RegTech Insight AI, Analytics & RegTech Innovation The latest content from across the platform
Confluence Launches POINT with AI Validation for Regulatory Reporting
Confluence Technologies has launched Confluence POINT, starting with AI-enabled document validation and a conversational interface for its Revolution analytics platform. Confluence says both capabilities are available immediately. POINT Validation checks financial and regulatory documents across multiple formats, including unstructured data. Its automated checklist completes validation in minutes, flags errors for review and records an audit…
spektr 3.0 Puts Policies and Deterministic Controls Around Compliance AI Agents
Copenhagen based spektr has added real-time transaction monitoring, policy management and AI-assisted investigations to its Know Your Customer (KYC) and Know Your Business (KYB) platform. spektr 3.0 converts written policies into operational rules, monitors customer activity against them and uses Case AI to gather evidence and recommend an outcome for analyst approval. Transaction Monitoring checks…
VoxSmart Unifies Communications Compliance Workflows in VX1
VoxSmart has launched VX1, a communications compliance platform that brings mobile capture, surveillance, investigations, archiving, alert detection and voice transcription into a single interface. The platform is designed for investment banks, hedge funds and asset managers monitoring communications across voice, mobile and digital channels. The announcement cites WhatsApp and Bloomberg chat among the sources contributing…
Shield Connects Live Surveillance Alerts to Enterprise AI Tools with MCP
Shield has made its Model Context Protocol (MCP) Server generally available, allowing authorised compliance teams to query live surveillance alerts through supported enterprise AI tools. Claude is the first supported AI environment, with further integrations planned. The server provides a permissioned, read-only route between an AI interface and Shield Surveillance. Shield remains the system of…
Bloomberg Vault Adds AI Surveillance Models for Insider Dealing and Personal Trading
Bloomberg has expanded its Vault communications surveillance platform with AI policies for insider dealing and personal trading. The launch follows the integration of BSpeech, which converts recorded calls in more than 50 languages into searchable transcripts. The products extend Vault’s coverage across voice, email and chat. They also address the pressure that rising communications volumes…
Generative AI Expands the Communications Evidence Record
As AI enters communications, surveillance and investigations, firms face a wider record-keeping question: what evidence will explain how a regulated outcome arose? This was the focus for recent webinar hosted by A-Team Group’s RegTech Insight and sponsored by NICE Actimize, The Next Compliance Frontier: Monitoring GenAI and Unstructured Comms Data. Generative AI extends the evidence…
RTS London – From Periodic Remediation to Continuous Proof
Regulators can interrogate reported data faster and in greater detail. Compliance controls will need to keep pace. That pressure extends beyond regulatory reporting. Artificial intelligence (AI) is moving into surveillance, regulatory change and financial-crime workflows. Firms must now demonstrate that the data supporting those systems is accurate, consistently represented and traceable to its source. Speakers…
HelmGuard Raises $7.3m Seed Round to Replace Compliance Paperwork with AI Agents that Verify Risk Directly
Agentic governance, risk and compliance platform HelmGuard has raised $7.3 million to expand in the US and develop technology that monitors AI agents at runtime. Infinity Ventures and Frontline co-led the seed round, with participation from FinTech Collective, Stage 2 Capital and Entrepreneurs First. HelmGuard plans to establish operations in New York and San Francisco,…
Insights from the Mills Review for Wholesale Surveillance
“Tweak the contract” triggered the surveillance control. But the surrounding exchange concerned a kitchen renovation. Alex de Lucena, Director of Product and Governance Strategy at Shield shared this example in a recent discussion with RegTech Insight following the publication of the FCA Board-sponsored Mills Review in July 2026. In late 2025, the FCA Board asked…
CUBE Adds Agentic Coworkers to Embed Regulatory Intelligence into Enterprise Wide Workflows
CUBE has added three agentic artificial intelligence tools to its RegPlatform regulatory intelligence platform, extending its automation across regulatory change monitoring, analysis and enforcement tracking. The Priorities, Analysis and Enforcements “coworkers” are available to existing RegPlatform customers. Application programming interface access allows firms to embed the tools within their existing compliance and risk systems rather…