Reference Data Review speaks with speaks to Swift’s head of regulatory affairs for the securities markets Richard Young about the onslaught of regulation that the industry is facing and where the compliance challenges lie. Young discusses how the industry can respond to these challenges in a collaborative manner and provides some practical examples of this approach.
Who owns AI governance in a capital markets firm – and is the Data Office structured to bear that weight? These questions sit at the heart of A-Team Research’s latest findings, presented here for the first time: the combined results of two landmark surveys examining the role of the Data Office in AI governance and...
Data management provider GoldenSource has entered the next phase of its evolution with the launch of GoldenSource Scout, an AI platform for capital markets built on the firm’s Trusted Contextual Data Layer, which grounds enterprise AI in governed, canonical data. The launch marks a significant shift towards AI within the firm’s data management ecosystem. Swati...
Now in its 10th year, the RegTech Summit in New York will bring together the RegTech ecosystem to explore how the North American capital markets financial industry can leverage technology to drive innovation, cut costs and support regulatory change.
Welcome to the fourteenth edition of A-Team Group’s Regulatory Data Handbook. Supervisors increasingly expect firms to demonstrate which rules apply, which data supports each obligation, who owns the control and how exceptions are identified and resolved. Policies and implementation programmes must now be supported by records that can withstand regulatory scrutiny. This edition examines material...