunil Challa Head of Business Architecture, Group Payments
Credit Suisse
David Ehrich Executive Director
Alliance for Innovative Regulation (AIR)
Alex Ford Director
The RegTech Association
Thomas Quinn Chief Operating Officer
Moerus Capital Management LLC
Pooja Singh Senior Expert, Financial Regulation and Fintech Team
International Monetary Fund (IMF)
Dale Richards President
Island 20 Ventures
Igor Kaplun Head of Regulatory Reporting Business Development, North America
S&P Global Market Intelligence Cappitech
Stan Preston Executive Director, RDS Product Management
DTCC
Matthew Bernstein Information Governance Strategist
Bernstein Data
Melissa Watras Director of Product – Surveyor
Trillium Labs
Jonathan Thursby Founder & CEO
KOR Financial
Emma Kalliomaki MD
ANNA and Derivatives Service Bureau (DSB)
Kenneth Lamar Principal Partner
Lamar Associates LLC
Rachael Greaves CEO
Castlepoint Systems
Marjorie Forestal Principal
Deloitte & Touche LLP
Priya Roy Partner
Optima Partners
Peter Gargone Founder and CEO
n-Tier
Jane Gavronsky CTO
FINOS Foundation
Kyle Mack CEO and Co-Founder
Middesk
Mark Davies CEO
S3
If you'd like to get involved, bring a team of people, or have any questions about this event, please get in touch with us speakers@a-teamgroup.com
See all speakers

Hear what past attendees have to say about the RegTech Summit

“We had a fantastic time at the RegTech Summit in New York. It felt like a great nexus for the industry and was the perfect place for us to bring our trade delegation of cutting-edge UK RegTech firms to the US. The A-Team Group did an excellent job organizing this event and we look forward to having a DIT presence at more of their events in the future.”
Ross Allen, Director of Department for International Trade North America

Meet the sponsors

Become a sponsor

Contact Jo Webb

Location

@Ease, 605 Third Avenue

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