RegTech Insight Blogs The latest content from across the platform
IOSCO Report Shows Data Regulations are Just Around the Corner
Growing calls for ESG data and ratings provisions to be brought under the watch of regulators around the world is likely to result in a swell of legislation in the next year or so, vendors told ESG Insight. After a global grouping of financial watchdogs recommended that ESG data products and services be included in…
Optimising Sustainable Investment Processes – How Asset Managers Can Best Prepare
By Martijn Groot, vice president, Marketing and Strategy, Alveo. Investment strategies are increasingly being driven by environmental social and governance (ESG) criteria and considerations, and ESG investment is growing rapidly. Research from Bloomberg found that assets invested according to ESG criteria are on track to exceed $53 trillion by 2025, representing more than a third…
There’s More To A-Team Than Meets the Eye – Check Out Our Shiny New Website to Find Out More
Here at A-Team Group HQ, we’ve spent a lot of the global pandemic tracking and supporting the capital markets technology industry as it has grappled with the operational hurdles Covid-19 threw in their path. But we have also been working behind the scenes to launch a new website for our marketing clients to better reflect…
Aztec Group Adds Fenergo CLM to Technology Stack on Route to Digital Transformation
Aztec Group, a specialist in alternative asset classes, has selected Fenergo’s cloud-native Software-as-a-Service (SaaS) client lifecycle management (CLM) to digitalise client and investor journeys. The solution will replace legacy systems and existing processes for client onboarding and compliance, enabling Aztec Group to onboard investors faster while improving the user, client and investor experience. The company…
SFDR: Dilemma of Shakespearean Proportions Looms Amid Scope Three Preparations
This article first appeared on A-Team Group’s ESG Insight channel. Financial institutions putting compliance processes in place for the European Union’s Sustainable Finance Disclosure Regulations may be reminded of Claudius’ dilemma in Hamlet. “When sorrows come, they come not single spies, but in battalions,” the usurper king bemoans as he contemplates an avalanche of challenges…
RegTech Summit Virtual: The Outlook for Regulatory Compliance and RegTech in a Digital Economy
The role of digital transformation in the growth of the RegTech sector cannot be overstated, but a number of complex challenges and barriers to more widespread adoption remain. Launching A-Team Group’s two day RegTech Summit, this first panel brought together a group of leading industry figures to discuss the major compliance issues from the perspective…
A-Team Extends, Expands and Releases 2021/2022 Edition of Regulatory Data Handbook
Don’t miss the latest edition of A-Team Group’s Regulatory Data Handbook, a publication dedicated to helping you gain a full understanding of regulations related to your organisation from the details of requirements to best practice implementation. The 2021/2022 handbook covers more than 40 regulations, providing you with a detailed description of each regulation including its…
IQ-EQ Acquires Greyline Partners to Boost US Presence
In its fourth US acquisition in two years, London-based regulatory technology specialist IQ-EQ has bought Greyline Partners, which offers outsourced governance and regulatory compliance solutions for the alternative asset sector, including hedge funds, venture capital, private equity and high net-worth investors. Greyline’s recently launched GCM Advisory outsourced CFO, finance and accounting business is also included in…
Can You Prove Risk-Based e-Comms Surveillance Outcomes Have Merit?
By Robert Houghton, Founder, CTO and Technical Evangelist at Insightful Technology. The elephant in the room whenever a discussion turns to risk-based surveillance is the fact that many Compliance Officers do not have complete confidence in their data. There are currently no parameters from the regulators of the financial sector to permit risk-based surveillance, yet…
SFDR: Dilemma of Shakespearean Proportions Looms Amid Scope Three Preparations
Financial institutions putting compliance processes in place for the European Union’s Sustainable Finance Disclosure Regulations may be reminded of Claudius’ dilemma in Hamlet. “When sorrows come, they come not single spies, but in battalions,” the usurper king bemoans as he contemplates an avalanche of challenges to his authority. As Shakespeare’s antagonist watched events piling relentlessly…