Ticksmith

Upcoming Webinar: The Next Compliance Frontier: Monitoring GenAI and Unstructured Comms Data

Date: 16 September 2026 Time: 10:00am ET / 3:00pm London / 4:00pm CET Duration: 50 minutes Generative AI is rapidly transforming how employees create, share, and interpret information. From internal copilots drafting client messages to AI tools summarising trading conversations or generating research notes, large language models are increasingly embedded in daily workflows across capital...

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Ondo Finance Backs SEC’s Proposed Rollback of Reg NMS Trade Through Rule

Ondo Finance – which operates a transaction platform for tokenised assets – has added its support to a Securities & Exchange Commission (SEC) proposal to roll back the long-standing ‘trade through rule” related to Regulation NMS. The SEC’s motivation is that it now believes the rule leads to market fragmentation and increased costs, while Ondo is...

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TradingTech Summit New York

Our TradingTech Summit in New York is aimed at senior-level decision makers in trading technology, electronic execution, trading architecture and offers a day packed with insight from practitioners and from innovative suppliers happy to share their experiences in dealing with the enterprise challenges facing our marketplace.

Regulatory Data Handbook 2026 – Fourteenth Edition

Welcome to the fourteenth edition of A-Team Group’s Regulatory Data Handbook. Supervisors increasingly expect firms to demonstrate which rules apply, which data supports each obligation, who owns the control and how exceptions are identified and resolved. Policies and implementation programmes must now be supported by records that can withstand regulatory scrutiny. This edition examines material...