RegTech Insight Webinars

Recorded Webinar: Managing data for the Fundamental Review of the Trading Book (FRTB)

You can listen to the recording of this webinar by registering on this page. The January 1, 2022 compliance deadline for Fundamental Review of the Trading Book (FRTB) regulation may be three years out, but if your organisation is within scope of the rules, the time to address their data management challenges is now. Will...

Recorded Webinar: How to find common ground for data management across multiple regulations

We’ve asked over many years how financial institutions can find common ground for data management processes to meet the requirements of multiple regulations, such as MiFID II, MiFIR, EMIR, MAR and BCBS 239. While this is a goal most firms have aspired to, the reality of pressing deadlines for regulation after regulation meant firms had...

Recorded Webinar: Deploying regtech solutions for optimal compliance professional performance

You can listen to the recording of this webinar by registering on this page. Today’s atmosphere of heightened regulatory scrutiny is focusing attention on compliance departments and the tools available to mitigate the risk of regulatory censure. Much has been made of emerging regtech solutions’ ability to offer new capabilities, potentially changing the way compliance...

Recorded Webinar: The future of communications surveillance for regulatory compliance

Don’t miss this opportunity to view the recording of this recently held webinar. Communications surveillance is fundamental to compliance, challenging to implement, and complex to sustain. Has your organisation got it right, or are you struggling to move on from a tactical approach put in place to satisfy Markets in Financial Instruments Directive II (MiFID...

Recorded Webinar: Regtech – How to digitalise the customer experience with KYC and AML Innovation

You can listen to the recording of this webinar by registering on this page. How can ‘digitalising’ client onboarding help to speed up data processing and improve customer experience?  How can you leverage digital capabilities to improve your Know Your Customer (KYC) and Anti-Money Laundering (AML) workflows, processes and checks? The task is not easy...

Recorded Webinar: Best practices for best execution in multi-venue environments

Don’t miss this opportunity to view the recording of this recently held webinar. Best execution has long sat at the foundation of trading operations across all market and practitioner types. But the introduction of more onerous best execution requirements under MiFID II has raised the bar, both in terms of dealing with fragmented markets from...

Recorded Webinar: Client lifecycle management: faster Onboarding, KYC, AML and GDPR processing

You can listen to the recording of this webinar by registering on this page. Are your client lifecycle management processes – including client onboarding, Know Your Customer (KYC), Anti-Money Laundering (AML) and most recently General Data Protection Regulation (GDPR) – up to the right standard for today’s pressing regulatory challenges? Early iterations of KYC and...

Recorded Webinar: The impact of GDPR on data monetisation

You can listen to the recording of this webinar by registering on this page. Data monetisation has become key to revenue growth at financial institutions, but how can they get it right and achieve competitive advantage, and how will General Data Protection Regulation (GDPR) impact their progress? This webinar will discuss why and how financial...

Recorded Webinar: Balancing Regulatory Transparency with Data Protection

You can listen to the recording of this webinar by registering on this page. Balancing the use of personal data required by Markets in Financial Instruments Directive II (MiFID) as part of its transparency regime with the personal data protection rules set out in General Data Protection Regulation (GDPR) is a tough task – tell...

Recorded Webinar: MiFID II: How to optimise data management for transaction reporting

Don’t miss this opportunity to view the recording of this recently held webinar. As MiFID II hits the six-month mark, how well is your organisation handling transaction reporting? Is it ready to meet the LEI mandate that will take effect on July 3 and require all parties to transactions to have LEIs? And how is...