About a-team Marketing Services
The knowledge platform for the financial technology industry
The knowledge platform for the financial technology industry

Browse by brand

RegTech Insight
TradingTech Insight
Data Management Insight

Browse by content type

A-Team Insight People

Carlo di Florio Joins ACA Compliance Group

16 September 2019
Subscribe to our newsletter

Carlo di Florio has joined ACA Compliance as Global Chief Services Officer. He joins from FINRA, where he served as Chief Risk & Strategy Officer and as Co-Chair of the FINRA360 Project Management Office. Prior to joining FINRA, di Florio served as Director of the SEC’s Office of Compliance Inspections and Examinations, where he oversaw the National Exam Program from 2010-2013.

His new responsibilities will include oversight, management, and strategic growth of ACA’s global regulatory compliance, cybersecurity and risk, AML and financial crimes, and performance practices. He also will focus on enhancing ACA’s infrastructure and technology for its service-based offerings.

Subscribe to our newsletter

Related content

WEBINAR

Recorded Webinar: The Global LEI System – A Solution for Entity Data?

This webinar has passed, but you can view the recording here. As 2013 comes to a close, the global legal entity identifier system – or GLEIS – will have been in the making for 18 months. This year has seen some significant developments ranging from the first meeting of the Regulatory Oversight Committee to a...

Find out more

04 December 2013
Data Management Insight
BLOG

Fenergo Adds Senior Product Leads to Sharpen AI driven CLM and Financial Crime Roadmap

Fenergo has appointed three experienced product leaders – Sharon Bodkin (VP, Banking Product), Neil D’Rosario (VP, Buyside Product) and Adam McLaughlin (Director, Financial Crime Product) – to advance its client?lifecycle management (CLM) and financial?crime portfolio. The roles are effective immediately and align with the company’s push to let financial institutions manage CLM and financial?crime tasks...

Read More

30 October 2025
RegTech Insight
EVENT

RegTech Summit New York

Now in its 9th year, the RegTech Summit in New York will bring together the RegTech ecosystem to explore how the North American capital markets financial industry can leverage technology to drive innovation, cut costs and support regulatory change.

20 November 2026
RegTech Insight
GUIDE

Enterprise Data Management

The current financial crisis has highlighted that financial institutions do not have a sufficient handle on their data and has prompted many of these institutions to re-evaluate their approaches to data management. Moreover, the increased regulatory scrutiny of the financial services community during the past year has meant that data management has become a key...

18 November 2008
Data Management Insight