Video: John Randles from PolarLake Talks to RDR at FIMA 2009

Recorded Webinar: Navigating a Complex World: Best Data Practices in Sanctions Screening

As rising geopolitical uncertainty prompts an intensification in the complexity and volume of global economic and financial sanctions, banks and financial institutions are faced with a daunting set of new compliance challenges. The risk of inadvertently engaging with sanctioned securities has never been higher and the penalties for doing so are harsh. Traditional sanctions screening...

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Why Outsourcing is Shifting from Cost Centre to Being a Catalyst for Transformation

By Sarva Srinivasan, Managing Director, NeoXam Americas. For decades, outsourcing across all industries has been synonymous with trimming the back office, streamlining headcount, and delegating so called non-core processes to third parties. But in the world of finance, the ground is well and truly shifting. As the asset management and servicing industries face mounting multi-asset...

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RegTech Summit New York

Now in its 9th year, the RegTech Summit in New York will bring together the RegTech ecosystem to explore how the North American capital markets financial industry can leverage technology to drive innovation, cut costs and support regulatory change.

FATCA – The Time to Act is Now

The US Foreign Account Tax Compliance Act – aka FATCA – raised eyebrows when its final regulations requiring foreign financial institutions (FFIs) to report US accounts to US tax authorities were published last year. But with the exception of a few modifications, the legislation remains in place and starts to comes into force in earnest...