Coexis has hired Roy Staines as managing director of its U.S. Operations. Staines was previously at ADP Brokerage Service Group, where he was managing director, responsible for strategic accounts and before that was president of ADP-Wilco.
Fitness and proprietary requirements for employees of financial institutions are not an option, but a regulatory obligation that calls on employers to regularly assess employees’ honesty, integrity and reputation, competence and capability, and financial soundness. In the UK, these requirements are a core element of the Senior Managers and Certification Regime (SMCR). They are also...
State Street Corporation, one of the world’s leading providers of financial services to institutional investors, today announced the appointment of Finbarr Downing to head of compliance for State Street International Ireland. Finbarr joins State Street from Northern Trust where he served as head of fund and regulatory compliance. As head of compliance for State Street’s...
Now in its 15th year the TradingTech Summit London brings together the European trading technology capital markets industry and examines the latest changes and innovations in trading technology and explores how technology is being deployed to create an edge in sell side and buy side capital markets financial institutions.
Welcome to the second edition of A-Team Group’s RegTech Suppliers Guide, an essential aid for financial institutions sourcing innovative solutions to improve their regulatory response, and a showcase for encumbent and new RegTech vendors with offerings designed to match market demand. Available free of charge and based on an industry-wide survey, the guide provides a...
