About a-team Marketing Services
The knowledge platform for the financial technology industry

Browse by brand

Market & Alt Data Insight
TradingTech Insight
Digital Assets & Tokenisation Insight
Data Management Insight
RegTech Insight

Browse by content type

A-Team Insight Briefs

Global Financial Institution Fines for AML, Data Privacy and MiFID Rise 26%

15 December 2020
Subscribe to our newsletter

CLM specialist Fenergo has released its annual findings on global financial institution fines which show that for the year to date, penalties have totalled $10.4 billion for non-compliance with AML, KYC, data privacy and MiFID regulations. The total volume of fines levied to financial institutions for these breaches was 198, a year-on-year increase of 141%. The average value of enforcement actions against financial institutions for AML related compliance breaches is 44% lower than in 2019.

Subscribe to our newsletter

Related content

WEBINAR

Recorded Webinar: Countdown to MiFID II

MiFID II is dominating trading technologists’ thoughts in 2016. What has been achieved so far and what is still to be done? What elements of the regulation are proving most difficult – perhaps algo testing, classification or surveillance? – and how are regulators responding? Listen to the webinar to find out about: State of play on...

Find out more

27 October 2016
RegTech Insight TradingTech Insight
BLOG

Asian KYB Requires Live Registry Data, Not Another Database: AsiaVerify CEO

Asian know-your-business (KYB) controls have an uncomfortable blind spot: firms can spend heavily on onboarding, sanctions screening and case management while still making decisions from corporate records that may be weeks or months out of date – and sometimes more. AsiaVerify CEO Leas Bachatene spoke with RegTech Insight about the KYB challenges for firms with...

Read More

13 July 2026
RegTech Insight
EVENT

TradingTech Summit London

Now in its 16th year, the TradingTech Summit London brings together senior leadership across capital markets trading technology and market data. Join us to deep dive into key opportunities and challenges driving technological transformation across sell-side and buy-side firms.

25 February 2027
Digital Assets & Tokenisation Insight TradingTech Insight
GUIDE

Regulatory Data Handbook 2026 – Fourteenth Edition

Welcome to the fourteenth edition of A-Team Group’s Regulatory Data Handbook. Supervisors increasingly expect firms to demonstrate which rules apply, which data supports each obligation, who owns the control and how exceptions are identified and resolved. Policies and implementation programmes must now be supported by records that can withstand regulatory scrutiny. This edition examines material...

08 September 2026
Data Management Insight RegTech Insight