Trillium Surveyor

Recorded Webinar: Holistic Conduct & Surveillance: Unifying Trade, Voice, and eComms Data with AI

Surveillance in capital markets has evolved in silos. Trade surveillance, voice recording, and electronic communications monitoring have traditionally operated as parallel control functions, each with distinct datasets, workflows and alerting logic. Yet recent enforcement actions on both sides of the Atlantic – ranging from off-channel communications failures to market manipulation cases – demonstrate a consistent...

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HelmGuard Raises $7.3m Seed Round to Replace Compliance Paperwork with AI Agents that Verify Risk Directly

Agentic governance, risk and compliance platform HelmGuard has raised $7.3 million to expand in the US and develop technology that monitors AI agents at runtime. Infinity Ventures and Frontline co-led the seed round, with participation from FinTech Collective, Stage 2 Capital and Entrepreneurs First. HelmGuard plans to establish operations in New York and San Francisco,...

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Buy AND Build: The Future of Capital Markets Technology

Buy AND Build: The Future of Capital Markets Technology London examines the latest changes and innovations in trading technology and explores how technology is being deployed to create an edge in sell side and buy side capital markets financial institutions.

Regulatory Data Handbook 2026 – Fourteenth Edition

Welcome to the fourteenth edition of A-Team Group’s Regulatory Data Handbook. Supervisors increasingly expect firms to demonstrate which rules apply, which data supports each obligation, who owns the control and how exceptions are identified and resolved. Policies and implementation programmes must now be supported by records that can withstand regulatory scrutiny. This edition examines material...