About a-team Marketing Services
The knowledge platform for the financial technology industry
The knowledge platform for the financial technology industry

A-Team Insight Blogs

Surveillance Experts Discuss Impact on Segment of WFH

Subscribe to our newsletter

In case you missed it, watch below to hear this panel at our recent RegTech Summit Virtual discuss managing trade and communications surveillance in the new world of work. The panelists include:

  • Moderator: Matthew Bernstein, Information Governance Strategist, MC Bernstein Data
  • Yasmine Li, Head of EMEA Surveillance, Macquarie Group
  • Stan Yakoff, Head of Americas Supervision, Citadel Securities; Adjunct Professor – Fordham Law
  • Julian Horky, Head of Risk Controlling BCM, Berenberg Capital Markets LLC
  • Eddie Cogan, Partner, Head of eComms Surveillance, ACA Group

Subscribe to our newsletter

Related content

WEBINAR

Recorded Webinar: Managing Non-Financial Misconduct Under SMCR

Non-financial misconduct – encompassing behaviours such as bullying, sexual harassment, and discrimination is a key focus of the Senior Managers and Certification Regime (SMCR). The Financial Conduct Authority (FCA) has underscored that such misconduct is not only unethical but also poses significant risks to a firm’s culture and operational integrity. Recognizing the profound impact on...

BLOG

Discover What’s Top of Mind for Industry Leaders as aiComms Surge and 99% of Firms Plan to Expand their AI Use

By Esteban Lopez, Product Management, Theta Lake. Building on research conducted by Theta Lake since 2018, the seventh edition of this groundbreaking industry report offers valuable insights into how AI, modern unified communication and collaboration (UCC) platforms, and DCGA tools are being used across financial services organizations. As the growth of UCC tools and AI...

EVENT

Buy AND Build: The Future of Capital Markets Technology

Buy AND Build: The Future of Capital Markets Technology London examines the latest changes and innovations in trading technology and explores how technology is being deployed to create an edge in sell side and buy side capital markets financial institutions.

GUIDE

Enterprise Data Management, 2009 Edition

This year has truly been a year of change for the data management community. Regulators and industry participants alike have been keenly focused on the importance of data with regards to compliance and risk management considerations. The UK Financial Services Authority’s fining of Barclays for transaction reporting failures as a result of inconsistent underlying reference...