About a-team Marketing Services
The knowledge platform for the financial technology industry
The knowledge platform for the financial technology industry

A-Team Insight Blogs

Broadridge Appoints Veteran Carey to Head Securities Processing Business

Subscribe to our newsletter

Broadridge Financial Solutions has appointed Tom Carey as president of its international securities processing solutions business. He will report directly to John Hogan, president and chief operating officer of Broadridge Financial Solutions.

In his new role, Carey will be responsible for all aspects of Broadridge’s international securities processing business, which includes the international securities processing solution, Gloss, with its local market solutions for the UK, Japan and Hong Kong, as well as its international Swift interface. Other products and services include the UK private client solution, Tarot; the Switzerland-based private banking solution, STB2; the Australian domestic securities platform, Summit; an international Swift bureau and various market specific services such as the FITAS German tax solution. The international business maintains local offices in London, New York, Frankfurt, Geneva, Prague, Tokyo, Hong Kong, Sydney and Hyderabad.

In addition to his new appointment, Carey will also continue to have overall responsibility for Ridge Clearing & Outsourcing Solutions, Broadridge’s clearing and outsourcing services business for the UK.

Carey’s career at Broadridge, formerly the Brokerage Services Group of Automatic Data Processing, has spanned 18 years. Most recently he established Broadridge’s clearing and outsourcing operations in the UK, Ridge Clearing & Outsourcing Solutions. Prior to that he held the position of chief operating officer for Securities Processing Solutions, International, Broadridge, for four years, a role in which his responsibilities included strategy, business development, product direction and internal planning. Before that, he held management positions with responsibility for international development and technology.

“The international markets are very important to the strategic growth plans of Broadridge,” said Hogan. “Tom has consistently demonstrated the leadership and client-centric qualities that will enable us to grow our business internationally, and I wish him every success.”

Carey replaces Elizabeth Lake, who plans to continue her various advisory roles within the financial services industry and will work with Broadridge in this capacity as well.

Subscribe to our newsletter

Related content

WEBINAR

Recorded Webinar: End-to-End Lineage for Financial Services: The Missing Link for Both Compliance and AI Readiness

The importance of complete robust end-to-end data lineage in financial services and capital markets cannot be overstated. Without the ability to trace and verify data across its lifecycle, many critical workflows – from trade reconciliation to risk management – cannot be executed effectively. At the top of the list is regulatory compliance. Regulators demand a...

BLOG

The Data Year Ahead: AI Comes of Age, Private Markets Become Less Opaque

2026 is set to be the year in which the evolutionary changes hinted in the past 12 months become established within the data landscape, according to expert predictions. Artificial intelligence will mature into the game-changing innovation it has promised for years and private markets, whose growth in importance in the past few years has been...

EVENT

Eagle Alpha Alternative Data Conference, Spring, New York, hosted by A-Team Group

Now in its 9th year, the Eagle Alpha Alternative Data Conference managed by A-Team Group, is the premier content forum and networking event for investment firms and hedge funds.

GUIDE

FATCA – The Time to Act is Now

The US Foreign Account Tax Compliance Act – aka FATCA – raised eyebrows when its final regulations requiring foreign financial institutions (FFIs) to report US accounts to US tax authorities were published last year. But with the exception of a few modifications, the legislation remains in place and starts to comes into force in earnest...