About a-team Marketing Services
The knowledge platform for the financial technology industry
The knowledge platform for the financial technology industry

A-Team Insight Blogs

The IMS Group Hires Gartmore Compliance Manager

Subscribe to our newsletter

The IMS Group (IMS), the leading regulation and compliance consultant, has hired Kim Ellis, a former senior compliance monitoring manager from Gartmore, to its Projects team.

In her new role at IMS, Kim will specialise in wholesale financial markets compliance, and will cover conduct of business, client assets, collective investment schemes and market conduct.

At Gartmore Kim conducted comprehensive and independent compliance and risk monitoring across the company.

IMS has recently doubled the size of its Regulatory Transactions team, which deals with FSA applications, variations of permission, change of control and change of legal status amongst other things, based on the strong demand for those services.

IMS has seen a year of rapid growth, including the acquisition of compliance consultancy MMS Regulatory Solutions in February, which brought further regulatory expertise to IMS. The acquisition, and new hires, have prompted the firm to move to larger offices, on Jermyn Street, London, to accomodate the growing team.

Michel van Leeuwen, group chief executive, IMS, says: “We are on a fast growth trajectory and are always seeking high calibre individuals to strengthen our existing talent. Kim’s experience will make her a valuable addition to the Projects team. ”

Subscribe to our newsletter

Related content

WEBINAR

Recorded Webinar: Adding Intelligence to Electronic Execution for Best Execution Under MiFID II

MiFID II’s provisions for best execution promise to be more rigorous than its predecessor’s. They also will be applied to a host of relatively illiquid and potentially more complex asset classes. Compliance will be challenging. This webinar looks at the emerging requirement for truly smart order routing under MiFID II’s best execution rules: Approaches to...

BLOG

Juniper Square Seeks to Democratise Private Markets with Data

Juniper Square has, from a virtual standing start, become one of the fastest-growing providers of data and investor services to private-market participants. Earlier in the summer it received a US$130 million series D capital injection that underscored its prospects and valued the company within unicorn territory. That’s unsurprising for a company whose platform has, since...

EVENT

RegTech Summit New York

Now in its 9th year, the RegTech Summit in New York will bring together the RegTech ecosystem to explore how the North American capital markets financial industry can leverage technology to drive innovation, cut costs and support regulatory change.

GUIDE

Entity Data Management Handbook

Following on from the success of our Regulatory Data Handbook, A-Team Group is pleased to introduce its new Entity Data Management Handbook which is available for free download. This Handbook is the ultimate guide to all things entity data: Why Entity Data is important A full review of Legal Entity Identifiers (LEIs) Where they came...