About a-team Marketing Services
The knowledge platform for the financial technology industry

A-Team Insight Blogs

The IMS Group Hires Gartmore Compliance Manager

Subscribe to our newsletter

The IMS Group (IMS), the leading regulation and compliance consultant, has hired Kim Ellis, a former senior compliance monitoring manager from Gartmore, to its Projects team.

In her new role at IMS, Kim will specialise in wholesale financial markets compliance, and will cover conduct of business, client assets, collective investment schemes and market conduct.

At Gartmore Kim conducted comprehensive and independent compliance and risk monitoring across the company.

IMS has recently doubled the size of its Regulatory Transactions team, which deals with FSA applications, variations of permission, change of control and change of legal status amongst other things, based on the strong demand for those services.

IMS has seen a year of rapid growth, including the acquisition of compliance consultancy MMS Regulatory Solutions in February, which brought further regulatory expertise to IMS. The acquisition, and new hires, have prompted the firm to move to larger offices, on Jermyn Street, London, to accomodate the growing team.

Michel van Leeuwen, group chief executive, IMS, says: “We are on a fast growth trajectory and are always seeking high calibre individuals to strengthen our existing talent. Kim’s experience will make her a valuable addition to the Projects team. ”

Subscribe to our newsletter

Related content

WEBINAR

Recorded Webinar: New solutions to the old problems of compliance with communications surveillance regulation

Communications surveillance is an integral element of trading at financial institutions, and its functions are clearly set out in jurisdictional regulations – to capture, record and retain all communications. Essentially, all business related communications must be recorded whatever the underlying mechanism – be it a work phone, personal mobile phone, text, video and so on...

BLOG

Trading Up: Helping Our Youngsters Get What We Do

By Andrew Delaney, President, A-Team Group. We hear it time and time again – at our conferences, on our roundtables and from our advisory boards: our beloved financial data and technology industry is suffering from an acute skills shortage. Flip to the other side of the coin, and employers and parents alike fret about the...

EVENT

RegTech Summit London

Now in its 10th year, RegTech Summit London will bring together the RegTech ecosystem to explore how the European capital markets financial industry can leverage technology to innovate the compliance function and response.

GUIDE

Entity Data Management

Entity data management has historically been a rather overlooked area of the reference data landscape, but with the increase focus on managing risk, the industry is finally taking notice. It is now generally agreed to be critical to every financial institution; although the rewards for investment in entity data management appear to be rather small,...