About a-team Marketing Services
The knowledge platform for the financial technology industry
The knowledge platform for the financial technology industry

A-Team Insight Blogs

Talking Reference Data with Andrew Delaney: If Only…

Subscribe to our newsletter

I frequently find myself in meetings, on calls, at conferences, listening to people talk about the data and data management impact of regulation. I’ve heard it said many times, by suppliers mostly, that regulation is our friend. And it’s probably fair to say that without regulation, our industry would not be moving at quite the pace it is.

And yet it occurs to me that while we all talk a lot about regulation, we don’t talk much about what any given directive or legislation means. We know what it’s about, and we know why it’s being instituted. But we often don’t know truly how it will impact the way data is managed.

If only there were a guide to the impact of specific regulations on data within financial institutions…

If only…

You may be relieved to learn that we are in the process of pulling together the A-Team Regulatory Data Handbook, which we’ll be distributing out our Data Management Summit on May 13 in New York. The idea is to provide an at-a-glance guide to those regulations globally that we expect to have the most significant impact on financial institutions data operations.

We’ll kick off this spring with nine or 10 regulations, and then do an update and add a few more in time to distribute the book at our autumn events in London (October 8) and New York (November 4). You’ll be pleasantly surprised to learn that there are sponsorship and advertising opportunities (get in touch with Jo Webb if you are interested: jo@a-teamgroup.com).

So far, we plan to cover the following regulations in the first iteration:

AIFMD
Basel II
Basel III
Dodd Frank
EMIR
Fatca
KYC (yes, we know it’s not a regulation per se)
MiFID II
Solvency II

We think this is a good start, and we’re keen to hear from you on any others we should be covering in Version 2. For each, we’ll provide a quick overview of the whys and wherefores of the regulation, what it means in terms of data coverage and reporting requirements, important dates and deadlines, and key links to more detailed information.

No data management executive should be without a copy.

As I say, we’re pulling this together now. It will be ready for May 13. And as ever, your feedback is gratefully received.

Subscribe to our newsletter

Related content

WEBINAR

Recorded Webinar: Are you making the most of the business-critical structured data stored in your mainframes?

Fewer than 30% of companies think that they can fully tap into their mainframe data even though complete, accurate and real-time data is key to business decision-making, compliance, modernisation and innovation. For many in financial markets, integrating data across the enterprise and making it available and actionable to everyone who needs it is extremely difficult....

BLOG

Navigating the Evolving Landscape of Trade Surveillance: Key Insights and Best Practices

With regulators sharpening their focus and trading desks pushing ever more complex strategies, a robust trade surveillance capability has become non-negotiable for today’s financial institutions. From spoofing to layering, new market-abuse schemes demand surveillance platforms that blend real-time analytics, machine learning and human insight. A recent webinar, hosted by A-Team Group, brought together a diverse...

EVENT

AI in Capital Markets Summit London

Now in its 2nd year, the AI in Capital Markets Summit returns with a focus on the practicalities of onboarding AI enterprise wide for business value creation. Whilst AI offers huge potential to revolutionise capital markets operations many are struggling to move beyond pilot phase to generate substantial value from AI.

GUIDE

Regulatory Data Handbook 2025 – Thirteenth Edition

Welcome to the thirteenth edition of A-Team Group’s Regulatory Data Handbook, a unique and practical guide to capital markets regulation, regulatory change, and the data and data management requirements of compliance across Europe, the UK, US and Asia-Pacific. This year’s edition lands at a moment of accelerating regulatory divergence and intensifying data focused supervision. Inside,...