About a-team Marketing Services
The knowledge platform for the financial technology industry
The knowledge platform for the financial technology industry

A-Team Insight Blogs

The IMS Group Hires Gartmore Compliance Manager

Subscribe to our newsletter

The IMS Group (IMS), the leading regulation and compliance consultant, has hired Kim Ellis, a former senior compliance monitoring manager from Gartmore, to its Projects team.

In her new role at IMS, Kim will specialise in wholesale financial markets compliance, and will cover conduct of business, client assets, collective investment schemes and market conduct.

At Gartmore Kim conducted comprehensive and independent compliance and risk monitoring across the company.

IMS has recently doubled the size of its Regulatory Transactions team, which deals with FSA applications, variations of permission, change of control and change of legal status amongst other things, based on the strong demand for those services.

IMS has seen a year of rapid growth, including the acquisition of compliance consultancy MMS Regulatory Solutions in February, which brought further regulatory expertise to IMS. The acquisition, and new hires, have prompted the firm to move to larger offices, on Jermyn Street, London, to accomodate the growing team.

Michel van Leeuwen, group chief executive, IMS, says: “We are on a fast growth trajectory and are always seeking high calibre individuals to strengthen our existing talent. Kim’s experience will make her a valuable addition to the Projects team. ”

Subscribe to our newsletter

Related content

WEBINAR

Recorded Webinar: Managing market data feeds in the post MiFID II world

The aim of Markets in Financial Instruments Directive II (MiFID II) to make market data more accessible requires market data providers to offer unbundled pre- and post-trade market data feeds that can be delivered as direct feeds or part of a consolidated service. The regulation also requires investment firms to publish details of OTC trades...

BLOG

New Data Partnership Approach Urged for Investors in SimCorp Report

Investment managers must take a fresh approach to data management, stressing trusted partnerships with outside expertise over traditional outsourcing models, as they seek to adapt to a rapidly changing economic landscape, a report has urged. The binary build-versus-buy strategy that has been the basis of innovation adoption for decades has been upended by advances in...

EVENT

TradingTech Summit London

Now in its 15th year the TradingTech Summit London brings together the European trading technology capital markets industry and examines the latest changes and innovations in trading technology and explores how technology is being deployed to create an edge in sell side and buy side capital markets financial institutions.

GUIDE

Practical Applications of the Global LEI – Client On-Boarding and Beyond

The time for talking is over. The time for action is now. A bit melodramatic, perhaps, but given last month’s official launch of the global legal entity identifier (LEI) standard, practitioners are rolling up their sleeves and getting on with figuring out how to incorporate the new identifier into their customer and entity data infrastructures....