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WEBINAR
Recorded Webinar: Holistic Conduct & Surveillance: Unifying Trade, Voice, and eComms Data with AI
Surveillance in capital markets has evolved in silos. Trade surveillance, voice recording, and electronic communications monitoring have traditionally operated as parallel control functions, each with distinct datasets, workflows and alerting logic. Yet recent enforcement actions on both sides of the Atlantic – ranging from off-channel communications failures to market manipulation cases – demonstrate a consistent...
BLOG
Archax Launches US Digital Broker-Dealer; Taps tZERO for Custody, Clearing and Secondary Trading
Archax Group, which already operates a regulated digital asset platform in the UK and EU, has received approval from the Financial Industry Regulatory Authority (FINRA), completing its registration as a US digital broker-dealer with the Securities and Exchange Commission (SEC). It has also arranged for tZERO Group units to give Archax clients access to a...
EVENT
Alternative Data Conference, Fall NYC
Now in its 8th year, the Eagle Alpha Alternative Data Conference managed by A-Team Group, is the premier content forum and networking event for investment firms and hedge funds.
GUIDE
Regulatory Data Handbook 2026 – Fourteenth Edition
Welcome to the fourteenth edition of A-Team Group’s Regulatory Data Handbook. Supervisors increasingly expect firms to demonstrate which rules apply, which data supports each obligation, who owns the control and how exceptions are identified and resolved. Policies and implementation programmes must now be supported by records that can withstand regulatory scrutiny. This edition examines material...


