About a-team Marketing Services
The knowledge platform for the financial technology industry
The knowledge platform for the financial technology industry

A-Team Insight Blogs

DSB Call for Industry Feedback on UPI Legal Terms and Conditions Consultation

Subscribe to our newsletter

The Derivatives Service Bureau (DSB) has opened a consultation on the legal terms and conditions, and client support model, expected to apply to users of the Unique Product Identifier (UPI) Service, due to launch next year. The consultation sets out a range of proposals aimed to align with industry feedback for the DSB to support the UPI Service within the existing DSB legal framework that is used for the OTC ISIN Service.

Proposals include the use of a single overarching legal agreement with fee-paying users able to subscribe to OTC ISIN and/or UPI Services, introduction of a client onboarding and support platform, use of the Legal Entity Identifier for user onboarding verification, use of pre-payment for lower value user fees, fee model variables to be used for annual fee determination, the approach to termination, suspension and renewals, dispute resolution mechanism, and the transfer of user data in the case of a contingency scenario.

Emma Kalliomaki, managing director of ANNA and the DSB, comments: “Good governance principles are at the core of the UPI to ensure for a better service for the market. The DSB would like to encourage all interested parties to review the proposals of the UPI Legal Terms and Conditions Consultation and provide feedback.”

The deadline for industry feedback on the consultation is Wednesday, 19 January 2022.

Subscribe to our newsletter

Related content

WEBINAR

Recorded Webinar: Unlocking Transparency in Private Markets: Data-Driven Strategies in Asset Management

As asset managers continue to increase their allocations in private assets, the demand for greater transparency, risk oversight, and operational efficiency is growing rapidly. Managing private markets data presents its own set of unique challenges due to a lack of transparency, disparate sources and lack of standardization. Without reliable access, your firm may face inefficiencies,...

BLOG

The Year in Data: 2025’s Biggest Trends and Developments

The past 12 months saw breakneck developments in how firms applied artificial intelligence. AI began to change from a mere tool to an integral part of capital markets operations. The year also saw data services providers launch multiple products for the growing private markets investment sector. Data Management Insight spoke to leaders in our industry...

EVENT

ExchangeTech Summit London

A-Team Group, organisers of the TradingTech Summits, are pleased to announce the inaugural ExchangeTech Summit London on May 14th 2026. This dedicated forum brings together operators of exchanges, alternative execution venues and digital asset platforms with the ecosystem of vendors driving the future of matching engines, surveillance and market access.

GUIDE

Regulatory Data Handbook 2025 – Thirteenth Edition

Welcome to the thirteenth edition of A-Team Group’s Regulatory Data Handbook, a unique and practical guide to capital markets regulation, regulatory change, and the data and data management requirements of compliance across Europe, the UK, US and Asia-Pacific. This year’s edition lands at a moment of accelerating regulatory divergence and intensifying data focused supervision. Inside,...