Ticksmith

Recorded Webinar: Navigating a Complex World: Best Data Practices in Sanctions Screening

As rising geopolitical uncertainty prompts an intensification in the complexity and volume of global economic and financial sanctions, banks and financial institutions are faced with a daunting set of new compliance challenges. The risk of inadvertently engaging with sanctioned securities has never been higher and the penalties for doing so are harsh. Traditional sanctions screening...

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Broadridge Deepens AI Push with Minority Investment in DeepSee to Transform Post-Trade Operations

Broadridge Financial Solutions has taken a minority stake in agentic AI specialist DeepSee and expanded its partnership to embed intelligent automation into post-trade workflows, marking a strategic advance in its data and AI roadmap for capital markets operations. Tom Carey, President of Broadridge Global Technology and Operations (GTO), will join DeepSee’s Board of Directors as...

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RegTech Summit London

Now in its 9th year, the RegTech Summit in London will bring together the RegTech ecosystem to explore how the European capital markets financial industry can leverage technology to drive innovation, cut costs and support regulatory change.

Regulatory Data Handbook 2025 – Thirteenth Edition

Welcome to the thirteenth edition of A-Team Group’s Regulatory Data Handbook, a unique and practical guide to capital markets regulation, regulatory change, and the data and data management requirements of compliance across Europe, the UK, US and Asia-Pacific. This year’s edition lands at a moment of accelerating regulatory divergence and intensifying data focused supervision. Inside,...