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Trading Regulations Handbook 2022

Welcome to the third edition of A-Team Group’s Trading Regulations Handbook, a publication designed to help you gain a full understanding of regulations that have an impact on your trading operations, data and technology.

The handbook provides details of each regulation and its requirements, as well as ‘at-a-glance’ summaries, regulatory timelines and compliance deadlines, and links to original texts. It also provides an outlook of potential regulatory change and a handy glossary of key terms.

Download the handbook to access:

  • Detailed descriptions of global trading regulations and requirements
  • The impact of these regulations on trading operations, data and technology
  • Regulatory timelines and compliance deadlines
  • An outlook for the trading regulations landscape
  • Vendor solutions supporting regulatory compliance

Regulations covered include:

  • Alternative Investment Fund Management Directive (AIFMD)
  • BCBS 239
  • Benchmarks Regulation
  • CFTC Rules 1.73 and 1.74
  • CFTC Derivatives Margin
  • Digital Assets Regulations
  • Dodd-Frank Act
  • Dodd-Frank Volcker Rule
  • European Market Infrastructure Regulation (EMIR) & EMIR Refit
  • Financial Market Infrastructure Act
  • Fundamental Review of the Trading Book (FRTB)
  • ISDA Master Agreement
  • Margin Requirements for Non-Centrally Cleared Derivatives
  • Market Abuse Regulation (MAR)
  • Markets in Financial Instruments Directive II (MiFID II)
  • Markets in Financial Instruments Regulation (MiFIR)
  • MAS OTC Derivatives Reporting
  • SEC Rule 613 Consolidated Audit Trail
  • SEC Swaps Reporting Regime
  • Securities Financing Transactions Regulation (SFTR)
  • Senior Managers & Certification Regime (SMCR)

If you are interested in sponsoring or advertising in one of our handbooks, suppliers guides or special reports, please get in touch with us.