About a-team Marketing Services
The knowledge platform for the financial technology industry
The knowledge platform for the financial technology industry

A-Team Insight Blogs

Talking Reference Data with Andrew Delaney: If Only…

Subscribe to our newsletter

I frequently find myself in meetings, on calls, at conferences, listening to people talk about the data and data management impact of regulation. I’ve heard it said many times, by suppliers mostly, that regulation is our friend. And it’s probably fair to say that without regulation, our industry would not be moving at quite the pace it is.

And yet it occurs to me that while we all talk a lot about regulation, we don’t talk much about what any given directive or legislation means. We know what it’s about, and we know why it’s being instituted. But we often don’t know truly how it will impact the way data is managed.

If only there were a guide to the impact of specific regulations on data within financial institutions…

If only…

You may be relieved to learn that we are in the process of pulling together the A-Team Regulatory Data Handbook, which we’ll be distributing out our Data Management Summit on May 13 in New York. The idea is to provide an at-a-glance guide to those regulations globally that we expect to have the most significant impact on financial institutions data operations.

We’ll kick off this spring with nine or 10 regulations, and then do an update and add a few more in time to distribute the book at our autumn events in London (October 8) and New York (November 4). You’ll be pleasantly surprised to learn that there are sponsorship and advertising opportunities (get in touch with Jo Webb if you are interested: jo@a-teamgroup.com).

So far, we plan to cover the following regulations in the first iteration:

AIFMD
Basel II
Basel III
Dodd Frank
EMIR
Fatca
KYC (yes, we know it’s not a regulation per se)
MiFID II
Solvency II

We think this is a good start, and we’re keen to hear from you on any others we should be covering in Version 2. For each, we’ll provide a quick overview of the whys and wherefores of the regulation, what it means in terms of data coverage and reporting requirements, important dates and deadlines, and key links to more detailed information.

No data management executive should be without a copy.

As I say, we’re pulling this together now. It will be ready for May 13. And as ever, your feedback is gratefully received.

Subscribe to our newsletter

Related content

WEBINAR

Recorded Webinar: Unpacking Stablecoin Challenges for Financial Institutions

The stablecoin market is experiencing unprecedented growth, driven by emerging regulatory clarity, technological maturity, and rising global demand for a faster, more secure financial infrastructure. But with opportunity comes complexity, and a host of challenges that financial institutions need to address before they can unlock the promise of a more streamlined financial transaction ecosystem. These...

BLOG

World Federation of Exchanges Urges Regulators to Balance Quantum Risk with Near-Term Cyber and AI Threats

The World Federation of Exchanges (WFE) has called on regulators to balance long-term quantum computing risks against more immediate operational challenges in the financial sector. The association’s press release highlights a substantial gap between regulatory expectations for early preparation and the industry’s current prioritisation of nearer-term threats such as generative artificial intelligence (GenAI) and cyber...

EVENT

RegTech Summit London

Now in its 9th year, the RegTech Summit in London will bring together the RegTech ecosystem to explore how the European capital markets financial industry can leverage technology to drive innovation, cut costs and support regulatory change.

GUIDE

BCBS 239 Data Management Handbook

Our 2015/2016 edition of the BCBS 239 Data Management Handbook has arrived! Printed copies went like hotcakes at our Data Management Summit in New York but you can download your own copy here and get access to detailed information on the  principles and implications of BCBS 239 on Data Management. This Handbook provides an at-a-glance...