Coexis has hired Roy Staines as managing director of its U.S. Operations. Staines was previously at ADP Brokerage Service Group, where he was managing director, responsible for strategic accounts and before that was president of ADP-Wilco.
Optimising client onboarding and Know Your Customer (KYC) processes continues to challenge banks operating in a highly regulated and competitive market. The challenge is exacerbated by increasing requirements to track and understand entity hierarchies and ultimate beneficial ownership. The webinar will discuss the ongoing challenges of client onboarding and KYC, and how best they can...
Broadridge Financial Solutions today announced that it has signed Radar, Australia’s leading independent proxy solicitor and investor relations firm, as a distributor of its International Shareholder Communications (ISC) portal to the Australian market. Broadridge’s ISC service portal provides optimal vote output for participating corporate issuers or their agents for all shareholder meetings. A web-based service...
Now in its 10th year, RegTech Summit London will bring together the RegTech ecosystem to explore how the European capital markets financial industry can leverage technology to innovate the compliance function and response.
Welcome to the ninth edition of A-Team Group’s Regulatory Data Handbook, a publication dedicated to helping you gain a full understanding of regulations related to your organisation from the details of requirements to best practice implementation. This edition of the handbook includes a focus on regulations being rolled out to bring order and standardisation to...
