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The knowledge platform for the financial technology industry

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FI Feedback Sought in Creation of GFANZ Corporate Climate Data Hub

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Financial institutions and auditing companies have been invited to offer their expertise and feedback on the creation of a global corporate climate performance database backed by the Glasgow Financial Alliance for Net Zero (GFANZ). The One Planet Data Hub would be handed over to the United Nations once it is complete, and a prototype service is expected to be unveiled next year. Regulators and standards setters are already involved in the project, as are data providers including Moody’s and S&P.

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Recorded Webinar: Voice recording for communications surveillance under MIFID II/MAR

To date, the industry’s regulatory compliance focus for upcoming European MiFID II and Market Abuse Regulation (MAR) has been on issues including the structure of trading facilities, systematic internalisation, governance, best execution and time-stamping. MiFID II and MAR also contain provisions, however, increasing the requirements for recording and archiving voice communication related to securities trading....

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TEST Event page 1

Now in its 15th year the TradingTech Summit London brings together the European trading technology capital markets industry and examines the latest changes and innovations in trading technology and explores how technology is being deployed to create an edge in sell side and buy side capital markets financial institutions.

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FATCA – The Time to Act is Now

The US Foreign Account Tax Compliance Act – aka FATCA – raised eyebrows when its final regulations requiring foreign financial institutions (FFIs) to report US accounts to US tax authorities were published last year. But with the exception of a few modifications, the legislation remains in place and starts to comes into force in earnest...