About a-team Marketing Services
The knowledge platform for the financial technology industry
The knowledge platform for the financial technology industry

A-Team Insight Blogs

A-Team Group Releases the Third Edition of its Trading Regulations Handbook

Subscribe to our newsletter

A-Team Group is delighted to announce the publication of its Trading Regulations Handbook 2022, the third edition of its guide to financial markets regulations for trading technologists.

With trading regulations constantly being updated, unforeseen risks continually emerging, social and environmental movements transforming the market, and digital technologies evolving rapidly, it is more essential than ever for financial institutions to keep pace with the increasing regulatory and compliance demands, and to be prepared with the appropriate tools and technologies.

A-Team’s Trading Regulations Handbook 2022, sponsored by Eventus, a leading global provider of multi-asset class trade surveillance and market risk solutions, provides a useful and digestible overview of the plethora of trading regulations in today’s financial markets, setting out the trading technology requirements of each regulation, along with proposed timelines and links to original texts and other publications that readers will find helpful.

The Handbook also highlights some key regulatory areas to watch in the coming months, including the UK FCA’s recent overview of best practices in market abuse surveillance, the US SEC’s proposed new rules around liquidity provision in fixed income markets, the monitoring of energy and commodity markets, the need for cross-product and cross-market surveillance, and the growing regulatory focus on digital assets.

For any trading, technology or compliance professional operating within the financial markets, the Trading Regulations Handbook is an essential resource. Download your free copy here.

Subscribe to our newsletter

Related content

WEBINAR

Recorded Webinar: Best approaches for trade and transaction reporting

Compliance practitioners and technology leaders in capital markets face mounting pressure to ensure that reporting processes are efficient, accurate, and aligned with global standards. Market developments and jurisdictional nuances in regulatory frameworks like MiFID II, EMIR, SFTR and MAS create a continual challenge for compliance teams. This webinar brings together senior RegTech executives and seasoned...

BLOG

Watching the Future: The Top 10 Surveillance and Compliance Challenges in Prediction Markets

By Joe Schifano, Global Head of Regulatory Affairs, Eventus. Prediction markets are quickly becoming the next frontier of finance – a new class of markets where people trade on what they believe will happen next. From election results to interest rate fluctuations, these platforms turn collective judgment into tradable data. But as prediction markets move...

EVENT

TradingTech Summit New York

Our TradingTech Summit in New York is aimed at senior-level decision makers in trading technology, electronic execution, trading architecture and offers a day packed with insight from practitioners and from innovative suppliers happy to share their experiences in dealing with the enterprise challenges facing our marketplace.

GUIDE

Hosted/Managed Services

The on-site data management model is broken. Resources have been squeezed to breaking point. The industry needs a new operating model if it is truly to do more with less. Can hosted/managed services provide the answer? Can the marketplace really create and maintain a utility-based approach to reference data management? And if so, how can...