About a-team Marketing Services
The knowledge platform for the financial technology industry
The knowledge platform for the financial technology industry

Browse by brand

RegTech Insight
TradingTech Insight
Data Management Insight

Browse by content type

A-Team Insight Blogs

Surveillance Experts Discuss Impact on Segment of WFH

7 December 2021
Subscribe to our newsletter

In case you missed it, watch below to hear this panel at our recent RegTech Summit Virtual discuss managing trade and communications surveillance in the new world of work. The panelists include:

  • Moderator: Matthew Bernstein, Information Governance Strategist, MC Bernstein Data
  • Yasmine Li, Head of EMEA Surveillance, Macquarie Group
  • Stan Yakoff, Head of Americas Supervision, Citadel Securities; Adjunct Professor – Fordham Law
  • Julian Horky, Head of Risk Controlling BCM, Berenberg Capital Markets LLC
  • Eddie Cogan, Partner, Head of eComms Surveillance, ACA Group

Subscribe to our newsletter

Related content

WEBINAR

Recorded Webinar: GenAI and LLM case studies for Surveillance, Screening and Scanning

As Generative AI (GenAI) and Large Language Models (LLMs) move from pilot to production, compliance, surveillance, and screening functions are seeing tangible results – and new risks. From trade surveillance to adverse media screening to policy and regulatory scanning, GenAI and LLMs promise to tackle complexity and volume at a scale never seen before. But...

Find out more

12 November 2025
RegTech Insight
BLOG

FCA Market Soundings Review Puts Pre-Deal Controls Under Scrutiny

The Financial Conduct Authority (FCA) has used its multi-firm review of market soundings in UK equity capital markets (ECM) to evaluate how a long-established issuance practice affects market quality, information control and investor targeting. The review covered 63 ECM transactions in UK listed shares between January 2023 and June 2025, including fifty accelerated bookbuilds (ABBs)...

Read More

27 April 2026
RegTech Insight TradingTech Insight
EVENT

TradingTech Summit London

Now in its 15th year the TradingTech Summit London brings together the European trading technology capital markets industry and examines the latest changes and innovations in trading technology and explores how technology is being deployed to create an edge in sell side and buy side capital markets financial institutions.

26 February 2027
TradingTech Insight
GUIDE

GDPR Handbook

The May 25, 2018 compliance deadline of General Data Protection Regulation (GDPR) is approaching fast, requiring financial institutions to understand what personal data they hold, why they process it, and whether it is shared with other organisations. In line with individuals’ rights under the regulation, they must also provide access to individuals’ personal data and...

26 February 2018
Data Management Insight RegTech Insight